Insider · CIK 0001179287

KLEIN KENNETH

Reports to the SEC for 5 companies · ALAMEDA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001179287

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-11-22	Tempo Automation Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+40K sh	—	—	40,000
2022-11-22	Tempo Automation Holdings, Inc.Class B ordinary sharesM Exercise/Conversion	Director	MExercise/Conversion	−40K sh	—	—	0
2018-03-29	Tintri, Inc.A Award	Director, Chairman & CEO	AAward	+235K sh	$1.71	+$402K	818,343
2018-03-21	Tintri, Inc.F Tax Payment	Director, Chairman & CEO	FTax Payment	−89.1K sh	$3.00	−$267K	583,418
2018-03-09	Tintri, Inc.F Tax Payment	Director, Chairman & CEO	FTax Payment	−1,860 sh	$5.93	−$11K	681,818
2017-07-06	Tintri, Inc.Series F Preferred StockC Conversion	Director, Chairman & CEO	CConversion	−6,812 sh	—	—	0
2017-07-06	Tintri, Inc.C Conversion	Director, Chairman & CEO	CConversion	+20.4K sh	—	—	683,678
2017-06-01	Tintri, Inc.Series F Preferred StockD Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−6,812 sh	—	—	0
2017-06-01	Tintri, Inc.Series F Preferred StockA Award	Director, Chairman & CEO	AAward	+6,812 sh	—	—	6,812
2017-06-01	Tintri, Inc.D Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−501K sh	$13.68	−$6.86M	663,243
2017-05-30	Tintri, Inc.Stock Option (right to buy)A Award	Director, Chairman & CEO	AAward	+501K sh	—	—	501,104
2017-05-30	Tintri, Inc.Stock Option (right to buy)A Award	Director, Chairman & CEO	AAward	+72.9K sh	—	—	72,916
2017-05-30	Tintri, Inc.A Award	Director, Chairman & CEO	AAward	+385K sh	—	—	1,164,347
2017-03-30	Tintri, Inc.A Award	Director, Chairman & CEO	AAward	+75K sh	—	—	778,931
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	President	DDisposition to Issuer	−20K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−250K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−24K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−400K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−600K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−2.4M sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)D Disposition to Issuer	President	DDisposition to Issuer	−250K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	President	DDisposition to Issuer	−200K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	President	DDisposition to Issuer	−66.7K sh	—	—	0
2009-07-16	WIND RIVER SYSTEMS INCRestricted Stock UnitsD Disposition to Issuer	President	DDisposition to Issuer	−16.7K sh	—	—	0
2009-07-14	WIND RIVER SYSTEMS INCU Disposition from Tender	President	UDisposition from Tender	−194K sh	$11.50	−$2.24M	0
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−33.3K sh	—	—	16,670
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−100K sh	—	—	0
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−133K sh	—	—	66,680
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−40K sh	—	—	20,000
2009-07-10	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−40K sh	—	—	0
2009-07-10	WIND RIVER SYSTEMS INCF Tax Payment	President	FTax Payment	−152K sh	$11.50	−$1.75M	194,469
2009-07-10	WIND RIVER SYSTEMS INCM Exercise/Conversion	President	MExercise/Conversion	+347K sh	—	—	346,650
2009-07-10	WIND RIVER SYSTEMS INCU Disposition from Tender	President	UDisposition from Tender	−171K sh	$11.50	−$1.96M	0
2009-07-10	WIND RIVER SYSTEMS INCU Disposition from Tender	President	UDisposition from Tender	−3,517 sh	$11.50	−$40.4K	0
2009-03-28	WIND RIVER SYSTEMS INCF Tax Payment	President	FTax Payment	−7,150 sh	$6.62	−$47.3K	170,109
2009-03-28	WIND RIVER SYSTEMS INCCommon StockM Exercise/Conversion	President	MExercise/Conversion	−20K sh	—	—	40,000
2009-03-28	WIND RIVER SYSTEMS INCM Exercise/Conversion	President	MExercise/Conversion	+20K sh	—	—	177,259
2009-03-24	WIND RIVER SYSTEMS INCRestricted Stock UnitsM Exercise/Conversion	President	MExercise/Conversion	−20K sh	—	—	60,000
2009-03-24	WIND RIVER SYSTEMS INCM Exercise/Conversion	President	MExercise/Conversion	+20K sh	—	—	164,409
2009-03-24	WIND RIVER SYSTEMS INCF Tax Payment	President	FTax Payment	−7,150 sh	$6.50	−$46.5K	157,259
2009-03-20	WIND RIVER SYSTEMS INCRestricted Stock UnitsA Award	President	AAward	+300K sh	—	—	300,000
2009-03-20	WIND RIVER SYSTEMS INCPerformance SharesA Award	President	AAward	+200K sh	—	—	200,000
2009-01-30	WIND RIVER SYSTEMS INCRestricted Stock UnitsA Award	President	AAward	+50K sh	—	—	50,000
2007-06-13	TUMBLEWEED COMMUNICATIONS CORPStock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	30,000
2007-06-13	TUMBLEWEED COMMUNICATIONS CORPStock Option (Right to Buy)A Award	Director	AAward	+30K sh	—	—	30,000
2006-06-09	TUMBLEWEED COMMUNICATIONS CORPStock Option (Right to Buy)A Award	Director	AAward	+35K sh	—	—	35,000
2005-06-10	TUMBLEWEED COMMUNICATIONS CORPStock Option (Right to Buy)A Award	Director	AAward	+35K sh	—	—	35,000
2005-01-05	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	President	AAward	+600K sh	—	—	600,000
2004-01-05	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	President	AAward	+200K sh	—	—	200,000
2004-01-05	WIND RIVER SYSTEMS INCNon-Qualified Stock Option (right to buy)A Award	President	AAward	+200K sh	—	—	200,000

Recent filings

Accepted (ET)
Nov 254
KLEIN KENNETH0001104659-22-122172
SEC(opens sec.gov)
Apr 24
KLEIN KENNETH0001209191-18-022599
SEC(opens sec.gov)
Mar 234
KLEIN KENNETH0001209191-18-021506
SEC(opens sec.gov)
Mar 134
KLEIN KENNETH0001209191-18-019430
SEC(opens sec.gov)
Jul 104
Tintri, Inc.0001209191-17-044688
SEC(opens sec.gov)
Jul 204
WIND RIVER SYSTEMS INC0001181431-09-035858
SEC(opens sec.gov)

Companies

Address

500 WIND RIVER WAY

ALAMEDA, CA, 94501