Insider · CIK 0001116698

BALABAN HOWARD

Reports to the SEC for 2 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001116698

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-15	TOONKartoon Studios, Inc. · OptionsA Award	Director, Executive VP of New Bus. Dev., 10% Owner	AAward	+750K sh	—	—	1,950,000
2013-03-18	TOONKartoon Studios, Inc.S Sale	Director, Executive VP of New Bus. Dev., 10% Owner	SSale	−313K sh	$0.08	−$25K	10,421,424
2012-12-31	TOONKartoon Studios, Inc. · OptionsA Award	Director, Executive VP of New Bus. Dev., 10% Owner	AAward	+100K sh	—	—	3,200,000
2012-11-27	TOONKartoon Studios, Inc.G Gift	Director, Executive VP of New Bus. Dev., 10% Owner	GGift	−75K sh	—	—	10,808,924
2012-11-27	TOONKartoon Studios, Inc.G Gift	Director, Executive VP of New Bus. Dev., 10% Owner	GGift	−75K sh	—	—	10,733,924
2012-05-02	TOONKartoon Studios, Inc.A Award	Director, Executive VP of New Bus. Dev., 10% Owner	AAward	+2.21M sh	—	—	10,883,924
2011-12-31	TOONKartoon Studios, Inc. · OptionsA Award	Director, Executive VP of New Bus. Dev., 10% Owner	AAward	+100K sh	—	—	2,600,000
2009-01-20	TOONKartoon Studios, Inc. · OptionsD Disposition to Issuer	Director, Executive VP of New Bus. Dev., 10% Owner	DDisposition to Issuer	+2M sh	—	—	1,200,000
2004-09-30	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+175K sh	—	—	1,081,072
2004-09-30	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+87.5K sh	—	—	1,168,572
2004-09-30	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+87.5K sh	—	—	1,256,072
2004-01-22	GENIUS PRODUCTS INCJ Other	EVP New Business Development	JOther	−168K sh	$2.80	−$471K	476,949
2003-10-31	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+178K sh	—	—	656,072
2003-10-31	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+50K sh	—	—	706,072
2003-10-31	GENIUS PRODUCTS INCOptionsJ Other	EVP New Business Development	JOther	+200K sh	—	—	906,072
2003-06-02	GENIUS PRODUCTS INCP Purchase	EVP New Business Development	PPurchase	+28.6K sh	$0.70	+$20K	645,001
2003-06-02	GENIUS PRODUCTS INCWarrantsJ Other	EVP New Business Development	JOther	+28.6K sh	—	—	478,572
2003-06-02	GENIUS PRODUCTS INCP Purchase	EVP New Business Development	PPurchase	+28.2K sh	$0.70	+$19.7K	644,602
2003-06-02	GENIUS PRODUCTS INCWarrantsP Purchase	EVP New Business Development	PPurchase	+28.2K sh	—	—	478,173
2000-06-30	GENIUS PRODUCTS INCJ Other	EVP New Business Development	JOther	−2,500 sh	$0.94	−$2,343.75	205,000
2000-06-09	GENIUS PRODUCTS INCF Tax Payment	EVP New Business Development	FTax Payment	+200K sh	$0.54	+$108K	207,500

Recent filings

Accepted (ET)
Jun 214
Genius Brands International, Inc.0001019687-13-002420
SEC(opens sec.gov)
Mar 204
BALABAN HOWARD0001019687-13-000902
SEC(opens sec.gov)
Mar 74
BALABAN HOWARD0001019687-13-000758
SEC(opens sec.gov)
Dec 34
BALABAN HOWARD0001019687-12-004365
SEC(opens sec.gov)
May 174
BALABAN HOWARD0001019687-12-001862
SEC(opens sec.gov)
Oct 44
BALABAN HOWARD0001282558-04-000010
SEC(opens sec.gov)
Jan 264/A
BALABAN HOWARD0001019687-04-000145
SEC(opens sec.gov)
Jan 264
BALABAN HOWARD0001019687-04-000139
SEC(opens sec.gov)
Sep 154
BALABAN HOWARD0001256353-03-000002
SEC(opens sec.gov)
Oct 194
GENIUS PRODUCTS INC0001019687-00-001469
SEC(opens sec.gov)

Companies

Address

5820 OBERLIN DR. SUITE 203

SAN DIEGO, CA, 92121