Insider · CIK 0001157358

HENCKELS LUTZ P

Reports to the SEC for 2 companies · SAN RAMON, CA

sec.gov

Transactions

Companies

Filings

CIK

0001157358

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-09-08	GRESHAM WORLDWIDE, INC.Series C Convertible Voting Perpetual Preferred SharesD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−236 sh	$146.00	−$34.5K	0
2022-09-08	GRESHAM WORLDWIDE, INC.Series D Convertible Voting Perpetual Preferred SharesD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−353 sh	$143.00	−$50.5K	0
2022-09-08	GRESHAM WORLDWIDE, INC.Series B Convertible Voting Perpetual Preferred SharesD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−697.4 sh	$231.00	−$161K	0
2022-03-08	GRESHAM WORLDWIDE, INC.Stock OptionM Exercise/Conversion	COO, CFO, EVP	MExercise/Conversion	−9,000 sh	—	—	13,000
2022-03-08	GRESHAM WORLDWIDE, INC.M Exercise/Conversion	COO, CFO, EVP	MExercise/Conversion	+9,000 sh	$3.51	+$31.6K	47,658
2021-12-24	GRESHAM WORLDWIDE, INC.A Award	COO, CFO, EVP	AAward	+10 sh	—	—	29,728
2020-12-29	GRESHAM WORLDWIDE, INC.Stock OptionA Award	COO, CFO, EVP	AAward	+22K sh	—	—	22,000
2020-08-27	GRESHAM WORLDWIDE, INC.Series C Convertible Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+236 sh	$54.26	+$12.8K	236
2020-08-27	GRESHAM WORLDWIDE, INC.Series C Convertible Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+236 sh	$54.26	+$12.8K	236
2020-08-27	GRESHAM WORLDWIDE, INC.Series B Convertible Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+633 sh	$81.77	+$51.8K	697
2020-08-27	GRESHAM WORLDWIDE, INC.Series B Convertible Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+633 sh	$81.77	+$51.8K	697
2020-08-27	GRESHAM WORLDWIDE, INC.Series D Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+353 sh	$53.15	+$18.8K	353
2020-08-27	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+4,325 sh	$3.86	+$16.7K	29,718
2020-08-27	GRESHAM WORLDWIDE, INC.Series D Voting Perpetual Preferred SharesP Purchase	COO, CFO, EVP	PPurchase	+353 sh	$53.15	+$18.8K	353
2020-08-27	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+4,325 sh	$3.86	+$16.7K	29,718
2019-11-08	GRESHAM WORLDWIDE, INC.A Award	COO, CFO, EVP	AAward	+334K sh	$0.30	+$100K	380,900
2019-11-08	GRESHAM WORLDWIDE, INC.Series E Preferred SharesD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−2,200 sh	$45.53	−$100K	0
2019-04-14	GRESHAM WORLDWIDE, INC.Stock OptionA Award	COO, CFO, EVP	AAward	+200K sh	—	—	805,500
2019-03-07	GRESHAM WORLDWIDE, INC.Series E Senior Convertible Voting Perpetual Preferred StockA Award	COO, CFO, EVP	AAward	+1,000 sh	$25.00	+$25K	2,200
2018-12-18	GRESHAM WORLDWIDE, INC.Stock OptionA Award	COO, CFO, EVP	AAward	+200K sh	—	—	605,500
2018-11-28	GRESHAM WORLDWIDE, INC.Warrant to Purchase Common StockJ Other	COO, CFO, EVP	JOther	+5,963 sh	—	—	5,963
2018-11-28	GRESHAM WORLDWIDE, INC.Series B Convertible Voting Perpetual Preferred StockJ Other	COO, CFO, EVP	JOther	+64.446 sh	—	—	6,444.58
2018-10-29	GRESHAM WORLDWIDE, INC.J Other	COO, CFO, EVP	JOther	+5,471 sh	—	—	42,275
2018-03-30	GRESHAM WORLDWIDE, INC.Non-Qualified Stock OptionD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−15K sh	—	—	29,000
2018-03-30	GRESHAM WORLDWIDE, INC.Non-Qualified Stock OptionD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−5,500 sh	—	—	5,500
2018-03-30	GRESHAM WORLDWIDE, INC.Non-Qualified Stock OptionA Award	COO, CFO, EVP	AAward	+400K sh	—	—	405,500
2018-03-30	GRESHAM WORLDWIDE, INC.Non-Qualified Stock OptionD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−18K sh	—	—	11,000
2018-03-26	GRESHAM WORLDWIDE, INC.Series E Senior Convertible Voting Perpetual Preferred StockA Award	COO, CFO, EVP	AAward	+1,200 sh	$25.00	+$30K	1,200
2018-02-23	GRESHAM WORLDWIDE, INC.Restricted stock unitsD Disposition to Issuer	COO, CFO, EVP	DDisposition to Issuer	−75K sh	—	—	0
2015-09-04	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−13K sh	$1.47	−$19.1K	22,804
2015-08-26	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−27K sh	$1.40	−$37.8K	35,804
2015-05-26	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−15K sh	$2.22	−$33.3K	62,804
2015-02-27	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−30K sh	$1.84	−$55.2K	77,804
2015-02-25	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	COO, CFO, EVP	AAward	+5,500 sh	—	—	5,500
2015-02-25	GRESHAM WORLDWIDE, INC.A Award	COO, CFO, EVP	AAward	+36K sh	—	—	107,804
2015-02-17	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−6,800 sh	$1.80	−$12.2K	71,804
2015-02-11	GRESHAM WORLDWIDE, INC.S Sale	COO, CFO, EVP	SSale	−13.2K sh	$1.80	−$23.8K	78,604
2014-07-01	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	COO, CFO, EVP	AAward	+5,500 sh	—	—	38,500
2014-07-01	GRESHAM WORLDWIDE, INC.A Award	COO, CFO, EVP	AAward	+27K sh	—	—	91,804
2013-12-13	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+4,500 sh	$0.98	+$4,409.55	70,304
2013-04-24	GRESHAM WORLDWIDE, INC.Restricted Share Award AgreementA Award	COO, CFO, EVP	AAward	+13K sh	—	—	13,000
2013-04-24	GRESHAM WORLDWIDE, INC.Non-Qualified Stock Option (Right to buy)A Award	COO, CFO, EVP	AAward	+18K sh	—	—	18,000
2013-02-25	GRESHAM WORLDWIDE, INC.Series C Preferred StockA Award	COO, CFO, EVP	AAward	+3,425.65 sh	$146.00	+$500K	3,425.65
2012-12-14	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+1,815 sh	$1.55	+$2,813.25	65,804
2012-12-13	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+200 sh	$1.90	+$380	63,989
2012-12-11	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+200 sh	$1.90	+$380	63,789
2012-12-10	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+215 sh	$1.87	+$402.05	63,589
2012-12-04	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+500 sh	$1.36	+$680	500
2012-11-30	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+1,000 sh	$1.35	+$1,350	1,000
2012-06-15	GRESHAM WORLDWIDE, INC.P Purchase	COO, CFO, EVP	PPurchase	+300 sh	$0.99	+$297	61,874

Recent filings

Accepted (ET)
Sep 124
HENCKELS LUTZ P0001437749-22-022152
SEC(opens sec.gov)
Mar 104
HENCKELS LUTZ P0001437749-22-005917
SEC(opens sec.gov)
Dec 284
HENCKELS LUTZ P0001437749-21-029356
SEC(opens sec.gov)
Dec 304
HENCKELS LUTZ P0001437749-20-026174
SEC(opens sec.gov)
Sep 34/A
HENCKELS LUTZ P0001437749-20-019292
SEC(opens sec.gov)
Aug 314
HENCKELS LUTZ P0001437749-20-019029
SEC(opens sec.gov)
Nov 124
HENCKELS LUTZ P0001437749-19-022536
SEC(opens sec.gov)
Apr 164
HENCKELS LUTZ P0001437749-19-007355
SEC(opens sec.gov)
Mar 74
HENCKELS LUTZ P0001437749-19-004318
SEC(opens sec.gov)
Dec 194
HENCKELS LUTZ P0001437749-18-022230
SEC(opens sec.gov)

Companies

Address

4650 NORRIS CANYON ROAD

SAN RAMON, CA, 94583