LoBue Lindsay 4

What Happened
Lindsay LoBue, Chief Operating Officer of Carlyle Group Inc. (CG), received two restricted stock unit (RSU) awards on February 1, 2026 totaling 127,121 RSUs (114,156 and 12,965), each recorded at $0 as they are awards, not purchases. On the same date, 2,128 shares were withheld by the issuer to satisfy tax withholding obligations related to vested awards; those withheld shares were valued at $58.78 each for a total of $125,084. The withholding is a disposition for tax purposes but not an open-market sale.

Key Details

• Transaction date: February 1, 2026 (Form 4 filed Feb 3, 2026 — timely).
• Awarded: 114,156 RSUs (footnote F2) and 12,965 RSUs (footnote F3); both recorded as acquisitions at $0.
• Tax withholding/disposition: 2,128 shares withheld at $58.78 = $125,084 (footnote F1). No shares were sold on the open market.
• Shares owned after transaction: not disclosed in the filing.
• Notable footnotes:
  • F1: Withheld shares represent tax withholding on vested RSUs; reporting person did not sell shares.
  • F2: 114,156 RSUs vest 40% on Aug 1, 2027; 30% on Aug 1, 2028; 30% on Aug 1, 2029 (service-based vesting).
  • F3: 12,965 RSUs vest one-third on each of Feb 1, 2027, Feb 1, 2028 and Feb 1, 2029 (service-based vesting).

Context
These transactions are awards of restricted stock units (long-term compensation) rather than market purchases; the RSUs vest over future dates subject to continued service. The tax withholding is routine and does not indicate an open-market sale. No 10b5-1 plan or late filing was indicated.