RULE ARTHUR RICHARDS

CIK 00011669023 companiesCARLSBAD, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001166902

Recent Transactions

17 trades

Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-16$41.30/sh−10,000→ 2,604,537 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-13$42.05/sh−5,000→ 2,633,457 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-13$41.55/sh−3,920→ 2,629,537 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-13$41.48/sh−5,000→ 2,614,537 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-13$41.45/sh−5,000→ 2,619,537 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-13$41.55/sh−5,000→ 2,624,537 total
Disposition to Issuer
SPROTT INC.$SII
COM NEW
2024-09-12$41.45/sh−41,610→ 2,638,457 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-10-21$8.20/sh−28,000→ 600,000 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-10-15$8.00/sh−3,000→ 0 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-10-09$8.50/sh−12,000→ 628,000 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-10-07$8.50/sh−20,000→ 640,000 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-09-30$8.50/sh−40,000→ 660,000 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-09-08$8.60/sh−27,300→ 700,000 total
Sale
Axos Financial, Inc.$AX
Common Stock
2009-09-04$8.53/sh−70,000→ 727,300 total
Exercise of In-Money
VISTA GOLD CORP$VGZ
Warrants (right to buy)
2003-09-05−27,246→ 176,574 total
Other
VISTA GOLD CORP$VGZ
Common Shares
2003-09-05−27,246→ 723,907 total
Exercise of In-Money
VISTA GOLD CORP$VGZ
Common Shares
2003-09-05$1.50/sh+27,246→ 751,153 total

Companies

Recent Filings

Address

7770 EL CAMINO REAL

CARLSBAD, CA, 92009

View on SEC.gov