Nevin James 4

What Happened

• Nevin James, Chief Financial Officer of Forge Global Holdings (FRGE), was issued 15,234 shares on 2026-01-28 as the acquisition of performance-based restricted stock units (RSUs). The shares were reported at $0.00 per share (no cash paid) and reflect vesting following board certification that performance conditions were met.

Key Details

• Transaction date: 2026-01-28; Filing date: 2026-01-30 (timely).
• Transaction type: A = Award/Grant (performance-based RSUs).
• Shares acquired: 15,234 at $0.00 per share (total cash paid $0).
• Vesting/settlement: 12/36 of the RSUs vested on the certification date and will settle on the nearest monthly settlement date. The remaining RSUs vest in 24 equal monthly installments beginning one month after Feb 1, 2026.
• Grant origin: RSUs were part of awards granted on July 18, 2025 under the Forge Global Holdings, Inc. 2025 Inducement Plan.
• Shares owned after transaction: Not disclosed in the provided filing.
• Filing timeliness: Report appears timely (filed two days after the transaction date).

Context

• RSUs are not open-market purchases or sales; they convert into shares when vested and settled. This award reflects compensation tied to performance criteria and a vesting schedule, not an outright market buy or sell.