McCarthy Brian K. 4

What Happened
Brian K. McCarthy, President, Global Sales & Field Operations of Rubrik, was granted equity awards on 2026-01-31: 442,022 restricted stock units (RSUs) and 147,341 performance stock units (PSUs). Both grants are recorded at $0.00 per share on the Form 4 (common for equity awards) — these are compensation awards, not open-market purchases or sales.

Key Details

• Transaction date(s): January 31, 2026; Form 4 filed February 3, 2026 (Accession 0002020217-26-000004).
• Reported price: $0.00 per share (award/grant).
• Shares owned after transaction: Not specified in the filing.
• Footnotes: F1 = RSUs subject to service-based vesting; F2 = PSUs vest only if Rubrik’s Class A common stock reaches specified per-share price targets and the reporting person remains in continuous service through each performance date.
• Filing timeliness: Form filed Feb 3, 2026; the filing itself shows the grant date and does not indicate a delinquent/late filing flag.

Context
RSUs are time- or service-vested awards that convert to shares if vesting conditions are met. PSUs are performance-based and only convert to shares if the company meets specified stock-price performance hurdles (plus continued employment). These grants are routine executive compensation and are not the same as an insider buying or selling shares in the market.