Insider · CIK 0001016731

HIGGERSON CLIFFORD H

Reports to the SEC for 6 companies · MORRISVILLE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001016731

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-31	XTERA COMMUNICATIONS, INC.A Award	Director	AAward	+41.4K sh	—	—	494,913
2015-12-15	XTERA COMMUNICATIONS, INC.A Award	Director	AAward	+15K sh	—	—	453,477
2015-11-17	XTERA COMMUNICATIONS, INC.Series A-3 Preferred StockC Conversion	Director	CConversion	−2.52M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series B-3 Preferred StockC Conversion	Director	CConversion	−231K sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series E-3 Preferred StockC Conversion	Director	CConversion	−7.47M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.C Conversion	Director	CConversion	+435K sh	—	—	438,477
2015-11-17	XTERA COMMUNICATIONS, INC.Series C-3 Preferred StockC Conversion	Director	CConversion	−393K sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series D-3 Preferred StockC Conversion	Director	CConversion	−699K sh	—	—	0
2014-01-24	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+36.4K sh	$1.96	+$71.3K	36,403
2014-01-24	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+14.9K sh	—	—	71,691
2013-01-25	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+8,287 sh	—	—	56,766
2013-01-25	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+19.1K sh	—	—	19,116
2012-01-26	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+27.8K sh	—	—	27,767
2012-01-26	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+13.5K sh	—	—	48,479
2011-01-26	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+11.8K sh	—	—	26,734
2011-01-26	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+11.8K sh	—	—	26,734
2011-01-26	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+5,905 sh	—	—	35,026
2010-04-19	AVNWAVIAT NETWORKS, INC. · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+8,720 sh	—	—	14,970
2010-04-19	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+4,457 sh	—	—	29,121
2009-03-19	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+14.1K sh	—	—	24,664
2007-01-26	STRATEX NETWORKS INCD Disposition to Issuer	Director	DDisposition to Issuer	−108K sh	—	—	107,895
2007-01-26	STRATEX NETWORKS INCNon-qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,250 sh	—	—	6,250
2007-01-26	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+108K sh	—	—	107,895
2007-01-26	AVNWAVIAT NETWORKS, INC.A Award	Director	AAward	+24.4K sh	—	—	24,400
2007-01-26	AVNWAVIAT NETWORKS, INC. · Non-qualified Stock Option (right to buy)A Award	Director	AAward	+6,250 sh	—	—	6,250
2007-01-26	STRATEX NETWORKS INCD Disposition to Issuer	Director	DDisposition to Issuer	−24.4K sh	—	—	24,400
2006-06-01	TUT SYSTEMS INCA Award	Director	AAward	+10.2K sh	—	—	10,223
2005-06-23	TUT SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2005-04-21	TUT SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCD Disposition to Issuer	Director	DDisposition to Issuer	−335K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−15K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2004-11-30	ADVANCED FIBRE COMMUNICATIONS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2003-10-02	TUT SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000

Recent filings

Accepted (ET)
Jun 24
XTERA COMMUNICATIONS, INC.0001209191-16-124897
SEC(opens sec.gov)
Dec 174
XTERA COMMUNICATIONS, INC.0000899243-15-010008
SEC(opens sec.gov)
Nov 184
XTERA COMMUNICATIONS, INC.0000899243-15-008431
SEC(opens sec.gov)
Jan 274
AVIAT NETWORKS, INC.0001377789-14-000004
SEC(opens sec.gov)
Jan 284
HIGGERSON CLIFFORD H0001377789-13-000006
SEC(opens sec.gov)
Jan 274
HIGGERSON CLIFFORD H0001209191-12-005832
SEC(opens sec.gov)
Apr 204/A
HIGGERSON CLIFFORD H0001038822-11-000006
SEC(opens sec.gov)
Jan 274
HIGGERSON CLIFFORD H0001038822-11-000003
SEC(opens sec.gov)
Apr 214
HIGGERSON CLIFFORD H0001140361-10-017148
SEC(opens sec.gov)
Mar 234
HIGGERSON CLIFFORD H0000929638-09-000522
SEC(opens sec.gov)

Companies

Address

RESEARCH TRIANGLE PARK 637 DAVIS DRIVE

MORRISVILLE, NC, 27560