Insider · CIK 0001158369

BALLOU ROGER H

Reports to the SEC for 7 companies · COLUMBUS, OH

sec.gov

Transactions

Companies

Filings

CIK

0001158369

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-04-24	BFHBREAD FINANCIAL HOLDINGS, INC.S Sale	Director	SSale	−9,687 sh	$90.32	−$875K	30,079
2026-02-19	BFHBREAD FINANCIAL HOLDINGS, INC.G Gift	Director	GGift	−1,351 sh	—	—	39,766
2025-06-16	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+2,802 sh	—	—	41,117
2024-06-17	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+3,473 sh	—	—	38,315
2023-07-31	BFHBREAD FINANCIAL HOLDINGS, INC.P Purchase	Director	PPurchase	+2,400 sh	$41.78	+$100K	34,842
2023-06-15	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+4,932 sh	—	—	32,442
2023-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,448 sh	—	—	0
2023-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsA Award	Director	AAward	+1,290 sh	—	—	1,290
2023-01-31	UVSPUNIVEST FINANCIAL CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,448 sh	—	—	11,252.8
2022-12-14	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−7,674 sh	$14.95	−$115K	98,585
2022-12-01	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−9,800 sh	$15.26	−$150K	106,259
2022-11-29	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−1,400 sh	$15.02	−$21K	116,059
2022-11-28	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−6,433 sh	$15.34	−$98.7K	117,459
2022-11-22	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−2,000 sh	$15.28	−$30.6K	123,892
2022-11-18	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−11.5K sh	$15.71	−$180K	125,892
2022-11-17	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−3,132 sh	$15.62	−$48.9K	137,350
2022-11-16	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−5,600 sh	$15.89	−$89K	140,482
2022-11-15	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−13.3K sh	$15.79	−$210K	146,082
2022-11-14	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−12.1K sh	$16.02	−$194K	170,469
2022-11-14	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−11.1K sh	$15.83	−$176K	159,382
2022-11-09	UVSPUNIVEST FINANCIAL CorpS Sale	Director	SSale	−2,268 sh	$27.61	−$62.6K	0
2022-11-09	UVSPUNIVEST FINANCIAL CorpS Sale	Director	SSale	−7,803 sh	$27.61	−$215K	0
2022-11-09	UVSPUNIVEST FINANCIAL CorpS Sale	Director	SSale	−4,608 sh	$27.61	−$127K	9,765.925
2022-11-05	Loyalty Ventures Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−24K sh	—	—	13,733
2022-08-17	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−300 sh	$17.80	−$5,340	182,582
2022-08-08	BFHBREAD FINANCIAL HOLDINGS, INC.P Purchase	Director	PPurchase	+2,550 sh	$39.11	+$99.7K	27,510
2022-06-15	Loyalty Ventures Inc.A Award	Director	AAward	+20.7K sh	—	—	37,772
2022-06-15	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+2,650 sh	—	—	24,960
2022-05-09	RCMTRCM TECHNOLOGIES, INC.S Sale	Director	SSale	−40K sh	$18.14	−$726K	182,882
2022-05-05	Loyalty Ventures Inc.P Purchase	Director	PPurchase	+6,480 sh	$10.16	+$65.9K	17,028
2022-01-31	UVSPUNIVEST FINANCIAL CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,309 sh	—	—	14,256.529
2022-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,309 sh	—	—	0
2022-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsA Award	Director	AAward	+1,162 sh	—	—	1,162
2021-12-16	RCMTRCM TECHNOLOGIES, INC.A Award	Director	AAward	+7,189 sh	—	—	222,882
2021-12-15	Loyalty Ventures Inc.A Award	Director	AAward	+3,295 sh	—	—	10,548
2021-11-11	Loyalty Ventures Inc.P Purchase	Director	PPurchase	+2,932 sh	$34.09	+$99.9K	7,253
2021-11-01	UVSPUNIVEST FINANCIAL CorpS Sale	Director	SSale	−9,913 sh	$29.67	−$294K	12,922.812
2021-06-15	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+1,213 sh	—	—	20,712
2021-05-24	BFHBREAD FINANCIAL HOLDINGS, INC.J Other	Director	JOther	+3,178 sh	$117.92	+$375K	19,499
2021-03-12	UVSPUNIVEST FINANCIAL CorpS Sale	Director	SSale	−10K sh	$29.26	−$293K	13,568.243
2021-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,384 sh	—	—	0
2021-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsA Award	Director	AAward	+1,448 sh	—	—	1,448
2021-01-31	UVSPUNIVEST FINANCIAL CorpM Exercise/Conversion	Director	MExercise/Conversion	+1,384 sh	—	—	23,539.13
2020-12-18	RCMTRCM TECHNOLOGIES, INC.A Award	Director	AAward	+26.8K sh	—	—	215,693
2020-06-22	BFHBREAD FINANCIAL HOLDINGS, INC.A Award	Director	AAward	+2,956 sh	—	—	15,999
2020-06-02	RCMTRCM TECHNOLOGIES, INC.P Purchase	Director	PPurchase	+100K sh	$1.20	+$120K	188,907
2020-03-23	BFHBREAD FINANCIAL HOLDINGS, INC.P Purchase	Director	PPurchase	+2,300 sh	$29.34	+$67.5K	16,543
2020-03-23	BFHBREAD FINANCIAL HOLDINGS, INC.P Purchase	Director	PPurchase	+1,200 sh	$28.75	+$34.5K	14,243
2020-01-31	UVSPUNIVEST FINANCIAL Corp · Restricted Stock UnitsA Award	Director	AAward	+1,309 sh	—	—	1,309
2019-12-13	RCMTRCM TECHNOLOGIES, INC.A Award	Director	AAward	+15.8K sh	—	—	88,907

Recent filings

Accepted (ET)
Apr 274
BALLOU ROGER H0001158369-26-000004
SEC(opens sec.gov)
Feb 204
BALLOU ROGER H0001158369-26-000002
SEC(opens sec.gov)
Jun 184
BALLOU ROGER H0001101215-25-000120
SEC(opens sec.gov)
Jun 204
BALLOU ROGER H0001101215-24-000150
SEC(opens sec.gov)
Aug 14
BALLOU ROGER H0001101215-23-000155
SEC(opens sec.gov)
Jun 204
BALLOU ROGER H0001101215-23-000123
SEC(opens sec.gov)
Feb 24
BALLOU ROGER H0001158369-23-000004
SEC(opens sec.gov)
Dec 164
BALLOU ROGER H0001567619-22-021719
SEC(opens sec.gov)
Dec 54
BALLOU ROGER H0001567619-22-021272
SEC(opens sec.gov)
Nov 304
BALLOU ROGER H0001567619-22-021058
SEC(opens sec.gov)
Nov 234
BALLOU ROGER H0001567619-22-020873
SEC(opens sec.gov)
Nov 184
BALLOU ROGER H0001567619-22-020631
SEC(opens sec.gov)
Nov 164
BALLOU ROGER H0001567619-22-020457
SEC(opens sec.gov)

Companies

Address

3095 LOYALTY CIRCLE

COLUMBUS, OH, 43219