Insider · CIK 0001111367

BAUMAN PHILLIP A

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001111367

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-03-21	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+4,200 sh	$1.32	+$5,544	96,166
2016-11-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+4,367 sh	$1.27	+$5,553.514	91,966
2016-08-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+3,480 sh	$1.58	+$5,515.104	87,599
2016-06-07	180 DEGREE CAPITAL CORP. /NY/A Award	Director	AAward	+2,000 sh	—	—	84,119
2016-05-13	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+3,280 sh	$1.70	+$5,581.248	82,119
2016-03-18	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+2,861 sh	$1.91	+$5,464.796	78,839
2015-11-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+2,588 sh	$2.08	+$5,376.829	75,978
2015-08-13	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+2,218 sh	$2.56	+$5,687.396	73,390
2015-06-05	180 DEGREE CAPITAL CORP. /NY/A Award	Director	AAward	+2,000 sh	—	—	71,172
2015-05-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,960 sh	$2.80	+$5,491.332	69,172
2015-03-19	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,830 sh	$3.01	+$5,515.437	67,212
2014-11-13	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,960 sh	$2.86	+$5,604.62	65,382
2014-08-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,767 sh	$3.13	+$5,527.529	63,422
2014-03-20	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,649 sh	$3.55	+$5,861.535	59,655
2013-11-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,056 sh	$3.06	+$3,231.36	58,006
2013-08-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,043 sh	$3.13	+$3,264.486	56,950
2013-05-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,800 sh	$3.27	+$5,886	53,907
2013-05-02	180 DEGREE CAPITAL CORP. /NY/A Award	Director	AAward	+2,000 sh	—	—	55,907
2013-03-21	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,500 sh	$3.62	+$5,430	52,107
2012-08-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,740 sh	$3.80	+$6,604.17	50,607
2012-06-07	180 DEGREE CAPITAL CORP. /NY/A Award	Director	AAward	+2,000 sh	—	—	48,867
2012-05-15	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,209 sh	$3.59	+$4,343.453	46,867
2012-03-20	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+950 sh	$4.22	+$4,013.275	45,658
2011-11-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,150 sh	$3.83	+$4,404.845	44,708
2011-08-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+2,860 sh	$4.31	+$12.3K	43,558
2010-11-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+725 sh	$4.46	+$3,235.023	40,698
2010-08-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+890 sh	$4.06	+$3,610.819	39,973
2010-06-04	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,000 sh	$4.30	+$4,300	39,083
2010-06-04	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,000 sh	$4.25	+$4,250	38,083
2010-06-03	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,000 sh	$4.35	+$4,350	35,083
2010-06-03	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,000 sh	$4.38	+$4,380	37,083
2010-06-03	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,000 sh	$4.31	+$4,310	36,083
2010-05-13	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,250 sh	$4.94	+$6,171	34,083
2009-11-12	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+2,109 sh	$4.66	+$9,820.348	32,833
2009-08-13	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+619 sh	$6.47	+$4,006.168	30,724
2009-05-14	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,800 sh	$4.52	+$8,133.84	30,105
2007-03-23	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+810 sh	$12.68	+$10.3K	21,026
2005-08-31	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+480 sh	$11.48	+$5,510.4	18,514
2004-09-07	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+286 sh	$9.50	+$2,717	17,296
2002-07-23	180 DEGREE CAPITAL CORP. /NY/X Exercise of In-Money	Director	XExercise of In-Money	+1,880 sh	$2.25	+$4,230	2.25
2002-07-23	180 DEGREE CAPITAL CORP. /NY/Subscription Rights (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−1,880 sh	—	—	—
2002-07-22	180 DEGREE CAPITAL CORP. /NY/X Exercise of In-Money	Director	XExercise of In-Money	+892 sh	$2.25	+$2,007	892
2002-07-22	180 DEGREE CAPITAL CORP. /NY/Subscription Rights (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−892 sh	—	—	—
2002-07-19	180 DEGREE CAPITAL CORP. /NY/X Exercise of In-Money	Director	XExercise of In-Money	+1,801 sh	$2.25	+$4,052.25	1,801
2002-07-19	180 DEGREE CAPITAL CORP. /NY/Subscription Rights (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−1,801 sh	—	—	—
2002-07-17	180 DEGREE CAPITAL CORP. /NY/X Exercise of In-Money	Director	XExercise of In-Money	+892 sh	$2.25	+$2,007	892
2002-07-17	180 DEGREE CAPITAL CORP. /NY/Subscription Rights (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−892 sh	—	—	—
2002-07-17	180 DEGREE CAPITAL CORP. /NY/Subscription Rights (Right to Buy) 1J Other	Director	JOther	+1,880 sh	—	—	—
2002-02-04	180 DEGREE CAPITAL CORP. /NY/P Purchase	Director	PPurchase	+1,150 sh	$2.26	+$2,596.93	10,749
2000-03-31	180 DEGREE CAPITAL CORP. /NY/G Gift	Director	GGift	+100 sh	—	—	100

Recent filings

Accepted (ET)
Mar 224
HARRIS & HARRIS GROUP INC /NY/0001111367-17-000002
SEC(opens sec.gov)
Nov 164
HARRIS & HARRIS GROUP INC /NY/0001111367-16-000006
SEC(opens sec.gov)
Aug 124
HARRIS & HARRIS GROUP INC /NY/0001111367-16-000004
SEC(opens sec.gov)
Jun 74
HARRIS & HARRIS GROUP INC /NY/0001111367-16-000002
SEC(opens sec.gov)
May 164
HARRIS & HARRIS GROUP INC /NY/0001127602-16-052356
SEC(opens sec.gov)
Apr 44
HARRIS & HARRIS GROUP INC /NY/0001127602-16-048583
SEC(opens sec.gov)
Nov 134
HARRIS & HARRIS GROUP INC /NY/0001127602-15-031322
SEC(opens sec.gov)
Aug 134
HARRIS & HARRIS GROUP INC /NY/0001127602-15-024876
SEC(opens sec.gov)
Jun 94
HARRIS & HARRIS GROUP INC /NY/0001127602-15-020172
SEC(opens sec.gov)
May 184
HARRIS & HARRIS GROUP INC /NY/0001127602-15-017657
SEC(opens sec.gov)
Mar 204
HARRIS & HARRIS GROUP INC /NY/0001127602-15-012183
SEC(opens sec.gov)
Nov 144
HARRIS & HARRIS GROUP INC /NY/0001127602-14-032295
SEC(opens sec.gov)
Aug 154
HARRIS & HARRIS GROUP INC /NY/0001127602-14-025694
SEC(opens sec.gov)
Mar 204
HARRIS & HARRIS GROUP INC /NY/0001127602-14-012418
SEC(opens sec.gov)
Nov 144
HARRIS & HARRIS GROUP INC /NY/0001127602-13-031680
SEC(opens sec.gov)
Aug 154
HARRIS & HARRIS GROUP INC /NY/0001127602-13-025196
SEC(opens sec.gov)
May 174
BAUMAN PHILLIP A0001127602-13-017477
SEC(opens sec.gov)
May 164
BAUMAN PHILLIP A0001127602-13-017129
SEC(opens sec.gov)
Mar 224
BAUMAN PHILLIP A0001127602-13-011807
SEC(opens sec.gov)
Aug 144
BAUMAN PHILLIP A0001127602-12-024398
SEC(opens sec.gov)

Companies

180 DEGREE CAPITAL CORP. /NY/Director

Address

111 WEST 57TH STREET SUITE 1100

NEW YORK, NY, 10019