Insider · CIK 0001166902

RULE ARTHUR RICHARDS

Reports to the SEC for 3 companies · CARLSBAD, CA

sec.gov

Transactions

Companies

Filings

CIK

0001166902

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-09-16	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−10K sh	$41.30	−$413K	2,604,537
2024-09-13	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−5,000 sh	$42.05	−$210K	2,633,457
2024-09-13	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−3,920 sh	$41.55	−$163K	2,629,537
2024-09-13	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−5,000 sh	$41.55	−$208K	2,624,537
2024-09-13	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−5,000 sh	$41.45	−$207K	2,619,537
2024-09-13	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−5,000 sh	$41.48	−$207K	2,614,537
2024-09-12	SIISPROTT INC.D Disposition to Issuer	10% Owner	DDisposition to Issuer	−41.6K sh	$41.45	−$1.72M	2,638,457
2009-10-21	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−28K sh	$8.20	−$230K	600,000
2009-10-15	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−3,000 sh	$8.00	−$24K	0
2009-10-09	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−12K sh	$8.50	−$102K	628,000
2009-10-07	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−20K sh	$8.50	−$170K	640,000
2009-09-30	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−40K sh	$8.50	−$340K	660,000
2009-09-08	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−27.3K sh	$8.60	−$235K	700,000
2009-09-04	AXAxos Financial, Inc.S Sale	10% Owner	SSale	−70K sh	$8.53	−$597K	727,300
2003-09-05	VGZVISTA GOLD CORPX Exercise of In-Money	10% Owner	XExercise of In-Money	+27.2K sh	$1.50	+$40.9K	751,153
2003-09-05	VGZVISTA GOLD CORPJ Other	10% Owner	JOther	−27.2K sh	—	—	723,907
2003-09-05	VGZVISTA GOLD CORP · Warrants (right to buy)X Exercise of In-Money	10% Owner	XExercise of In-Money	−27.2K sh	—	—	176,574
2003-01-27	VGZVISTA GOLD CORPX Exercise of In-Money	10% Owner	XExercise of In-Money	+8,000 sh	$1.50	+$12K	—
2003-01-24	VGZVISTA GOLD CORPX Exercise of In-Money	10% Owner	XExercise of In-Money	+12.5K sh	$1.50	+$18.7K	—
2003-01-10	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−30K sh	$5.71	−$171K	70,000
2003-01-09	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−104K sh	$5.53	−$573K	100,000
2003-01-08	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−20.3K sh	$5.55	−$112K	—
2003-01-08	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−2,000 sh	$5.56	−$11.1K	—
2003-01-08	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−2,500 sh	$5.57	−$13.9K	—
2002-11-01	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−44.5K sh	$2.70	−$120K	1,030,007
2002-10-31	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−13.9K sh	$2.76	−$38.3K	—
2002-10-30	VGZVISTA GOLD CORPS Sale	10% Owner	SSale	−34.4K sh	$2.80	−$96.4K	1,088,407

Recent filings

Accepted (ET)
Sep 174
RULE ARTHUR RICHARDS0001999371-24-012034
SEC(opens sec.gov)
Oct 224
BofI Holding, Inc.0001181431-09-048306
SEC(opens sec.gov)
Oct 54
RULE FAMILY TRUST UDT 12 17 980001181431-09-046873
SEC(opens sec.gov)
Sep 104
RULE FAMILY TRUST UDT 12 17 980001181431-09-043447
SEC(opens sec.gov)
Sep 94
VISTA GOLD CORP0001181431-03-022416
SEC(opens sec.gov)
Jan 284
VISTA GOLD CORP0001169232-03-000475
SEC(opens sec.gov)
Jan 144
VISTA GOLD CORP0001169232-03-000225
SEC(opens sec.gov)

Companies

Address

7770 EL CAMINO REAL

CARLSBAD, CA, 92009