GOLTEN ALEX S 4

What Happened
Alex S. Golten, Chief Risk Officer of Goldman Sachs Group, was granted 2,647 restricted stock units (RSUs) on January 16, 2026. The Form 4 reports the award as a derivative grant at an acquisition price of $0.00 (code A). The filing (dated Jan 21, 2026) documents the award but does not show an immediate cash value or any sale.

Key Details

• Transaction date: 2026-01-16 (Filed: 2026-01-21; filing is within the SEC two-business-day window)
• Transaction type/code: Grant / Award (derivative) — reported at $0.00 per share for 2,647 RSUs
• Shares owned after transaction: Not specified in the provided filing excerpt
• Footnote summary: These are 2025 year-end RSUs that will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant; shares delivered under these RSUs generally cannot be sold or transferred for one year following delivery.
• No indication of a 10b5-1 plan, tax-withholding sale, or immediate cashless exercise in this filing excerpt.

Context
RSU grants are compensation awards that convert into company common stock only as they vest; they are not open‑market purchases or sales and do not by themselves indicate buying/selling sentiment. The $0.00 reporting reflects that this was an awarded grant (not a cash purchase). Watch future filings for vesting and any subsequent sale or withholding transactions when shares are delivered.