Insider · CIK 0001018007

AUERBACH MARK

Reports to the SEC for 8 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001018007

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-08-31	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−75K sh	—	—	0
2023-08-31	PARDES BIOSCIENCES, INC.U Disposition from Tender	Director	UDisposition from Tender	−70.4K sh	—	—	0
2023-08-31	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−37.5K sh	—	—	0
2023-08-31	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−37.5K sh	—	—	0
2023-06-01	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)A Award	Director	AAward	+37.5K sh	—	—	37,500
2022-06-08	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)A Award	Director	AAward	+37.5K sh	—	—	37,500
2021-12-23	PARDES BIOSCIENCES, INC.Stock Option (Right to Buy)A Award	Director	AAward	+75K sh	—	—	75,000
2019-05-17	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2018-07-01	STRLSTERLING INFRASTRUCTURE, INC. · Stock Option (right to buy)A Award	Director, President & CEO	AAward	+50K sh	—	—	50,000
2018-05-30	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Option (right to buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2017-06-01	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+7,500 sh	—	—	7,500
2016-06-02	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2015-12-18	RCS Capital CorpD Disposition to Issuer	Director	DDisposition to Issuer	−4,424 sh	$11.30	−$50K	127,961
2015-12-18	RCS Capital CorpD Disposition to Issuer	Director	DDisposition to Issuer	−3,791 sh	$11.21	−$42.5K	112,039
2015-12-18	RCS Capital CorpD Disposition to Issuer	Director	DDisposition to Issuer	−1,070 sh	$11.21	−$12K	115,830
2015-12-18	RCS Capital CorpD Disposition to Issuer	Director	DDisposition to Issuer	−4,424 sh	$11.30	−$50K	123,537
2015-12-18	RCS Capital CorpD Disposition to Issuer	Director	DDisposition to Issuer	−6,637 sh	$11.30	−$75K	116,900
2015-08-18	RCS Capital CorpA Award	Director	AAward	+99.2K sh	$2.52	+$250K	132,385
2015-05-28	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2015-01-13	RCS Capital CorpA Award	Director	AAward	+1,070 sh	$11.21	+$12K	29,388
2015-01-13	RCS Capital CorpA Award	Director	AAward	+3,791 sh	$11.21	+$42.5K	33,179
2015-01-13	RCS Capital CorpA Award	Director	AAward	+4,424 sh	$11.30	+$50K	17,257
2015-01-13	RCS Capital CorpA Award	Director	AAward	+4,424 sh	$11.30	+$50K	21,681
2015-01-13	RCS Capital CorpA Award	Director	AAward	+6,637 sh	$11.30	+$75K	28,318
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	—	—	0
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+64K sh	—	—	64,000
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+64K sh	—	—	64,000
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy stock)D Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	—	—	0
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy stock)D Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	—	—	0
2014-07-10	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+64K sh	—	—	64,000
2013-10-24	OPTIMER PHARMACEUTICALS INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$0.93	−$9,300	0
2013-10-24	OPTIMER PHARMACEUTICALS INCD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$10.75	−$108K	0
2013-10-24	OPTIMER PHARMACEUTICALS INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,461 sh	$10.61	−$36.7K	0
2013-10-24	OPTIMER PHARMACEUTICALS INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$5.68	−$28.4K	0
2013-10-24	OPTIMER PHARMACEUTICALS INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$2.03	−$10.1K	0
2013-10-24	OPTIMER PHARMACEUTICALS INCStock option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$3.22	−$32.2K	0
2013-10-24	OPTIMER PHARMACEUTICALS INCD Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$10.75	−$108K	10,000
2013-03-06	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2013-02-26	OPTIMER PHARMACEUTICALS INCA Award	Director	AAward	+2,500 sh	—	—	20,000
2013-01-01	OPTIMER PHARMACEUTICALS INCA Award	Director	AAward	+7,500 sh	—	—	17,500
2012-05-31	OPTIMER PHARMACEUTICALS INCA Award	Director	AAward	+2,500 sh	—	—	10,000
2012-01-01	OPTIMER PHARMACEUTICALS INCA Award	Director	AAward	+5,000 sh	—	—	7,500
2011-11-08	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2011-11-08	ASMBASSEMBLY BIOSCIENCES, INC. · Stock Options (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2010-12-01	OPTIMER PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-01-08	OPTIMER PHARMACEUTICALS INCStock option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2008-07-07	Collexis Holdings, Inc.A Award	Director	AAward	+667K sh	$0.15	+$100K	966,667
2008-06-24	Neuro-Hitech, Inc.A Award	Director	AAward	+300K sh	—	—	300,000
2008-01-02	Neuro-Hitech, Inc.OptionA Award	Director	AAward	+14.4K sh	—	—	14,423
2008-01-02	Neuro-Hitech, Inc.OptionA Award	Director	AAward	+57.7K sh	—	—	57,692

Recent filings

Accepted (ET)
Aug 314
AUERBACH MARK0001209191-23-047813
SEC(opens sec.gov)
Jun 24
AUERBACH MARK0001209191-23-033654
SEC(opens sec.gov)
Jun 104
AUERBACH MARK0001209191-22-035878
SEC(opens sec.gov)
Dec 284
AUERBACH MARK0000899243-21-049929
SEC(opens sec.gov)
May 174
AUERBACH MARK0001144204-19-027156
SEC(opens sec.gov)
Jun 14
AUERBACH MARK0001144204-18-032472
SEC(opens sec.gov)
Jun 54
ASSEMBLY BIOSCIENCES, INC.0001144204-17-031036
SEC(opens sec.gov)
Jun 34
ASSEMBLY BIOSCIENCES, INC.0001144204-16-106877
SEC(opens sec.gov)
Dec 284
RCS Capital Corp0001144204-15-072964
SEC(opens sec.gov)
Aug 284
RCS Capital Corp0001144204-15-052807
SEC(opens sec.gov)
Jun 14
ASSEMBLY BIOSCIENCES, INC.0001144204-15-034888
SEC(opens sec.gov)
Apr 154/A
ASSEMBLY BIOSCIENCES, INC.0001144204-15-022827
SEC(opens sec.gov)
Jan 204
RCS Capital Corp0001144204-15-002828
SEC(opens sec.gov)

Companies

Address

C/O VENTRUS BIOSCIENCES, INC. 787 7TH AVENUE, 48TH FLOOR

NEW YORK, NY, 10019