Insider · CIK 0001086523

THOMPSON RICHARD JAMES

Reports to the SEC for 7 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001086523

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-02-24	SVIIFSpring Valley Acquisition Corp. IID Disposition to Issuer	Director	DDisposition to Issuer	−40K sh	—	—	0
2024-01-25	SVIIFSpring Valley Acquisition Corp. IIC Conversion	Director	CConversion	+40K sh	—	—	40,000
2024-01-25	SVIIFSpring Valley Acquisition Corp. II · Class B ordinary sharesC Conversion	Director	CConversion	−40K sh	—	—	0
2013-07-25	POWER ONE INCD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−1.46M sh	$6.35	−$9.28M	0
2013-07-25	POWER ONE INCD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−288K sh	$6.35	−$1.83M	0
2013-07-25	POWER ONE INCNon-Qualified Stock OptionD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−500K sh	$3.97	−$1.99M	0
2013-07-25	POWER ONE INCNon-Qualified Stock OptionD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−250K sh	$3.97	−$993K	0
2013-07-25	POWER ONE INCNon-Qualified Stock OptionD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−467K sh	$2.08	−$974K	0
2013-07-25	POWER ONE INCNon-Qualified Stock OptionD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−300K sh	—	—	0
2013-07-25	POWER ONE INCNon-Qualified Stock OptionD Disposition to Issuer	Director, Director, President & CEO	DDisposition to Issuer	−339K sh	—	—	0
2013-06-03	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−12.8K sh	$6.33	−$80.9K	1,176,718
2013-05-03	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−10.4K sh	$6.35	−$66.2K	1,189,496
2013-04-30	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−11.9K sh	$6.32	−$75.3K	1,205,818
2013-04-30	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−5,893 sh	$6.32	−$37.2K	1,199,925
2012-12-11	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−31.2K sh	$4.21	−$131K	1,217,726
2012-10-27	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−27.8K sh	$4.11	−$114K	1,248,908
2012-10-26	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−41.6K sh	$4.11	−$171K	1,276,750
2012-06-01	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−9,170 sh	$4.06	−$37.2K	1,606,854
2012-05-03	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−11.5K sh	$4.43	−$50.9K	1,616,024
2012-04-30	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+110K sh	—	—	1,555,016
2012-04-30	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+72.5K sh	—	—	1,627,516
2012-04-30	POWER ONE INCStock OptionA Award	Director, Director, President & CEO	AAward	+467K sh	—	—	467,000
2012-02-21	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−41.3K sh	$5.14	−$212K	1,445,016
2012-02-09	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−13K sh	$5.51	−$71.8K	1,486,280
2011-12-12	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−31.1K sh	$4.12	−$128K	1,499,307
2011-10-27	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−22.9K sh	$4.93	−$113K	1,530,395
2011-10-26	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−34.4K sh	$4.69	−$161K	1,553,337
2011-06-01	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−9,170 sh	$8.18	−$75K	1,587,752
2011-05-03	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+94K sh	—	—	1,596,922
2011-05-03	POWER ONE INCStock OptionA Award	Director, Director, President & CEO	AAward	+339K sh	—	—	339,000
2011-02-18	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−41.3K sh	$9.26	−$382K	1,502,922
2011-02-09	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−12.2K sh	$8.71	−$106K	1,544,702
2011-02-09	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−12.7K sh	$8.71	−$111K	1,544,187
2010-12-13	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−27.8K sh	$11.14	−$309K	1,556,915
2010-11-02	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−24.4K sh	$9.94	−$243K	1,584,673
2010-10-26	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+300K sh	—	—	1,609,101
2010-08-02	POWER ONE INCF Tax Payment	Director, Director, President & CEO	FTax Payment	−1,470 sh	$12.43	−$18.3K	1,309,101
2010-06-01	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+100K sh	—	—	1,310,571
2010-06-01	POWER ONE INCStock OptionA Award	Director, Director, President & CEO	AAward	+300K sh	—	—	300,000
2010-02-09	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+100K sh	—	—	1,210,571
2010-01-26	POWER ONE INCG Gift	Director, Director, President & CEO	GGift	−7,500 sh	—	—	1,118,071
2010-01-26	POWER ONE INCG Gift	Director, Director, President & CEO	GGift	−7,500 sh	—	—	1,110,571
2009-12-16	POWER ONE INCG Gift	Director, Director, President & CEO	GGift	−5,000 sh	—	—	1,125,571
2009-12-15	POWER ONE INCG Gift	Director, Director, President & CEO	GGift	−5,000 sh	—	—	1,130,571
2009-12-11	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+200K sh	—	—	1,135,571
2009-10-27	POWER ONE INCA Award	Director, Director, President & CEO	AAward	+200K sh	—	—	935,571
2006-06-07	AMERICAN POWER CONVERSION CORPA Award	Senior Vice President & CFO	AAward	+25K sh	—	—	80,000
2005-12-29	AMERICAN POWER CONVERSION CORPA Award	Senior Vice President & CFO	AAward	+6,000 sh	—	—	55,000
2005-07-11	ARTESYN TECHNOLOGIES INCM Exercise/Conversion	Former VP Finance, Secy & CFO	MExercise/Conversion	+10K sh	$5.37	+$53.7K	94,680
2005-07-11	ARTESYN TECHNOLOGIES INCS Sale	Former VP Finance, Secy & CFO	SSale	−10K sh	$10.00	−$100K	84,680

Recent filings

Accepted (ET)
Feb 264
THOMPSON RICHARD JAMES0001104659-26-020568
SEC(opens sec.gov)
Jan 294
THOMPSON RICHARD J0001104659-24-007904
SEC(opens sec.gov)
Jul 294
POWER ONE INC0001104659-13-057461
SEC(opens sec.gov)
Jul 244/A
POWER ONE INC0001179110-13-012111
SEC(opens sec.gov)
Jun 54
POWER ONE INC0001179110-13-009728
SEC(opens sec.gov)
May 64
THOMPSON RICHARD J0001179110-13-007805
SEC(opens sec.gov)
May 24
THOMPSON RICHARD J0001179110-13-007595
SEC(opens sec.gov)
Dec 134
THOMPSON RICHARD J0001179110-12-017529
SEC(opens sec.gov)
Oct 304
THOMPSON RICHARD J0001179110-12-015489
SEC(opens sec.gov)
Jun 44
THOMPSON RICHARD J0001179110-12-009554
SEC(opens sec.gov)
May 34
THOMPSON RICHARD J0001179110-12-007717
SEC(opens sec.gov)

Companies

Address

C/O SPRING VALLEY ACQUISITION CORP. II 2100 MCKINNEY AVE, SUITE 1675

DALLAS, TX, 75201