LoBue Lindsay 4
4 · Carlyle Group Inc. · Filed Feb 3, 2026
Research Summary
AI-generated summary of this filing
Carlyle (CG) COO Lindsay LoBue Receives RSU Awards
What Happened
Lindsay LoBue, Chief Operating Officer of Carlyle Group Inc. (CG), received two restricted stock unit (RSU) awards on February 1, 2026 totaling 127,121 RSUs (114,156 and 12,965), each recorded at $0 as they are awards, not purchases. On the same date, 2,128 shares were withheld by the issuer to satisfy tax withholding obligations related to vested awards; those withheld shares were valued at $58.78 each for a total of $125,084. The withholding is a disposition for tax purposes but not an open-market sale.
Key Details
- Transaction date: February 1, 2026 (Form 4 filed Feb 3, 2026 — timely).
- Awarded: 114,156 RSUs (footnote F2) and 12,965 RSUs (footnote F3); both recorded as acquisitions at $0.
- Tax withholding/disposition: 2,128 shares withheld at $58.78 = $125,084 (footnote F1). No shares were sold on the open market.
- Shares owned after transaction: not disclosed in the filing.
- Notable footnotes:
- F1: Withheld shares represent tax withholding on vested RSUs; reporting person did not sell shares.
- F2: 114,156 RSUs vest 40% on Aug 1, 2027; 30% on Aug 1, 2028; 30% on Aug 1, 2029 (service-based vesting).
- F3: 12,965 RSUs vest one-third on each of Feb 1, 2027, Feb 1, 2028 and Feb 1, 2029 (service-based vesting).
Context
These transactions are awards of restricted stock units (long-term compensation) rather than market purchases; the RSUs vest over future dates subject to continued service. The tax withholding is routine and does not indicate an open-market sale. No 10b5-1 plan or late filing was indicated.
Insider Transaction Report
- Tax Payment
Common Stock
[F1]2026-02-01$58.78/sh−2,128$125,084→ 658,372 total - Award
Common Stock
[F2]2026-02-01+114,156→ 772,528 total - Award
Common Stock
[F3]2026-02-01+12,965→ 785,493 total
Footnotes (3)
- [F1]Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.
- [F2]These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
- [F3]These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.