Insider · CIK 0001026377

CHEN HERBERT

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001026377

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-23	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+6,667 sh	—	—	87,039
2013-05-23	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+69.8K sh	—	—	80,372
2013-05-17	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+23K sh	—	—	1,104,612
2013-05-17	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−23K sh	—	—	18,938
2013-05-17	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+8,334 sh	—	—	1,112,946
2013-05-17	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−8,334 sh	—	—	10,604
2013-03-05	TRANSWITCH CORP /DES Sale	Director	SSale	−40K sh	$0.79	−$31.6K	1,215,904
2013-03-04	TRANSWITCH CORP /DES Sale	Director	SSale	−20K sh	$0.79	−$15.8K	1,255,904
2012-12-15	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+4,983 sh	—	—	1,083,623
2012-12-15	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,983 sh	—	—	41,927
2012-12-13	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+10.6K sh	—	—	46,910
2012-08-30	TRANSWITCH CORP /DEJ Other	Director	JOther	−151K sh	—	—	1,298,069
2012-08-30	TRANSWITCH CORP /DES Sale	Director	SSale	−22.2K sh	$0.91	−$20.3K	1,275,904
2012-08-29	TRANSWITCH CORP /DES Sale	Director	SSale	−10K sh	$0.87	−$8,660	1,449,469
2012-08-28	TRANSWITCH CORP /DES Sale	Director	SSale	−10K sh	$0.81	−$8,100	1,459,469
2012-08-22	TRANSWITCH CORP /DES Sale	Director	SSale	−5,435 sh	$0.85	−$4,619.75	1,469,469
2012-08-21	TRANSWITCH CORP /DES Sale	Director	SSale	−10K sh	$0.92	−$9,200	1,474,904
2012-05-21	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+4,604 sh	—	—	1,065,941
2012-05-21	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−12.7K sh	—	—	36,306
2012-05-21	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,604 sh	—	—	49,005
2012-05-21	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+12.7K sh	—	—	1,078,640
2012-05-17	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+8,334 sh	—	—	53,609
2012-05-17	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+23K sh	—	—	45,275
2012-03-14	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+1,382 sh	—	—	1,061,337
2012-03-14	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,382 sh	—	—	22,286
2011-12-16	TRANSWITCH CORP /DEJ Other	Director	JOther	−175K sh	—	—	1,484,904
2011-12-16	TRANSWITCH CORP /DEJ Other	Director	JOther	−175K sh	—	—	1,309,904
2011-12-15	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+1,382 sh	—	—	18,685
2011-12-15	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+4,983 sh	—	—	23,668
2011-12-10	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+4,773 sh	—	—	1,060,031
2011-12-10	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,773 sh	—	—	17,303
2011-08-17	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+788 sh	—	—	1,055,258
2011-08-17	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−788 sh	—	—	22,076
2011-05-20	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,375 sh	—	—	22,864
2011-05-20	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−16.7K sh	—	—	27,239
2011-05-20	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+16.7K sh	—	—	1,050,095
2011-05-20	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+4,375 sh	—	—	1,054,470
2011-05-19	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+12.7K sh	—	—	38,514
2011-05-19	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+788 sh	—	—	43,906
2011-05-19	TRANSWITCH CORP /DERestricted Stock UnitsA Award	Director	AAward	+4,604 sh	—	—	43,118
2011-05-17	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+150K sh	$2.80	+$420K	1,033,428
2011-03-11	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+25K sh	$2.67	+$66.8K	883,428
2011-03-10	TRANSWITCH CORP /DEM Exercise/Conversion	Director	MExercise/Conversion	+1,875 sh	—	—	858,428
2011-03-10	TRANSWITCH CORP /DERestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,875 sh	—	—	25,815
2011-03-07	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+50K sh	$2.73	+$137K	856,553
2011-03-03	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+50K sh	$2.73	+$137K	806,553
2011-02-25	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+45K sh	$2.60	+$117K	1,659,828
2011-02-24	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+30K sh	$2.48	+$74.4K	1,614,828
2011-02-15	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+85K sh	$2.46	+$209K	766,307
2011-02-14	TRANSWITCH CORP /DEP Purchase	Director	PPurchase	+23.8K sh	$2.26	+$53.8K	681,307

Recent filings

Accepted (ET)
May 284
CHEN HERBERT0001181431-13-030933
SEC(opens sec.gov)
May 204
CHEN HERBERT0001181431-13-029042
SEC(opens sec.gov)
Mar 64
CHEN HERBERT0000919574-13-002183
SEC(opens sec.gov)
Dec 174
CHEN HERBERT0001181431-12-065050
SEC(opens sec.gov)
Aug 304
CHEN HERBERT0000919574-12-005296
SEC(opens sec.gov)
Aug 234
CHEN HERBERT0000919574-12-005143
SEC(opens sec.gov)
May 224
CHEN HERBERT0001181431-12-031614
SEC(opens sec.gov)

Companies

Address

C/O LATTANZIO CHEN MANAGEMENT LLC 650 MADISON AVENUE, 17TH FLOOR

NEW YORK, NY, 10022