Insider · CIK 0001139840

ADVENT PARTNERS DMC III LIMITED PARTNERSHIP

Reports to the SEC for 2 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001139840

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-05-15	WAGEWORKS, INC.Series E Preferred StockC Conversion	Member of group no longer >10%	CConversion	−7,876 sh	—	—	0
2012-05-15	WAGEWORKS, INC.Common Stock Warrant (Right to Buy)C Conversion	Member of group no longer >10%	CConversion	+6,496 sh	—	—	6,496
2012-05-15	WAGEWORKS, INC.Series E-1 Warrant (Right to Buy)C Conversion	Member of group no longer >10%	CConversion	−13K sh	—	—	0
2012-05-15	WAGEWORKS, INC.C Conversion	Member of group no longer >10%	CConversion	+19 sh	—	—	632
2012-05-15	WAGEWORKS, INC.C Conversion	Member of group no longer >10%	CConversion	+5 sh	—	—	637
2012-05-15	WAGEWORKS, INC.C Conversion	Member of group no longer >10%	CConversion	+19K sh	—	—	19,636
2012-05-15	WAGEWORKS, INC.C Conversion	Member of group no longer >10%	CConversion	+1,610 sh	—	—	21,246
2012-05-15	WAGEWORKS, INC.C Conversion	Member of group no longer >10%	CConversion	+3,938 sh	—	—	25,184
2012-05-15	WAGEWORKS, INC.Series A-1 Preferred StockC Conversion	Member of group no longer >10%	CConversion	−13 sh	—	—	0
2012-05-15	WAGEWORKS, INC.Series A-2 Preferred StockC Conversion	Member of group no longer >10%	CConversion	−7 sh	—	—	0
2012-05-15	WAGEWORKS, INC.Series C Preferred StockC Conversion	Member of group no longer >10%	CConversion	−38K sh	—	—	0
2012-05-15	WAGEWORKS, INC.Series D Preferred StockC Conversion	Member of group no longer >10%	CConversion	−3,220 sh	—	—	0
2010-09-28	ASPENTECH CorpS Sale	Member of group > 10%	SSale	−76.8K sh	$8.57	−$658K	32,689
2007-03-26	ASPENTECH CorpS Sale	Member of group > 10%	SSale	−519 sh	$12.96	−$6,727.382	114,565
2007-03-23	ASPENTECH CorpS Sale	Member of group > 10%	SSale	−456 sh	$13.00	−$5,926.085	115,084
2007-03-22	ASPENTECH CorpS Sale	Member of group > 10%	SSale	−297 sh	$12.79	−$3,797.323	115,540
2006-12-20	ASPENTECH CorpSeries D-1 Convertible Preferred StockC Conversion	Member of group > 10%	CConversion	−1,003 sh	—	—	0
2006-12-20	ASPENTECH CorpC Conversion	Member of group > 10%	CConversion	+100K sh	$3.33	+$334K	116,850
2006-07-13	ASPENTECH CorpX Exercise of In-Money	Member of group > 10%	XExercise of In-Money	−6,072 sh	$3.33	−$20.2K	16,208
2006-07-13	ASPENTECH CorpX Exercise of In-Money	Member of group > 10%	XExercise of In-Money	+22.3K sh	$3.33	+$74.2K	22,280
2006-07-13	ASPENTECH CorpWarrants to purchase common stockX Exercise of In-Money	Member of group > 10%	XExercise of In-Money	−22.3K sh	—	—	0

Recent filings

Accepted (ET)
May 174
ADVENT PARTNERS DMC III LIMITED PARTNERSHIP0001209191-12-028765
SEC(opens sec.gov)
Sep 284
ADVENT PARTNERS DMC III LIMITED PARTNERSHIP0001209191-10-047717
SEC(opens sec.gov)
Mar 264
ASPEN TECHNOLOGY INC /DE/0001209191-07-019838
SEC(opens sec.gov)
Dec 224
ADVENT PARTNERS DMC III LIMITED PARTNERSHIP0001209191-06-066675
SEC(opens sec.gov)
Jul 174
ASPEN TECHNOLOGY INC /DE/0001209191-06-041462
SEC(opens sec.gov)

Companies

Address

C/O ADVENT INTERNATIONAL CORPORATION 75 STATE STREET, 29TH FLOOR

BOSTON, MA, 02109