Insider · CIK 0001005688

GOLDBERG BRUCE M

Reports to the SEC for 2 companies · NEWARK, CA

sec.gov

Transactions

Companies

Filings

CIK

0001005688

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-12	PENGPenguin Solutions, Inc.A Award	VP, Chief Legal Officer	AAward	+18K sh	—	—	19,341
2020-03-12	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)A Award	VP, Chief Legal Officer	AAward	+30K sh	—	—	30,000
2020-01-30	PENGPenguin Solutions, Inc.F Tax Payment	VP, Chief Legal Officer	FTax Payment	−926 sh	$32.12	−$29.7K	1,341
2019-08-12	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,200 sh	$27.71	−$61K	2,267
2019-07-30	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,267 sh	$31.75	−$72K	4,467
2019-05-20	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+2,381 sh	$2.64	+$6,285.84	9,115
2019-05-20	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,381 sh	$18.39	−$43.8K	6,734
2019-05-20	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−2,381 sh	—	—	0
2019-04-22	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,000 sh	$22.13	−$44.3K	6,734
2019-04-22	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−2,000 sh	—	—	2,381
2019-04-22	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+2,000 sh	$2.64	+$5,280	8,734
2019-03-19	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−2,000 sh	—	—	4,381
2019-03-19	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+2,000 sh	$2.64	+$5,280	8,734
2019-03-19	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,000 sh	$25.04	−$50.1K	6,734
2019-02-22	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−1,957 sh	$30.71	−$60.1K	6,734
2019-01-30	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,200 sh	$24.26	−$53.4K	8,691
2019-01-22	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)A Award	VP, Chief Legal Officer	AAward	−20K sh	—	—	20,000
2018-12-20	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,042 sh	—	—	0
2018-12-20	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,042 sh	$11.55	+$35.1K	13,933
2018-12-20	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,040 sh	$29.81	−$60.8K	11,893
2018-12-20	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−1,002 sh	$31.00	−$31.1K	10,891
2018-10-11	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−3,436 sh	$30.26	−$104K	10,891
2018-10-11	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,836 sh	—	—	0
2018-10-11	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−400 sh	$28.51	−$11.4K	14,327
2018-10-11	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,836 sh	$2.64	+$10.1K	14,727
2018-09-04	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,600 sh	$2.64	+$9,504	14,491
2018-09-04	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−200 sh	$32.88	−$6,576	10,891
2018-09-04	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−3,400 sh	$31.99	−$109K	11,091
2018-09-04	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,600 sh	—	—	3,836
2018-08-13	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−1,588 sh	$31.42	−$49.9K	10,891
2018-08-13	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,012 sh	$30.61	−$61.6K	12.479
2018-08-13	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,600 sh	$2.64	+$9,504	14,491
2018-08-13	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,600 sh	—	—	7,436
2018-07-26	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−4,131 sh	—	—	3,042
2018-07-26	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+4,131 sh	$11.55	+$47.7K	15,022
2018-07-26	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−4,131 sh	$31.91	−$132K	10,891
2018-06-22	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,317 sh	$35.22	−$81.6K	12,016
2018-06-22	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,442 sh	$11.55	+$39.8K	14,333
2018-06-22	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−948 sh	$35.89	−$34K	11,068
2018-06-22	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−177 sh	$39.64	−$7,016.28	10,891
2018-06-22	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,442 sh	—	—	7,173
2018-05-31	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,242 sh	$44.85	−$101K	12,091
2018-05-31	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+3,442 sh	$11.55	+$39.8K	14,333
2018-05-31	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−3,442 sh	—	—	10,615
2018-05-31	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−1,200 sh	$45.76	−$54.9K	10,891
2018-04-27	PENGPenguin Solutions, Inc. · Employee Stock Options (right to buy)M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	−2,785 sh	—	—	6,381
2018-04-27	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−200 sh	$42.15	−$8,430	10,891
2018-04-27	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−300 sh	$40.81	−$12.2K	11,091
2018-04-27	PENGPenguin Solutions, Inc.S Sale	VP, Chief Legal Officer	SSale	−2,285 sh	$39.32	−$89.8K	11,391
2018-04-27	PENGPenguin Solutions, Inc.M Exercise/Conversion	VP, Chief Legal Officer	MExercise/Conversion	+2,785 sh	$2.64	+$7,352.4	13,676

Recent filings

Accepted (ET)
Mar 164
GOLDBERG BRUCE M0000950103-20-005322
SEC(opens sec.gov)
Jan 314
GOLDBERG BRUCE M0000950103-20-001664
SEC(opens sec.gov)
Aug 144
GOLDBERG BRUCE M0000950103-19-010869
SEC(opens sec.gov)
Aug 14
GOLDBERG BRUCE M0000950103-19-010236
SEC(opens sec.gov)
May 224
GOLDBERG BRUCE M0000950103-19-006698
SEC(opens sec.gov)
Apr 244
GOLDBERG BRUCE M0000950103-19-005060
SEC(opens sec.gov)
Mar 214
GOLDBERG BRUCE M0000950103-19-003595
SEC(opens sec.gov)
Feb 224
GOLDBERG BRUCE M0000950103-19-002261
SEC(opens sec.gov)
Feb 14
GOLDBERG BRUCE M0000950103-19-001432
SEC(opens sec.gov)
Jan 254
GOLDBERG BRUCE M0000950103-19-000918
SEC(opens sec.gov)
Dec 264
GOLDBERG BRUCE M0000950103-18-014945
SEC(opens sec.gov)

Companies

Address

C/O SMART GLOBAL HOLDINGS, INC. 39870 EUREKA DRIVE

NEWARK, CA, 94560