Insider · CIK 0001026720

WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST

Reports to the SEC for 4 companies · LONDON, X0

sec.gov

Transactions

Companies

Filings

CIK

0001026720

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-24	XTERA COMMUNICATIONS, INC.S Sale	10% Owner	SSale	−2.47M sh	$0.78	−$1.92M	0
2015-11-17	XTERA COMMUNICATIONS, INC.C Conversion	10% Owner	CConversion	+1.78M sh	—	—	1,777,892
2015-11-17	XTERA COMMUNICATIONS, INC.C Conversion	10% Owner	CConversion	+33.4K sh	—	—	94,921
2015-11-17	XTERA COMMUNICATIONS, INC.P Purchase	10% Owner	PPurchase	+600K sh	$5.00	+$3M	694,921
2015-11-17	XTERA COMMUNICATIONS, INC.Series B-3 Preferred StockC Conversion	10% Owner	CConversion	−14.4M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series C-3 Preferred StockC Conversion	10% Owner	CConversion	−5.79M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series D-3 Preferred StockC Conversion	10% Owner	CConversion	−15.5M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series E-3 Preferred StockC Conversion	10% Owner	CConversion	−10.5M sh	—	—	0
2015-11-17	XTERA COMMUNICATIONS, INC.Series E-3 Preferred StockC Conversion	10% Owner	CConversion	−870K sh	—	—	0
2014-03-19	CASTLIGHT HEALTH, INC.Series A Convertible Preferred StockC Conversion	10% Owner	CConversion	−346K sh	—	—	0
2014-03-19	CASTLIGHT HEALTH, INC.Series A-1 Convertible Preferred StockC Conversion	10% Owner	CConversion	−136K sh	—	—	0
2014-03-19	CASTLIGHT HEALTH, INC.Series C Convertible Preferred StockC Conversion	10% Owner	CConversion	−4.38M sh	—	—	0
2014-03-19	CASTLIGHT HEALTH, INC.Series D Convertible Preferred StockC Conversion	10% Owner	CConversion	−1.66M sh	—	—	0
2014-03-19	CASTLIGHT HEALTH, INC.Class A Common StockC Conversion	10% Owner	CConversion	+6.52M sh	—	—	6,568,646
2014-03-17	Achaogen, Inc.C Conversion	10% Owner	CConversion	+775K sh	—	—	774,749
2014-03-17	Achaogen, Inc.C Conversion	10% Owner	CConversion	+801K sh	—	—	1,575,478
2014-03-17	Achaogen, Inc.Series C Preferred StockC Conversion	10% Owner	CConversion	−775K sh	—	—	0
2014-03-17	Achaogen, Inc.Series D Preferred StockC Conversion	10% Owner	CConversion	−801K sh	—	—	0
2011-12-14	Radius Health, Inc.Series A-1 Convertible Preferred StockP Purchase	10% Owner	PPurchase	+25.5K sh	$81.42	+$2.08M	76,566
2011-11-18	Radius Health, Inc.Series A-1 Convertible Preferred StockP Purchase	10% Owner	PPurchase	+25.5K sh	$81.42	+$2.08M	51,044
2011-05-17	Radius Health, Inc.Series A-1 Convertible Preferred StockJ Other	10% Owner	JOther	+25.5K sh	—	—	25,522
2011-05-17	Radius Health, Inc.Series A-2 Convertible Preferred StockJ Other	10% Owner	JOther	+210K sh	—	—	210,325

Recent filings

Accepted (ET)
Aug 264
XTERA COMMUNICATIONS, INC.0001026720-16-000004
SEC(opens sec.gov)
Nov 184
XTERA COMMUNICATIONS, INC.0000899243-15-008430
SEC(opens sec.gov)
Mar 194
CASTLIGHT HEALTH, INC.0001140361-14-013539
SEC(opens sec.gov)
Mar 174
Achaogen Inc0001140361-14-012920
SEC(opens sec.gov)
Dec 164
Radius Health, Inc.0001104659-11-069969
SEC(opens sec.gov)
Nov 234
Radius Health, Inc.0001104659-11-066087
SEC(opens sec.gov)

Companies

Address

215 EUSTON ROAD

LONDON, X0, NW1 2BE