Colis Peter George 4

What Happened Peter G. Colis, CEO (and Secretary/Director) of Ethos Technologies, had 562,993 shares withheld on Jan 29, 2026 to satisfy tax withholding on vested RSUs, and on Jan 30, 2026 converted several derivative securities into Class B common shares. Reported transactions show conversions of 6,154,683; 128,893; and 214,822 share-equivalent derivative securities into the same number of shares (all reported at $0.00 per share, total value $0).

Key Details

• Transaction dates: Jan 29, 2026 (tax withholding on RSUs); Jan 30, 2026 (conversion of derivatives into shares).
• Tax withholding: 562,993 shares were disposed (withheld) to satisfy tax obligations on RSU vesting (Footnote F1). Reported price $0.00; cash value reported $0.
• Derivative conversions: On Jan 30, derivative securities representing 6,154,683; 128,893; and 214,822 share-equivalents were converted into the same number of shares. The filing shows both the derivative securities disposed and the underlying shares acquired (all reported at $0.00).
• RSU detail: Filing notes 811,183 shares are issuable on settlement of RSUs (Footnote F2).
• Share form/convertibility: Footnotes indicate Class A shares were exchanged 1:1 for Class B upon the IPO (F3) and that Class B shares are convertible into Class A shares in certain circumstances (F6).
• Holdings after transaction: The filing excerpt provided does not state total shares owned by the reporting person after these transactions.
• Filing timeliness: Reported on Jan 30, 2026 covering transactions on Jan 29–30; no late filing flag indicated in the provided data.

Context

• These transactions are largely administrative: tax-withholding on vested RSUs (routine disposition) and conversion/settlement of derivative securities into underlying shares (not an open-market purchase or sale). Conversions are common when RSUs vest or when derivative securities are settled; the filing reports the derivative being disposed and the resulting shares acquired.
• Because there was no cash purchase and the reported dollar values are $0, these entries reflect equity issuance/settlement mechanics rather than a market-direction trade.