Insider · CIK 0001094013

TOH HENRY Y L

Reports to the SEC for 7 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001094013

Forms 4 and 5

Insider transactions

43 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-03-31	HGBLHeritage Global Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.15	+$1,500	40,000
2016-03-31	HGBLHeritage Global Inc. · Option to purchase common stockM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	60,000
2016-03-31	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	70,000
2015-03-31	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	80,000
2013-05-30	HGBLHeritage Global Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.51	+$5,100	30,000
2013-05-30	HGBLHeritage Global Inc. · Option to purchase common stockM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	70,000
2013-04-01	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	81,448
2012-08-15	HGBLHeritage Global Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.56	+$5,600	20,000
2012-08-15	HGBLHeritage Global Inc. · Options to purchase common stockM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	71,448
2012-06-01	TELETOUCH COMMUNICATIONS INCStock OptionsA Award	Director	AAward	+40K sh	—	—	246,332
2012-04-02	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	81,448
2011-09-30	HGBLHeritage Global Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.83	+$8,300	10,000
2011-09-30	HGBLHeritage Global Inc. · Options to purchase common stockM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	72,698
2011-06-01	TELETOUCH COMMUNICATIONS INCStock OptionA Award	Director	AAward	+40K sh	$0.48	+$19.2K	216,998
2011-03-31	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	82,698
2010-12-15	NUGEN HOLDINGS, INC.S Sale	Director, See Remarks	SSale	−116K sh	$0.00	−$11.639	1,528,612
2010-08-31	AMERICAN SURGICAL HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,831 sh	$0.08	+$226.48	78,608
2010-08-31	AMERICAN SURGICAL HOLDINGS INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−2,831 sh	—	—	46,392
2010-07-31	AMERICAN SURGICAL HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+2,831 sh	$0.08	+$226.48	75,777
2010-07-31	AMERICAN SURGICAL HOLDINGS INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−2,831 sh	—	—	49,223
2010-06-30	AMERICAN SURGICAL HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+16.5K sh	$0.08	+$1,322.4	72,946
2010-06-30	AMERICAN SURGICAL HOLDINGS INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−16.5K sh	—	—	52,054
2010-06-01	TELETOUCH COMMUNICATIONS INCStock OptionA Award	Director	AAward	+40K sh	$0.33	+$13K	176,998
2010-03-31	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	75,413
2010-02-09	NUGEN HOLDINGS, INC.Option to purchase common stockA Award	Director, See Remarks	AAward	+450K sh	—	—	450,000
2010-02-09	NUGEN HOLDINGS, INC.Option to purchase common stockA Award	Director, See Remarks	AAward	+450K sh	—	—	450,000
2010-01-29	NUGEN HOLDINGS, INC.S Sale	Director, See Remarks	SSale	−71.7K sh	$0.00	−$7.167	1,745,000
2010-01-29	NUGEN HOLDINGS, INC.S Sale	Director, See Remarks	SSale	−100K sh	$0.00	−$100	1,645,000
2010-01-21	AMERICAN SURGICAL HOLDINGS INCStock OptionsD Disposition to Issuer	Director	DDisposition to Issuer	−75K sh	$0.90	−$67.5K	0
2009-12-31	AMERICAN SURGICAL HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+8,402 sh	$0.08	+$672.16	56,416
2009-12-31	AMERICAN SURGICAL HOLDINGS INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−8,402 sh	—	—	68,584
2009-12-08	NUGEN HOLDINGS, INC.Option to purchase common stockD Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	−150K sh	—	—	0
2009-09-30	AMERICAN SURGICAL HOLDINGS INCM Exercise/Conversion	Director	MExercise/Conversion	+23K sh	$0.08	+$1,841.12	48,014
2009-09-30	AMERICAN SURGICAL HOLDINGS INCStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−23K sh	—	—	76,986
2009-06-01	TELETOUCH COMMUNICATIONS INCStock OptionA Award	Director	AAward	+40K sh	$0.12	+$4,640	136,998
2009-03-31	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	66,413
2009-01-21	AMERICAN SURGICAL HOLDINGS INCStock OptionsA Award	Director	AAward	+100K sh	—	—	100,000
2008-06-25	TELETOUCH COMMUNICATIONS INCStock OptionA Award	Director	AAward	+45K sh	$0.16	+$7,200	96,998
2006-01-12	Fibrocell Science, Inc.Non-Qualified Stock OptionA Award	Director	AAward	+30K sh	—	—	150,000
2005-01-03	TELETOUCH COMMUNICATIONS INCStock OptionA Award	Director	AAward	+10K sh	—	—	21,998
2004-12-17	VASO ACTIVE PHARMACEUTICALS INCNon-Employee Director Stock OptionsA Award	Director	AAward	+30K sh	—	—	30,000
2004-08-10	HGBLHeritage Global Inc. · Option to purchase common stockA Award	Director	AAward	+10K sh	—	—	28,575
2004-04-27	Crown Financial Holdings, Inc.Non Qualified Stock OptionA Award	Director	AAward	+50K sh	—	—	50,000

Recent filings

Accepted (ET)
Apr 14
Heritage Global Inc.0001062993-16-008735
SEC(opens sec.gov)
Apr 24
Heritage Global Inc.0001062993-15-001750
SEC(opens sec.gov)
May 304
TOH HENRY Y L0001144204-13-032247
SEC(opens sec.gov)
Apr 34
TOH HENRY Y L0001144204-13-019898
SEC(opens sec.gov)
Sep 284
TOH HENRY Y L0001144204-12-053570
SEC(opens sec.gov)
Aug 154
TOH HENRY Y L0001144204-12-046265
SEC(opens sec.gov)
Apr 44
TOH HENRY Y L0001144204-12-020064
SEC(opens sec.gov)
Oct 34
TOH HENRY Y L0001144204-11-056000
SEC(opens sec.gov)
Jun 134
TOH HENRY Y L0001144204-11-035296
SEC(opens sec.gov)
Apr 44
TOH HENRY Y L0001144204-11-019969
SEC(opens sec.gov)
Jan 64
TOH HENRY Y L0001144204-11-000950
SEC(opens sec.gov)
Oct 64
TOH HENRY Y L0001144204-10-052645
SEC(opens sec.gov)

Companies

Address

1111 HERMANN DRIVE UNIT 6E

HOUSTON, TX, 77004