Stiefel Justin B 4
4 · Heritage Distilling Holding Company, Inc. · Filed Sep 22, 2025
Insider Transaction Report
Form 4
Stiefel Justin B
DirectorCEO & Treasurer
Transactions
- Exercise/Conversion
Common Stock
2025-09-18$0.00/sh+3,309,615$331→ 3,309,615 total(indirect: By LLC) - Exercise/Conversion
Pre-Funded Warrant to Purchase Common Stock
2025-09-18$0.60/sh−3,309,615$1,999,669→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (3,309,615 underlying)
Holdings
- 325,921
Common Stock
- 330,283(indirect: By Spouse)
Common Stock
Footnotes (4)
- [F1]The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.
- [F2]These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]Includes 1,737 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
- [F4]The initial exercise date of the warrant is at any time on or after the effective date of the requisite Stockholder Approval, as defined in the warrant agreement. Following the initial exercise date, the warrant shall be automatically exercised via cashless exercise in accordance with its terms.