Insider · CIK 0001112980

LORD JONATHAN T MD

Reports to the SEC for 7 companies · LOUISVILLE, KY

sec.gov

Transactions

Companies

Filings

CIK

0001112980

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-06-08	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+721K sh	—	—	779,901
2022-12-07	BIOLASE, INCS Sale	Director	SSale	−3,537 sh	$0.75	−$2,652.75	59,925
2022-05-11	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+58.7K sh	—	—	58,747
2022-04-28	BIOLASE, INCD Disposition to Issuer	Director	DDisposition to Issuer	−1,395.41 sh	—	—	0
2021-12-15	BIOLASE, INCS Sale	Director	SSale	−11K sh	$0.38	−$4,194.44	633,096
2021-06-11	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+330K sh	—	—	330,000
2021-06-11	BIOLASE, INCStock Appreciation RightA Award	Director	AAward	+190K sh	—	—	189,902
2020-08-06	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+20K sh	—	—	443,602
2020-07-22	BIOLASE, INCWarrantsA Award	Director	AAward	+15K sh	—	—	15,000
2020-07-22	BIOLASE, INCSeries F Convertible PreferredA Award	Director	AAward	+6 sh	—	—	6
2020-05-13	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+330K sh	—	—	443,659
2020-05-13	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+291K sh	—	—	423,602
2019-08-07	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+132K sh	—	—	709,569
2018-11-16	BIOLASE, INCP Purchase	Director	PPurchase	+10K sh	$1.36	+$13.6K	577,145
2018-08-14	BIOLASE, INCP Purchase	Director	PPurchase	+30.6K sh	$1.45	+$44.4K	567,145
2018-08-10	BIOLASE, INCP Purchase	Director	PPurchase	+69.4K sh	$1.25	+$86.8K	536,547
2018-05-14	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+27.3K sh	—	—	27,312
2018-05-14	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+145K sh	—	—	172,140
2018-05-11	BIOLASE, INCM Exercise/Conversion	Director	MExercise/Conversion	+7,042 sh	—	—	100,470
2018-05-11	BIOLASE, INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−7,042 sh	—	—	0
2017-12-05	BIOLASE, INCX Exercise of In-Money	Director	XExercise of In-Money	+100K sh	$0.46	+$45.6K	467,145
2017-12-05	BIOLASE, INCSubscription Rights (Right to Buy)X Exercise of In-Money	Director	XExercise of In-Money	−100K sh	—	—	0
2017-11-08	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+19.7K sh	—	—	578,131
2017-09-12	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+65.9K sh	—	—	558,394
2017-09-11	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+65.4K sh	—	—	492,503
2017-06-30	BIOLASE, INCSeries D Participating Convertible Preferred StockC Conversion	Director	CConversion	−768 sh	—	—	0
2017-06-30	BIOLASE, INCC Conversion	Director	CConversion	+76.8K sh	$1.24	+$95.2K	430,490
2017-05-10	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+106K sh	—	—	427,118
2017-05-10	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+35.2K sh	—	—	35,211
2017-05-08	BIOLASE, INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	—	—	0
2017-05-08	BIOLASE, INCM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	—	—	353,690
2017-04-18	BIOLASE, INCWarrants (right to buy)P Purchase	Director	PPurchase	+37.4K sh	$0.13	+$4,673.375	37,387
2017-04-18	BIOLASE, INCSeries D Participating Convertible Preferred StockP Purchase	Director	PPurchase	+768 sh	$124.00	+$95.2K	768
2016-09-30	BIOLASE, INCSeries C Participating Convertible Preferred StockC Conversion	Director	CConversion	−1,770 sh	—	—	0
2016-09-30	BIOLASE, INCC Conversion	Director	CConversion	+177K sh	$1.13	+$200K	303,690
2016-09-01	DXCMDEXCOM INCS Sale	Director	SSale	−10K sh	$91.50	−$915K	52,820
2016-08-12	DXCMDEXCOM INCS Sale	Director	SSale	−5,000 sh	$90.50	−$453K	126,373
2016-08-11	DXCMDEXCOM INCS Sale	Director	SSale	−5,000 sh	$90.78	−$454K	131,373
2016-08-01	BIOLASE, INCWarrants (right to buy)P Purchase	Director	PPurchase	+40.7K sh	$0.13	+$5,088.5	40,708
2016-08-01	BIOLASE, INCSeries C Participating Convertible Preferred StockP Purchase	Director	PPurchase	+1,770 sh	$113.00	+$200K	1,770
2016-05-25	DXCMDEXCOM INCA Award	Director	AAward	+4,791 sh	$0.00	+$4.791	136,373
2016-05-06	BIOLASE, INCRestricted Stock UnitA Award	Director	AAward	+50K sh	—	—	50,000
2016-05-06	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+120K sh	—	—	293,739
2015-11-09	BIOLASE, INCP Purchase	Director	PPurchase	+16.3K sh	$0.75	+$12.2K	126,690
2015-09-09	DXCMDEXCOM INCS Sale	Director	SSale	−10K sh	$90.96	−$910K	131,582
2015-08-27	BIOLASE, INCM Exercise/Conversion	Director	MExercise/Conversion	+9,217 sh	—	—	110,380
2015-08-27	BIOLASE, INCRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−9,217 sh	—	—	0
2015-06-03	DXCMDEXCOM INCA Award	Director	AAward	+4,475 sh	$0.00	+$4.475	141,582
2015-04-27	BIOLASE, INCStock Option (right to buy)A Award	Director	AAward	+132K sh	—	—	173,587
2014-11-11	DXCMDEXCOM INCM Exercise/Conversion	Director	MExercise/Conversion	+18.1K sh	$7.78	+$140K	155,165

Recent filings

Accepted (ET)
Jun 124
LORD JONATHAN T MD0001209191-23-036142
SEC(opens sec.gov)
Dec 84
LORD JONATHAN T MD0001209191-22-060435
SEC(opens sec.gov)
May 124
LORD JONATHAN T MD0001209191-22-028740
SEC(opens sec.gov)
May 24
LORD JONATHAN T MD0000899243-22-016099
SEC(opens sec.gov)
Dec 164
LORD JONATHAN T MD0001209191-21-070069
SEC(opens sec.gov)
Jun 144
LORD JONATHAN T MD0001209191-21-040456
SEC(opens sec.gov)
Aug 104
LORD JONATHAN T MD0001209191-20-045876
SEC(opens sec.gov)
Jul 234
LORD JONATHAN T MD0001209191-20-043538
SEC(opens sec.gov)
May 284
LORD JONATHAN T MD0001209191-20-032521
SEC(opens sec.gov)
Aug 94
LORD JONATHAN T MD0001209191-19-045263
SEC(opens sec.gov)
Nov 204
LORD JONATHAN T MD0001209191-18-059595
SEC(opens sec.gov)
Aug 144
LORD JONATHAN T MD0001209191-18-046678
SEC(opens sec.gov)
May 144
LORD JONATHAN T MD0001209191-18-029962
SEC(opens sec.gov)

Companies

Address

HUMANA INC. 500 WEST MAIN STREET

LOUISVILLE, KY, 40202