Insider · CIK 0001108435

BAUGHMAN FREDERICK

Reports to the SEC for 1 company · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001108435

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2004-01-22	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+4,920 sh	$8.13	+$40K	4,920
2004-01-22	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+4,000 sh	$13.20	+$52.8K	8,920
2004-01-22	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+6,000 sh	$26.22	+$157K	14,920
2004-01-22	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+8,000 sh	$34.16	+$273K	22,920
2004-01-22	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−7,000 sh	$56.33	−$394K	15,920
2004-01-22	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−15.6K sh	$56.45	−$881K	320
2004-01-22	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−320 sh	$56.52	−$18.1K	0
2004-01-22	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−4,920 sh	—	—	0
2004-01-22	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−4,000 sh	—	—	0
2004-01-22	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−6,000 sh	—	—	0
2004-01-22	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−8,000 sh	—	—	0
2004-01-16	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−4,409 sh	$55.54	−$245K	7,906
2004-01-16	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−7,400 sh	$55.55	−$411K	506
2004-01-16	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−506 sh	$55.57	−$28.1K	0
2002-09-19	STTSTATE STREET CORP · Employee Stock Option (right to buy)A Award	SVP, Controller & CAO	AAward	+10.2K sh	—	—	10,210
2002-07-01	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−674 sh	$44.68	−$30.1K	9,875
2002-02-21	STTSTATE STREET CORP · Employee Stock Option (right to buy)A Award	SVP, Controller & CAO	AAward	+4,464 sh	—	—	4,464
2001-09-20	STTSTATE STREET CORP · Employee Stock Option (right to buy)A Award	SVP, Controller & CAO	AAward	+10.2K sh	—	—	10,187
2001-07-02	STTSTATE STREET CORPF Tax Payment	SVP, Controller & CAO	FTax Payment	−861 sh	$48.83	−$42K	5,083
2000-06-30	STTSTATE STREET CORPF Tax Payment	SVP, Controller & CAO	FTax Payment	−353 sh	$106.00	−$37.4K	2,972
2000-06-15	STTSTATE STREET CORP · Employee Stock Option (right to buy)A Award	SVP, Controller & CAO	AAward	+4,063 sh	—	—	4,063
2000-04-24	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+2,120 sh	$10.36	+$22K	—
2000-04-24	STTSTATE STREET CORPM Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	+1,488 sh	$16.13	+$24K	—
2000-04-24	STTSTATE STREET CORPS Sale	SVP, Controller & CAO	SSale	−3,608 sh	$96.50	−$348K	3,325
2000-04-24	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−2,120 sh	—	—	0
2000-04-24	STTSTATE STREET CORP · Employee Stock Option (right to buy)M Exercise/Conversion	SVP, Controller & CAO	MExercise/Conversion	−1,488 sh	—	—	0
2000-03-16	STTSTATE STREET CORPA Award	SVP, Controller & CAO	AAward	+2,000 sh	—	—	3,325

Recent filings

Accepted (ET)
Jan 264
BAUGHMAN FREDERICK0000093751-04-000006
SEC(opens sec.gov)
Jan 214
BAUGHMAN FREDERICK0000093751-04-000002
SEC(opens sec.gov)
Sep 204
BAUGHMAN FREDERICK0000093751-02-000097
SEC(opens sec.gov)
Jul 124
STATE STREET CORP0000093751-02-000085
SEC(opens sec.gov)
Apr 94
STATE STREET CORP0000093751-02-000038
SEC(opens sec.gov)
Jan 225
BAUGHMAN FREDERICK0000093751-02-000011
SEC(opens sec.gov)
Jul 174
STATE STREET CORP0000093751-01-500074
SEC(opens sec.gov)
Feb 65
STATE STREET CORP0000093751-01-000033
SEC(opens sec.gov)

Companies

STATE STREET CORPSVP, Controller & CAOSTT

Address

STATE STREET CORPORATION 225 FRANKLIN STREET

BOSTON, MA, 02110