Insider · CIK 0001056537

BIRNER FREDERIC W J

Reports to the SEC for 1 company · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001056537

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-01-14	BIRNER DENTAL MANAGEMENT SERVICES INCD Disposition to Issuer	Director, Chief Executive Officer, 10% Owner	DDisposition to Issuer	−264K sh	—	—	0
2018-06-13	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2,695 sh	$5.05	−$13.6K	245,013
2017-06-06	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+22.5K sh	$13.50	+$304K	22,500
2014-11-12	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+30K sh	$15.50	+$465K	30,000
2014-09-04	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2,000 sh	$16.10	−$32.2K	247,708
2013-07-08	BIRNER DENTAL MANAGEMENT SERVICES INCP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+640 sh	$17.87	+$11.4K	640
2012-06-07	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+50K sh	—	—	100,000
2012-03-15	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+50K sh	—	—	50,000
2012-01-04	BIRNER DENTAL MANAGEMENT SERVICES INCA Award	Director, Chief Executive Officer, 10% Owner	AAward	+17.4K sh	$16.00	+$279K	255,812
2012-01-04	BIRNER DENTAL MANAGEMENT SERVICES INCF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−6,104 sh	$16.00	−$97.7K	249,708
2011-04-18	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2,700 sh	$19.67	−$53.1K	238,372
2011-04-15	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−438 sh	$20.30	−$8,889.779	241,072
2011-03-28	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−3,000 sh	$19.65	−$58.9K	241,510
2010-01-08	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−7,800 sh	$15.51	−$121K	244,510
2010-01-05	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2,000 sh	$15.42	−$30.8K	252,310
2010-01-04	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−51.3K sh	—	—	0
2010-01-04	BIRNER DENTAL MANAGEMENT SERVICES INCF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−36.2K sh	$16.75	−$606K	254,310
2010-01-04	BIRNER DENTAL MANAGEMENT SERVICES INCM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+51.3K sh	$9.75	+$500K	290,509
2009-12-15	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−2,008 sh	$15.42	−$31K	239,191
2009-10-14	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−8,682 sh	—	—	51,318
2009-10-14	BIRNER DENTAL MANAGEMENT SERVICES INCM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+8,682 sh	$9.75	+$84.6K	246,714
2009-10-14	BIRNER DENTAL MANAGEMENT SERVICES INCF Tax Payment	Director, Chief Executive Officer, 10% Owner	FTax Payment	−5,515 sh	$15.35	−$84.7K	241,199
2008-01-16	BIRNER DENTAL MANAGEMENT SERVICES INCStock Option (Right to Buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	+30K sh	$21.00	+$630K	30,000
2006-01-13	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−1,202 sh	$19.13	−$23K	271,362
2005-07-01	BIRNER DENTAL MANAGEMENT SERVICES INCA Award	Director, Chief Executive Officer, 10% Owner	AAward	+30K sh	—	—	142,432
2005-05-17	BIRNER DENTAL MANAGEMENT SERVICES INCM Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	+5,000 sh	$5.06	+$25.3K	102,432
2005-05-17	BIRNER DENTAL MANAGEMENT SERVICES INCWarrants (Right to Buy)M Exercise/Conversion	Director, Chief Executive Officer, 10% Owner	MExercise/Conversion	−5,000 sh	$27.20	−$136K	0
2005-04-06	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−4,000 sh	$24.90	−$99.6K	97,432
2005-01-24	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to buy)A Award	Director, Chief Executive Officer, 10% Owner	AAward	−30K sh	$19.50	−$585K	30,000
2005-01-10	BIRNER DENTAL MANAGEMENT SERVICES INCJ Other	Director, Chief Executive Officer, 10% Owner	JOther	−2,125 sh	—	—	0
2005-01-10	BIRNER DENTAL MANAGEMENT SERVICES INCJ Other	Director, Chief Executive Officer, 10% Owner	JOther	−87.9K sh	—	—	101,432
2005-01-10	BIRNER DENTAL MANAGEMENT SERVICES INCWarrants (Right to buy)J Other	Director, Chief Executive Officer, 10% Owner	JOther	−3,333 sh	—	—	6,667
2005-01-10	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to buy)J Other	Director, Chief Executive Officer, 10% Owner	JOther	−16.7K sh	—	—	16,667
2004-01-07	BIRNER DENTAL MANAGEMENT SERVICES INCS Sale	Director, Chief Executive Officer, 10% Owner	SSale	−3,000 sh	$12.50	−$37.5K	189,365
2003-10-07	BIRNER DENTAL MANAGEMENT SERVICES INCStock Options (Right to Buy)E Expiration	Director, Chief Executive Officer, 10% Owner	EExpiration	−2,500 sh	—	—	0
2002-11-20	BIRNER DENTAL MANAGEMENT SERVICES INCP Purchase	Director, Chief Executive Officer, 10% Owner	PPurchase	+1,000 sh	$10.47	+$10.5K	182,488

Recent filings

Accepted (ET)
Jan 144
BIRNER FREDERIC W J0001140361-19-000998
SEC(opens sec.gov)
Jun 154
BIRNER FREDERIC W J0001562180-18-003022
SEC(opens sec.gov)
Jun 84
BIRNER DENTAL MANAGEMENT SERVICES INC0001127602-17-020863
SEC(opens sec.gov)
Nov 134
BIRNER DENTAL MANAGEMENT SERVICES INC0001127602-14-032156
SEC(opens sec.gov)
Sep 84
BIRNER DENTAL MANAGEMENT SERVICES INC0001127602-14-027333
SEC(opens sec.gov)
Jul 94
BIRNER DENTAL MANAGEMENT SERVICES INC0001127602-13-022568
SEC(opens sec.gov)
Jun 84
BIRNER FREDERIC W J0001127602-12-019639
SEC(opens sec.gov)
Mar 264
BIRNER FREDERIC W J0001127602-12-011753
SEC(opens sec.gov)
Jan 44
BIRNER FREDERIC W J0001127602-12-000597
SEC(opens sec.gov)
Apr 194
BIRNER FREDERIC W J0001127602-11-013234
SEC(opens sec.gov)
Mar 304
BIRNER FREDERIC W J0001127602-11-011406
SEC(opens sec.gov)
Jan 124
BIRNER FREDERIC W J0001127602-10-001446
SEC(opens sec.gov)
Jan 74
BIRNER FREDERIC W J0001127602-10-001076
SEC(opens sec.gov)
Jan 64
BIRNER FREDERIC W J0001127602-10-000956
SEC(opens sec.gov)
Dec 174
BIRNER FREDERIC W J0001127602-09-025485
SEC(opens sec.gov)
Oct 164
BIRNER FREDERIC W J0001127602-09-020764
SEC(opens sec.gov)

Companies

BIRNER DENTAL MANAGEMENT SERVICES INCDirector, Chief Executive Officer, 10% Owner

Address

3801 EAST FLORIDA AVENUE, SUITE 508

DENVER, CO, 80210