Insider · CIK 0001071193

Lipton Roger

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001071193

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-02-25	Diversified Restaurant Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−63.4K sh	$1.05	−$66.5K	0
2019-07-01	Diversified Restaurant Holdings, Inc.A Award	Director	AAward	+42.7K sh	—	—	63,355
2018-09-20	Diversified Restaurant Holdings, Inc.A Award	Director	AAward	+20.7K sh	—	—	20,689
2006-12-22	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockO Exercise Out-of-Money	Director, 10% Owner	OExercise Out-of-Money	+10K sh	$0.80	+$8,000	0
2006-12-22	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−10K sh	$0.62	−$6,200	0
2006-12-22	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−10K sh	$0.62	−$6,200	0
2006-12-22	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−50K sh	$0.41	−$20.4K	0
2005-10-10	BOSTON RESTAURANT ASSOCIATES INCD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−1.72M sh	$0.50	−$859K	0
2005-10-10	BOSTON RESTAURANT ASSOCIATES INCW Will/Inheritance	Director, 10% Owner	WWill/Inheritance	−91K sh	$0.65	−$59.2K	0
2004-09-10	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+50K sh	$0.41	+$20.4K	50,000
2003-11-15	BOSTON RESTAURANT ASSOCIATES INCJ Other	Director, 10% Owner	JOther	+277K sh	$0.65	+$180K	277,133
2003-11-15	BOSTON RESTAURANT ASSOCIATES INCJ Other	Director, 10% Owner	JOther	+277K sh	$0.65	+$180K	277,133
2003-11-15	BOSTON RESTAURANT ASSOCIATES INCJ Other	Director, 10% Owner	JOther	+277K sh	$0.65	+$180K	277,133
2002-12-09	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.62	+$6,200	10,000
2002-12-09	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.62	+$6,200	10,000
2002-03-15	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.80	+$8,000	10,000
2002-03-15	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.80	+$8,000	10,000
2001-09-15	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.62	+$6,200	1,000
2001-09-15	BOSTON RESTAURANT ASSOCIATES INCOption to Purchase Common StockA Award	Director, 10% Owner	AAward	+10K sh	$0.62	+$6,200	1,000
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,618
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,618
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,619
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,618
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,619
2001-08-31	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+20.6K sh	$0.63	+$13K	20,619
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-08-06	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+78K sh	$0.75	+$58.5K	78,000
2001-01-09	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
2001-01-09	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
2001-01-09	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
2001-01-02	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
2001-01-02	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
2001-01-02	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+60K sh	$0.90	+$54K	60,000
1999-10-08	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+107K sh	$0.81	+$86.6K	106,936
1999-10-08	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+107K sh	$0.81	+$86.6K	106,936
1999-10-08	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+107K sh	$0.81	+$86.6K	106,936
1998-12-23	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+75K sh	$0.80	+$60K	75,000
1998-12-23	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+75K sh	$0.80	+$60K	75,000
1998-12-23	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+75K sh	$0.80	+$60K	75,000
1998-09-30	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+65K sh	$0.95	+$61.8K	65,000
1998-09-30	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+65K sh	$0.95	+$61.8K	65,000
1998-09-30	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+65K sh	$0.95	+$61.8K	65,000
1998-03-25	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+136K sh	$1.00	+$136K	135,908
1998-03-25	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+122K sh	$1.00	+$122K	122,352
1998-03-25	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+14K sh	$1.00	+$14K	14,000
1998-03-25	BOSTON RESTAURANT ASSOCIATES INCP Purchase	Director, 10% Owner	PPurchase	+2,000 sh	$1.00	+$2,000	2,000

Recent filings

Accepted (ET)
Mar 24
Lipton Roger0001394156-20-000022
SEC(opens sec.gov)
Sep 34
Lipton Roger0001394156-19-000069
SEC(opens sec.gov)
Sep 244
Lipton Roger0001394156-18-000083
SEC(opens sec.gov)
Dec 274
LIPTON ROGER0001179110-06-024306
SEC(opens sec.gov)

Companies

Address

983 PARK AVENUE APT. 6C

NEW YORK, NY, 10028