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4//SEC Filing

Choudary Kiran Kumar 4

Accession 0002020220-26-000004

CIK 0001943896other
View on SEC.govCompany Profile

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 8:00 PM ET

Size

17.8 KB

Accession

0002020220-26-000004

Insider Transaction Report

Form 4
Period: 2026-01-16
Rubrik, Inc.RBRK
Choudary Kiran Kumar
Chief Financial Officer
Transactions
  • Conversion

    Class A Common Stock

    2026-01-16+5,000→ 509,959 total
  • Sale

    Class A Common Stock

    [F1][F2]
    2026-01-16$67.34/sh−14,373$967,878→ 495,586 total
  • Sale

    Class A Common Stock

    [F1][F3]
    2026-01-16$68.46/sh−5,427$371,532→ 490,159 total
  • Sale

    Class A Common Stock

    [F1][F4]
    2026-01-16$69.08/sh−200$13,816→ 489,959 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    [F5]
    2026-01-16−5,000→ 41,450 total
    Exercise: $7.99Exp: 2028-09-17→ Class B Common Stock (5,000 underlying)
  • Exercise/Conversion

    Class B Common Stock

    [F6]
    2026-01-16+5,000→ 5,000 total
    → Class A Common Stock (5,000 underlying)
  • Conversion

    Class B Common Stock

    [F6]
    2026-01-16−5,000→ 0 total
    → Class A Common Stock (5,000 underlying)
Footnotes (6)
  • [F1]This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.
  • [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.98 to $67.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  • [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.00 to $68.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  • [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.06 to $69.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
  • [F5]1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.
  • [F6]Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Signature
/s/ Larry Guo, Attorney-in-Fact|2026-01-16

Documents

1 file

Issuer

Rubrik, Inc.

CIK 0001943896

→
Entity typeother

Related Parties

1
  • filerCIK 0002020220

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 8:00 PM ET
Size
17.8 KB
View on SEC.gov