Insider · CIK 0001114907

HOROWITZ RICHARD A

Reports to the SEC for 1 company · MELVILLE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001114907

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-12-20	P&F INDUSTRIES INCStock Option (right to buy)D Disposition to Issuer	Director, Principal Executive Officer, 10% Owner	DDisposition to Issuer	−30K sh	$5.91	−$177K	0
2023-12-20	P&F INDUSTRIES INCD Disposition to Issuer	Director, Principal Executive Officer, 10% Owner	DDisposition to Issuer	−1.45M sh	$13.00	−$18.8M	0
2023-03-21	P&F INDUSTRIES INCW Will/Inheritance	Director, Principal Executive Officer, 10% Owner	WWill/Inheritance	+109K sh	—	—	1,445,041
2018-06-22	P&F INDUSTRIES INCStock Option (right to buy)M Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	+152K sh	—	—	0
2018-06-22	P&F INDUSTRIES INCM Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	+152K sh	$3.98	+$603K	1,336,306
2017-09-05	P&F INDUSTRIES INCStock Option (right to buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+30K sh	—	—	30,000
2016-02-22	P&F INDUSTRIES INCP Purchase	Director, Principal Executive Officer, 10% Owner	PPurchase	+2,634 sh	$9.49	+$25K	1,184,749
2015-11-03	P&F INDUSTRIES INCP Purchase	Director, Principal Executive Officer, 10% Owner	PPurchase	+1,013 sh	$9.87	+$9,998.31	1,182,115
2015-10-22	P&F INDUSTRIES INCP Purchase	Director, Principal Executive Officer, 10% Owner	PPurchase	+1,473 sh	$10.18	+$15K	1,181,102
2014-09-29	P&F INDUSTRIES INCP Purchase	Director, Principal Executive Officer, 10% Owner	PPurchase	+5,000 sh	$8.05	+$40.3K	1,179,629
2012-07-09	P&F INDUSTRIES INCStock Option (right to buy)M Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	−50K sh	—	—	33,336
2012-07-09	P&F INDUSTRIES INCM Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	+50K sh	$6.00	+$300K	439,241
2008-06-24	P&F INDUSTRIES INCStock Option (right to buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+145K sh	—	—	145,000
2007-06-18	P&F INDUSTRIES INCStock Option (right to buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+25K sh	—	—	25,000
2007-05-24	P&F INDUSTRIES INCStock Option (right to buy)M Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	−30K sh	—	—	0
2007-05-24	P&F INDUSTRIES INCM Exercise/Conversion	Director, Principal Executive Officer, 10% Owner	MExercise/Conversion	+30K sh	$5.19	+$156K	368,939
2007-05-24	P&F INDUSTRIES INCF Tax Payment	Director, Principal Executive Officer, 10% Owner	FTax Payment	−7,147 sh	$11.56	−$82.6K	361,792
2004-07-12	P&F INDUSTRIES INCEmployee Incentive Stock Options (Right to Buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+12.4K sh	—	—	12,406
2004-07-12	P&F INDUSTRIES INCEmployee Incentive Stock Options (Right to Buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+12.4K sh	—	—	12,406
2004-07-12	P&F INDUSTRIES INCEmployee Non-qualified Stock OptionA Award	Director, Principal Executive Officer, 10% Owner	AAward	+75.2K sh	—	—	75,188
2004-07-09	P&F INDUSTRIES INCEmployee Non-qualified Stock Option (Right to Buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+75.2K sh	—	—	75,188
2004-07-09	P&F INDUSTRIES INCEmployee Incentive Stock Options (Right to Buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+12.4K sh	—	—	12,406
2004-07-09	P&F INDUSTRIES INCEmployee Incentive Stock Options (Right to Buy)A Award	Director, Principal Executive Officer, 10% Owner	AAward	+12.4K sh	—	—	12,406
2002-07-12	P&F INDUSTRIES INCA Award	Director, Principal Executive Officer, 10% Owner	AAward	+12.8K sh	—	—	338,939

Recent filings

Accepted (ET)
Dec 204
HOROWITZ RICHARD A0001104659-23-127800
SEC(opens sec.gov)
Mar 224
HOROWITZ RICHARD A0001104659-23-035716
SEC(opens sec.gov)
Jun 254
HOROWITZ RICHARD A0001144204-18-035662
SEC(opens sec.gov)
Sep 74
HOROWITZ RICHARD A0001144204-17-047063
SEC(opens sec.gov)
Feb 224
P&F INDUSTRIES INC0001144204-16-083695
SEC(opens sec.gov)
Nov 44
P&F INDUSTRIES INC0001144204-15-062854
SEC(opens sec.gov)
Oct 224
P&F INDUSTRIES INC0001144204-15-060497
SEC(opens sec.gov)
Sep 304
P&F INDUSTRIES INC0001144204-14-058805
SEC(opens sec.gov)
Jul 104
P&F INDUSTRIES INC0001144204-12-038848
SEC(opens sec.gov)
Jun 264
P&F INDUSTRIES INC0001104659-08-042358
SEC(opens sec.gov)
Jun 204
P&F INDUSTRIES INC0001104659-07-048899
SEC(opens sec.gov)
May 294
P&F INDUSTRIES INC0001104659-07-043412
SEC(opens sec.gov)
Jun 74/A
P&F INDUSTRIES INC0001140361-06-008844
SEC(opens sec.gov)

Companies

P&F INDUSTRIES INCDirector, Principal Executive Officer, 10% Owner

Address

C/O P&F INDUSTRIES, INC. 445 BROADHOLLOW ROAD, SUITE 100

MELVILLE, NY, 11747