GOLTEN ALEX S 4
4 · GOLDMAN SACHS GROUP INC · Filed Feb 11, 2026
Research Summary
AI-generated summary of this filing
Goldman Sachs (GS) Chief Risk Officer Alex S. Golten Sells Shares
What Happened
Alex S. Golten, Chief Risk Officer at Goldman Sachs (GS), disposed of 2,292 shares in a series of open-market sales on February 9, 2026, generating approximately $2,143,044 in proceeds. The sales were reported in five blocks with the following weighted-average prices and values:
- 840 shares at $932.98 (F1) — $783,703 (prices ranged $932.54–$933.53)
- 360 shares at $934.05 (F2) — $336,258 (prices ranged $933.72–$934.63)
- 240 shares at $935.66 (F3) — $224,558 (prices ranged $935.00–$935.96)
- 545 shares at $936.80 (F5) — $510,556 (prices ranged $936.44–$937.08)
- 307 shares at $938.01 (F6) — $287,969 (prices ranged $937.54–$938.25)
These were sales (S) — routine dispositions rather than purchases, and do not by themselves signal a change in the insider’s view of the company.
Key Details
- Transaction date: February 9, 2026; Form 4 filed February 11, 2026 (appears timely).
- Total shares sold: 2,292; total proceeds: ~$2,143,044.
- Price details: each block reported with a weighted-average price and a disclosed intra-block price range (see F1–F3, F5–F6). The filer will provide breakdowns by price on request to the SEC/issuer/security holders.
- Shares owned after transaction: Not disclosed in the excerpt provided.
- Notable footnote: F4 indicates some shares are held through trusts for which the reporting person’s spouse is sole trustee and immediate family members are sole beneficiaries; the reporting person disclaims beneficial ownership of those trust shares.
Context
- These were open-market sales (reported as "open market or private sale"); sales are commonly routine (diversification, tax planning, etc.) and should not be interpreted alone as a signal of company prospects.
- No option exercises, gifts, or awards were reported in this filing.
Insider Transaction Report
Form 4
GOLTEN ALEX S
CHIEF RISK OFFICER
Transactions
- Sale
Common Stock, par value $0.01 per share
[F1]2026-02-09$932.98/sh−840$783,703→ 5,169 total - Sale
Common Stock, par value $0.01 per share
[F2]2026-02-09$934.05/sh−360$336,258→ 4,809 total - Sale
Common Stock, par value $0.01 per share
[F3][F4]2026-02-09$935.66/sh−240$224,558→ 852 total(indirect: See footnote) - Sale
Common Stock, par value $0.01 per share
[F5][F4]2026-02-09$936.80/sh−545$510,556→ 307 total(indirect: See footnote) - Sale
Common Stock, par value $0.01 per share
[F6][F4]2026-02-09$938.01/sh−307$287,969→ 0 total(indirect: See footnote)
Footnotes (6)
- [F1]Reflects a weighted average sale price of $932.98 per share, at prices ranging from $932.54 to $933.53 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F2]Reflects a weighted average sale price of $934.05 per share, at prices ranging from $933.72 to $934.63 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reflects a weighted average sale price of $935.66 per share, at prices ranging from $935.00 to $935.96 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
- [F5]Reflects a weighted average sale price of $936.80 per share, at prices ranging from $936.44 to $937.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F6]Reflects a weighted average sale price of $938.01 per share, at prices ranging from $937.54 to $938.25 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Signature
/s/ Jamie A. Greenberg, Attorney-in-fact|2026-02-11