Insider · CIK 0001053119

RICKETTS MARLENE M

Reports to the SEC for 1 company · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001053119

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-06	TD AMERITRADE HOLDING CORPCall Option (obligation to sell)S Sale	10% Owner	SSale	−1 sh	$3857945.00	−$3.86M	1
2013-12-31	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	+34.7K sh	—	—	13,908,393
2013-12-31	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−34.7K sh	—	—	13,873,725
2013-09-16	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−37K sh	—	—	13,873,725
2013-08-27	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−660K sh	—	—	0
2013-08-27	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+318K sh	—	—	13,910,724
2013-02-13	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	+38.8K sh	—	—	13,631,952
2013-02-13	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−38.8K sh	—	—	13,593,202
2013-01-04	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	+55.9K sh	—	—	13,649,068
2013-01-04	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−55.9K sh	—	—	13,593,202
2012-08-30	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+440K sh	—	—	13,593,202
2012-08-30	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−440K sh	—	—	659,558
2012-02-02	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+6,094 sh	—	—	13,158,854
2012-02-02	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−6,094 sh	—	—	13,152,760
2012-01-27	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−15K sh	—	—	13,152,760
2011-08-24	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−1.1M sh	—	—	13,167,760
2011-08-24	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+1.1M sh	—	—	1,100,000
2011-08-01	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−27.3K sh	—	—	14,267,760
2011-05-31	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−1,250 sh	—	—	14,295,060
2011-04-21	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−4,550 sh	—	—	14,557,835
2011-04-20	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+4,550 sh	—	—	14,562,385
2011-03-01	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−180K sh	—	—	14,377,835
2011-02-23	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+116K sh	—	—	14,557,835
2011-02-14	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−48.3K sh	—	—	14,329,560
2011-01-20	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+52.5K sh	—	—	14,494,341
2011-01-20	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−47.7K sh	—	—	14,446,608
2011-01-20	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	−4,773 sh	—	—	14,441,835
2010-12-30	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−6,650 sh	—	—	14,322,910
2010-12-30	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−6,650 sh	—	—	14,316,260
2010-12-30	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−6,650 sh	—	—	14,309,610
2010-12-30	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−6,650 sh	—	—	14,302,960
2010-12-30	TD AMERITRADE HOLDING CORPG Gift	10% Owner	GGift	−6,650 sh	—	—	14,296,310
2010-04-13	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+228K sh	—	—	14,441,835
2009-08-27	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−426K sh	$18.39	−$7.83M	14,214,050
2009-08-26	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−300K sh	$18.26	−$5.48M	14,639,840
2009-08-25	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−1M sh	$18.48	−$18.5M	14,939,840
2009-08-24	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−472K sh	$18.61	−$8.78M	15,939,840
2009-08-21	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−726K sh	$18.72	−$13.6M	16,411,840
2009-08-20	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−1.1M sh	$18.57	−$20.3M	17,137,840
2009-08-19	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−1.15M sh	$18.53	−$21.4M	18,232,872
2009-08-18	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−577K sh	$18.70	−$10.8M	19,386,941
2009-08-17	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−750K sh	$18.76	−$14.1M	19,964,050
2009-06-15	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+220K sh	—	—	20,714,050
2009-02-20	TD AMERITRADE HOLDING CORPS Sale	10% Owner	SSale	−15M sh	$11.85	−$178M	20,493,876
2007-05-25	TD AMERITRADE HOLDING CORPP Purchase	10% Owner	PPurchase	+695K sh	$19.05	+$13.2M	32,141,110
2007-05-25	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+1.01M sh	—	—	33,155,493
2007-05-25	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+2.15M sh	—	—	35,310,397
2005-11-18	TD AMERITRADE HOLDING CORPP Purchase	10% Owner	PPurchase	+1.98M sh	$22.68	+$45M	69,471,409
2005-06-28	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+417K sh	—	—	67,487,719
2005-05-23	TD AMERITRADE HOLDING CORPJ Other	10% Owner	JOther	+488K sh	—	—	67,070,516

Recent filings

Accepted (ET)
Mar 104
TD AMERITRADE HOLDING CORP0001123292-14-000291
SEC(opens sec.gov)
Nov 124
TD AMERITRADE HOLDING CORP0001123292-13-001581
SEC(opens sec.gov)
Aug 294
TD AMERITRADE HOLDING CORP0001209191-13-042344
SEC(opens sec.gov)
Aug 314
RICKETTS MARLENE M0001209191-12-043956
SEC(opens sec.gov)
Feb 64
RICKETTS MARLENE M0001209191-12-007953
SEC(opens sec.gov)
Jan 314
RICKETTS MARLENE M0001209191-12-006486
SEC(opens sec.gov)
Aug 264
RICKETTS MARLENE M0001209191-11-045772
SEC(opens sec.gov)
Aug 34
RICKETTS MARLENE M0001209191-11-042319
SEC(opens sec.gov)
Jun 24
RICKETTS MARLENE M0001209191-11-032650
SEC(opens sec.gov)
Apr 224
RICKETTS MARLENE M0001209191-11-024131
SEC(opens sec.gov)

Companies

TD AMERITRADE HOLDING CORP10% Owner

Address

C/O HUGO LLC, 1395 S. PLATTE RIVER DRIVE

DENVER, CO, 80223