ESS Tech, Inc.·4

Feb 26, 9:43 PM ET

Suhadolnik Kate Eileen 4

Research Summary

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ESS Tech CFO Kate Suhadolnik Receives 137,500 RSU Award

What Happened
Kate E. Suhadolnik, Chief Financial Officer of ESS Tech, Inc. (GWH), received an award of restricted stock units (RSUs) reported on Form 4 dated Feb 26, covering a Feb 13, 2026 grant. The filing shows an acquisition entry for 137,500 shares at $0.00 and a parallel derivative-type entry for 137,500 units; the award carries no upfront cash cost. The RSUs represent a contingent right to receive shares if and when the units vest.

Key Details

  • Transaction date: February 13, 2026; filing date (Form 4): February 26, 2026 (appears to be filed after the 2-business-day Form 4 deadline).
  • Reported amounts: 137,500 shares acquired at $0.00 and a corresponding 137,500 reported as a derivative/RSU entry.
  • Vesting: 1/16th of the RSUs vest on May 20, 2026, then 1/16th vests quarterly thereafter, subject to continued service (per footnotes).
  • Price/value: No cash exchanged at grant; economic value is realized only as RSUs vest and are settled into shares.
  • Shares owned after the transaction: Not specified in the provided data.
  • Footnotes: Clarify these are RSUs (each RSU = contingent right to one share) and include the detailed vesting schedule. No 10b5-1 plan, tax-withholding, or immediate sale noted in the filing.

Context
RSU grants are a form of equity compensation tied to continued service and/or performance; they do not represent an immediate purchase or sale of stock and typically do not indicate the insider is buying or selling based on near-term company prospects. The filing’s later date relative to the transaction suggests a delayed Form 4 submission, which investors may note but does not change the nature of the grant.