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SJ
SEC Insider//CIK 0001128899

SMITH JOEL A III

CIK 00011288995 companiesSAN JOSE, CA
SEC Profile

Transactions

50

Companies

5

Filings

13

CIK

0001128899

Recent Transactions

50 trades
  • Disposition to Issuer
    OCLARO, INC.

    Stock Options (Right to Buy)

    2018-12-10−8,000→ 0 total
  • Disposition to Issuer
    OCLARO, INC.

    Common Stock

    2018-12-10−229,691→ 0 total
  • Disposition to Issuer
    OCLARO, INC.

    Stock Options (Right to Buy)

    2018-12-10−14,881→ 0 total
  • Disposition to Issuer
    OCLARO, INC.

    Stock Options (Right to Buy)

    2018-12-10−3,334→ 0 total
  • Disposition to Issuer
    OCLARO, INC.

    Common Stock

    2018-12-10−86→ 0 total
  • Exercise/Conversion
    OCLARO, INC.

    Common Stock

    2018-11-09$1.50/sh+1,447→ 229,691 total
  • Exercise/Conversion
    OCLARO, INC.

    Stock Option (Right to Buy)

    2018-11-09−1,447→ 0 total
  • Gift
    OCLARO, INC.

    Common Stock

    2017-12-22−9,000→ 228,244 total
  • Award
    OCLARO, INC.

    Common Stock

    2017-11-17+18,762→ 237,244 total
  • Award
    OCLARO, INC.

    Common Stock

    2016-11-18+12,083→ 218,482 total
  • Award
    OCLARO, INC.

    Common Stock

    2015-11-10+34,750→ 206,399 total
  • Purchase
    OCLARO, INC.

    Common Stock

    2015-05-22$2.19/sh+10,000→ 171,649 total
  • Award
    OCLARO, INC.

    Common Stock

    2014-11-14+50,000→ 161,649 total
  • Award
    OCLARO, INC.

    Common Stock

    2014-01-14+45,738→ 111,735 total
  • Award
    OCLARO, INC.

    Common Stock

    2012-10-30+43,918→ 65,997 total
  • Award
    OCLARO, INC.

    Common Stock

    2011-10-26+10,401→ 22,079 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2011-10-26+14,881→ 14,881 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2010-10-27+3,898→ 3,898 total
  • Award
    OCLARO, INC.

    Common Stock

    2010-10-27+2,412→ 11,678 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-10-21+40,000→ 40,000 total
  • Purchase
    FIRST NATIONAL BANCSHARES INC /SC/

    Common stock (par value $0.01)

    2009-08-24$1.00/sh+55,000→ 82,860 total
  • Purchase
    FIRST NATIONAL BANCSHARES INC /SC/

    Warrant to purchase common stock

    2009-08-24+13,750→ 16,685 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-05-13+16,667→ 16,667 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+7,232→ 7,232 total
  • Disposition to Issuer
    AVANEX CORP

    Common Stock

    2009-04-27−80→ 0 total
  • Disposition to Issuer
    AVANEX CORP

    Common Stock

    2009-04-27−8,465→ 0 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+7,232→ 7,232 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+2,713→ 2,713 total
  • Award
    OCLARO, INC.

    Common Stock

    2009-04-27+3,613→ 46,364 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+3,613→ 3,613 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+3,613→ 3,613 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+3,613→ 3,613 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+7,232→ 7,232 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+1,806→ 1,806 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+3,613→ 3,613 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+7,232→ 7,232 total
  • Award
    OCLARO, INC.

    Stock Option (Right to Buy)

    2009-04-27+7,232→ 7,232 total
  • Disposition to Issuer
    AVANEX CORP

    Non-Qualified Stock Option (right to buy)

    2008-11-13−1,333→ 0 total
  • Disposition to Issuer
    CAROLINA NATIONAL CORP

    Stock Options

    2008-01-31−2,000→ 0 total
  • Disposition to Issuer
    CAROLINA NATIONAL CORP

    Common Stock

    2008-01-31−20,000→ 0 total
  • Disposition to Issuer
    CAROLINA NATIONAL CORP

    Stock Warrants

    2008-01-31$11.65/sh−10,000→ 0 total
  • Award
    AVANEX CORP

    Common Stock

    2008-01-21$0.00/sh+3,646→ 53,246 total
  • Disposition to Issuer
    AVANEX CORP

    Non-Qualified Stock Option (right to buy)

    2007-11-15−1,333→ 0 total
  • Award
    AVANEX CORP

    Common Stock

    2007-04-23$0.00/sh+2,000→ 24,835 total
  • Disposition to Issuer
    AVANEX CORP

    Non-Qualified Stock Option (right to buy)

    2006-11-03−1,333→ 0 total
  • Award
    AVANEX CORP

    Common Stock

    2006-10-27+4,216→ 19,549 total
  • Award
    NETBANK INC

    Stock Options

    2006-05-02$6.84/sh+15,000→ 76,024 total
  • Disposition to Issuer
    AVANEX CORP

    Non-Qualified Stock Option (right to buy)

    2005-10-27−1,333→ 0 total
  • Award
    AVANEX CORP

    Common Stock

    2005-07-26−7,000→ 7,000 total
  • Award
    NETBANK INC

    Stock Options

    2005-04-28$8.25/sh+15,000→ 61,024 total

Companies

5

Recent Filings

13

Address

2584 JUNCTION AVENUE

SAN JOSE, CA, 95134

View on SEC.gov