GOLTEN ALEX S 4

What Happened
Alex S. Golten, Chief Risk Officer at Goldman Sachs (GS), disposed of 2,292 shares in a series of open-market sales on February 9, 2026, generating approximately $2,143,044 in proceeds. The sales were reported in five blocks with the following weighted-average prices and values:

• 840 shares at $932.98 (F1) — $783,703 (prices ranged $932.54–$933.53)
• 360 shares at $934.05 (F2) — $336,258 (prices ranged $933.72–$934.63)
• 240 shares at $935.66 (F3) — $224,558 (prices ranged $935.00–$935.96)
• 545 shares at $936.80 (F5) — $510,556 (prices ranged $936.44–$937.08)
• 307 shares at $938.01 (F6) — $287,969 (prices ranged $937.54–$938.25)

These were sales (S) — routine dispositions rather than purchases, and do not by themselves signal a change in the insider’s view of the company.

Key Details

• Transaction date: February 9, 2026; Form 4 filed February 11, 2026 (appears timely).
• Total shares sold: 2,292; total proceeds: ~$2,143,044.
• Price details: each block reported with a weighted-average price and a disclosed intra-block price range (see F1–F3, F5–F6). The filer will provide breakdowns by price on request to the SEC/issuer/security holders.
• Shares owned after transaction: Not disclosed in the excerpt provided.
• Notable footnote: F4 indicates some shares are held through trusts for which the reporting person’s spouse is sole trustee and immediate family members are sole beneficiaries; the reporting person disclaims beneficial ownership of those trust shares.

Context

• These were open-market sales (reported as "open market or private sale"); sales are commonly routine (diversification, tax planning, etc.) and should not be interpreted alone as a signal of company prospects.
• No option exercises, gifts, or awards were reported in this filing.