Insider · CIK 0001037108

ABBE CHARLES J

Reports to the SEC for 5 companies · EATONTOWN, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001037108

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−8,960 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,880 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPD Disposition to Issuer	Director	DDisposition to Issuer	−140K sh	—	—	0
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,641 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,521 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,656 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,090 sh	—	—	0
2022-08-03	NEOPHOTONICS CORPRestricted Stock Unit (right to acquire)D Disposition to Issuer	Director	DDisposition to Issuer	−5,787 sh	—	—	0
2022-06-02	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+5,787 sh	—	—	5,787
2022-06-01	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+4,621 sh	—	—	139,684
2022-06-01	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−4,621 sh	—	—	0
2021-06-04	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,228 sh	—	—	135,063
2021-06-04	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−5,228 sh	—	—	0
2021-06-01	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+7,641 sh	—	—	7,641
2021-06-01	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+4,621 sh	—	—	4,621
2020-11-02	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,421 sh	—	—	0
2020-11-02	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−14.1K sh	—	—	0
2020-11-02	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+7,421 sh	$5.74	+$42.6K	129,835
2020-11-02	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+12.5K sh	$6.78	+$84.7K	122,414
2020-11-02	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+14.1K sh	$4.33	+$60.9K	109,928
2020-11-02	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−12.5K sh	—	—	0
2020-06-04	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+5,228 sh	—	—	5,228
2020-06-04	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−10.9K sh	—	—	0
2020-06-04	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+10.9K sh	—	—	95,872
2020-06-02	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+8,960 sh	—	—	8,960
2019-06-05	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+6,932 sh	—	—	85,018
2019-06-05	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−6,932 sh	—	—	0
2019-06-04	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+10.9K sh	—	—	10,854
2019-06-04	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+14.1K sh	—	—	14,056
2018-06-05	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+6,932 sh	—	—	6,932
2018-06-05	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+12.5K sh	—	—	12,486
2018-06-01	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−4,076 sh	—	—	0
2018-06-01	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+4,076 sh	—	—	78,086
2017-07-17	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	7,421
2017-07-17	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,923 sh	—	—	0
2017-07-17	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,923 sh	$3.25	+$6,249.75	74,010
2017-07-17	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$5.74	+$57.4K	72,087
2017-06-07	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−2,656 sh	—	—	0
2017-06-07	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,656 sh	—	—	62,087
2017-06-01	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+4,076 sh	—	—	4,076
2017-06-01	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+7,521 sh	—	—	7,521
2016-07-14	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−2,880 sh	—	—	0
2016-07-14	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,880 sh	—	—	59,431
2016-06-07	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+2,656 sh	—	—	2,656
2016-06-07	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+2,656 sh	—	—	2,656
2015-07-29	NEOPHOTONICS CORPM Exercise/Conversion	Director	MExercise/Conversion	+7,692 sh	—	—	56,551
2015-07-29	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)M Exercise/Conversion	Director	MExercise/Conversion	−7,692 sh	—	—	0
2015-07-14	NEOPHOTONICS CORPRestricted Stock Units (right to acquire)A Award	Director	AAward	+2,880 sh	—	—	10,572
2015-07-14	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+2,880 sh	—	—	2,880
2015-05-05	NEOPHOTONICS CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,769 sh	—	—	1,923

Recent filings

Accepted (ET)
Aug 54
ABBE CHARLES J0001209191-22-044678
SEC(opens sec.gov)
Jun 34
ABBE CHARLES J0001227025-22-000070
SEC(opens sec.gov)
Jun 84
ABBE CHARLES J0001227025-21-000132
SEC(opens sec.gov)
Jun 34
ABBE CHARLES J0001227025-21-000115
SEC(opens sec.gov)
Nov 44
ABBE CHARLES J0001227025-20-000166
SEC(opens sec.gov)

Companies

Address

C/O OPNEXT, INC. 1 CHRISTOPHER WAY

EATONTOWN, NJ, 07724