Insider · CIK 0001082334
CHOW JOSEPH W
Reports to the SEC for 8 companies · PALO ALTO, CA
Transactions
50
Companies
8
Filings
16
CIK
0001082334
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2013-12-31 | HTGCHercules Capital, Inc.A Award | — |
| 2013-08-07 | HTGCHercules Capital, Inc.F Tax Payment | −$329K |
| 2013-08-07 | HTGCHercules Capital, Inc.M Exercise/Conversion | +$106K |
| 2013-08-07 | HTGCHercules Capital, Inc.M Exercise/Conversion | +$67K |
| 2013-08-07 | HTGCHercules Capital, Inc.M Exercise/Conversion | +$156K |
| 2013-08-07 | HTGCHercules Capital, Inc.F Tax Payment | −$364K |
| 2013-08-05 | HTGCHercules Capital, Inc.A Award | +$50K |
| 2012-12-31 | HTGCHercules Capital, Inc.A Award | — |
| 2012-08-06 | HTGCHercules Capital, Inc.A Award | +$50K |
| 2012-03-06 | HTGCHercules Capital, Inc.P Purchase | +$52.2K |
| 2011-12-31 | HTGCHercules Capital, Inc.A Award | — |
| 2011-09-06 | HTGCHercules Capital, Inc.P Purchase | +$43.4K |
| 2011-07-05 | HTGCHercules Capital, Inc.A Award | +$35K |
| 2011-06-01 | HTGCHercules Capital, Inc. · Options to Purchase Common StockA Award | +$159K |
| 2011-06-01 | HTGCHercules Capital, Inc.A Award | +$53K |
| 2011-05-11 | HTGCHercules Capital, Inc.P Purchase | +$51.8K |
| 2010-12-31 | HTGCHercules Capital, Inc.A Award | — |
| 2010-11-23 | HTGCHercules Capital, Inc.P Purchase | +$49.8K |
| 2010-10-15 | HTGCHercules Capital, Inc.A Award | +$35K |
| 2010-06-23 | HTGCHercules Capital, Inc.P Purchase | +$45.6K |
| 2009-12-31 | HTGCHercules Capital, Inc.A Award | — |
| 2009-02-18 | HTGCHercules Capital, Inc.P Purchase | +$44.9K |
| 2008-12-31 | HTGCHercules Capital, Inc.P Purchase | — |
| 2008-05-29 | HTGCHercules Capital, Inc.A Award | — |
| 2008-05-29 | HTGCHercules Capital, Inc. · Options to Purchase Common StockA Award | +$156K |
| 2007-08-13 | HTGCHercules Capital, Inc.P Purchase | +$38.3K |
| 2007-08-13 | HTGCHercules Capital, Inc.P Purchase | +$39K |
| 2007-03-05 | HTGCHercules Capital, Inc.P Purchase | +$20.3K |
| 2007-02-15 | STTSTATE STREET CORPA Award | +$344K |
| 2007-02-15 | STTSTATE STREET CORPF Tax Payment | −$55.1K |
| 2007-02-15 | STTSTATE STREET CORP · Stock Appreciation RightA Award | — |
| 2006-04-13 | HTGCHercules Capital, Inc.X Exercise of In-Money | +$17.5K |
| 2006-04-13 | HTGCHercules Capital, Inc. · Subscription RightsX Exercise of In-Money | — |
| 2005-04-22 | STTSTATE STREET CORPM Exercise/Conversion | +$106K |
| 2005-04-22 | STTSTATE STREET CORPS Sale | −$45.3K |
| 2005-04-22 | STTSTATE STREET CORPS Sale | −$317K |
| 2005-04-22 | STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion | −$106K |
| 2000-04-24 | STTSTATE STREET CORPM Exercise/Conversion | +$381K |
| 2000-04-24 | STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion | — |
| 2000-04-24 | STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion | — |
| 2000-04-24 | STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion | — |
| 2000-04-24 | STTSTATE STREET CORPM Exercise/Conversion | +$45K |
| 2000-04-24 | STTSTATE STREET CORPM Exercise/Conversion | +$50K |
| 2000-04-24 | STTSTATE STREET CORPS Sale | −$1.41M |
| 1999-12-16 | STTSTATE STREET CORP · Employee Stock Option (right to buy)A Award | — |
| 1999-05-13 | STTSTATE STREET CORPS Sale | −$86K |
| 1999-05-13 | STTSTATE STREET CORPS Sale | −$85K |
| 1999-05-13 | STTSTATE STREET CORPS Sale | −$35.8K |
| 1999-05-10 | STTSTATE STREET CORPM Exercise/Conversion | +$12K |
| 1999-05-10 | STTSTATE STREET CORPM Exercise/Conversion | +$38K |
Recent filings
- 5HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-14-008419SEC(opens sec.gov)
- 4/AHERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-13-041586SEC(opens sec.gov)
- 4HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-13-040134SEC(opens sec.gov)
- 4HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-13-039724SEC(opens sec.gov)
- 5CHOW JOSEPH W0001209191-13-007139SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-12-040878SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-12-016601SEC(opens sec.gov)
- 5CHOW JOSEPH W0001209191-12-009742SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-11-046853SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-11-038645SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-11-032815SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-11-027891SEC(opens sec.gov)
- 5CHOW JOSEPH W0001209191-11-008382SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-10-057470SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-10-050615SEC(opens sec.gov)
- 4CHOW JOSEPH W0001209191-10-035562SEC(opens sec.gov)
Companies
- abrdn National Municipal Income FundDirectorVFL
- Delaware Enhanced Global Dividend & Income FundDirector
- Delaware Investments Colorado Municipal Income Fund, Inc.Director
- DELAWARE INVESTMENTS DIVIDEND & INCOME FUND, INCDirector
- DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INCDirector
- Delaware Ivy High Income Opportunities FundDirector
- Hercules Capital, Inc.DirectorHTGC
- STATE STREET CORPExecutive Vice PresidentSTT
Address
C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVE., SUITE 310
PALO ALTO, CA, 94301