Insider · CIK 0001179317

DAVIS TOM C

Reports to the SEC for 5 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001179317

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-05-06	ATECAlphatec Holdings, Inc.A Award	Director	AAward	+3,941 sh	—	—	37,275
2015-05-06	ATECAlphatec Holdings, Inc. · NQ Stock OptionA Award	Director	AAward	+4,874 sh	$1.31	+$6,384.94	45,690
2015-02-25	ATECAlphatec Holdings, Inc.A Award	Director	AAward	+33.3K sh	—	—	33,334
2015-02-25	ATECAlphatec Holdings, Inc. · NQ Stock OptionA Award	Director	AAward	+40.8K sh	$1.35	+$55.1K	40,816
2015-02-17	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+1,955 sh	—	—	22,759
2015-02-17	DEAN FOODS CORestricted Stock Units (DU705702)M Exercise/Conversion	Director	MExercise/Conversion	−1,955 sh	—	—	0
2015-02-16	DEAN FOODS CORestricted Stock UnitsA Award	Director	AAward	+6,403 sh	—	—	6,403
2015-02-15	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+2,597 sh	—	—	20,804
2015-02-15	DEAN FOODS CORestricted Stock Units (DU705740)M Exercise/Conversion	Director	MExercise/Conversion	−2,597 sh	—	—	2,597
2015-02-13	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+2,827 sh	—	—	18,207
2015-02-13	DEAN FOODS CORestricted Stock Units (DU005777)M Exercise/Conversion	Director	MExercise/Conversion	−2,827 sh	—	—	5,654
2014-12-15	WHFWhiteHorse Finance, Inc.P Purchase	Director	PPurchase	+4,000 sh	$11.68	+$46.7K	8,000
2014-02-18	DEAN FOODS CORestricted Stock Units (DU705649)M Exercise/Conversion	Director	MExercise/Conversion	−2,192 sh	—	—	0
2014-02-18	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+2,192 sh	—	—	15,380
2014-02-17	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+1,955 sh	—	—	13,188
2014-02-17	DEAN FOODS CORestricted Stock Units (DU705702)M Exercise/Conversion	Director	MExercise/Conversion	−1,955 sh	—	—	1,955
2014-02-15	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+2,597 sh	—	—	11,233
2014-02-15	DEAN FOODS CORestricted Stock Units (DU705740)M Exercise/Conversion	Director	MExercise/Conversion	−2,597 sh	—	—	5,194
2014-02-13	DEAN FOODS CORestricted Stock UnitsA Award	Director	AAward	+8,481 sh	—	—	8,481
2013-12-04	DEAN FOODS CONon-Qualified Stock Option (right to buy NF707326)M Exercise/Conversion	Director	MExercise/Conversion	−17.4K sh	—	—	0
2013-12-04	DEAN FOODS CONon-Qualified Stock Option (right to buy NF707262)M Exercise/Conversion	Director	MExercise/Conversion	−10.2K sh	—	—	0
2013-12-04	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+17.4K sh	$8.96	+$155K	36,213
2013-12-04	DEAN FOODS COS Sale	Director	SSale	−27.6K sh	$18.50	−$510K	8,636
2013-12-04	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+10.2K sh	$12.60	+$129K	18,860
2013-06-04	DEAN FOODS CONon-Qualified Stock Option (right to buy NF707378)M Exercise/Conversion	Director	MExercise/Conversion	−33.4K sh	—	—	0
2013-06-04	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+33.4K sh	$5.22	+$174K	50,700
2013-06-04	DEAN FOODS COS Sale	Director	SSale	−33.4K sh	$10.53	−$352K	17,273
2013-06-03	DEAN FOODS CONon-Qualified Stock Option (right to buy NF702875)M Exercise/Conversion	Director	MExercise/Conversion	−17.3K sh	—	—	0
2013-06-03	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+30.2K sh	$7.83	+$236K	47,424
2013-06-03	DEAN FOODS COS Sale	Director	SSale	−30.2K sh	$10.31	−$311K	17,273
2013-06-03	DEAN FOODS CONon-Qualified Stock Option (right to buy TF700782)M Exercise/Conversion	Director	MExercise/Conversion	−3,192 sh	—	—	0
2013-06-03	DEAN FOODS CONon-Qualified Stock Option (right to buy VF700789)M Exercise/Conversion	Director	MExercise/Conversion	−8,134 sh	—	—	0
2013-06-03	DEAN FOODS CONon-Qualified Stock Option (right to buy VF700784)M Exercise/Conversion	Director	MExercise/Conversion	−1,499 sh	—	—	0
2013-02-18	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+1,898 sh	—	—	17,273
2013-02-18	DEAN FOODS CORestricted Stock Units (DU005649)M Exercise/Conversion	Director	MExercise/Conversion	−1,898 sh	—	—	1,898
2013-02-17	DEAN FOODS CORestricted Stock Units (DU005702)M Exercise/Conversion	Director	MExercise/Conversion	−1,693 sh	—	—	3,385
2013-02-17	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+1,693 sh	—	—	15,375
2013-02-15	DEAN FOODS CORestricted Stock UnitsA Award	Director	AAward	+6,745 sh	—	—	6,745
2013-02-12	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	—	—	13,682
2013-02-12	DEAN FOODS CORestricted Stock Units (DU005564)M Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	0
2012-12-06	DEAN FOODS COS Sale	Director	SSale	−18K sh	$17.12	−$308K	12,682
2012-08-21	WHGWESTWOOD HOLDINGS GROUP INCS Sale	Director	SSale	−1,100 sh	$36.89	−$40.6K	2,500
2012-08-20	WHGWESTWOOD HOLDINGS GROUP INCS Sale	Director	SSale	−900 sh	$36.95	−$33.3K	3,600
2012-06-29	DEAN FOODS COF Tax Payment	Director	FTax Payment	−32.7K sh	$17.03	−$557K	30,682
2012-06-29	DEAN FOODS CONon-Qualified Stock Option (right to buy T0000653)M Exercise/Conversion	Director	MExercise/Conversion	−4,146 sh	—	—	0
2012-06-29	DEAN FOODS CONon-Qualified Stock Option (right to buy DF002165)M Exercise/Conversion	Director	MExercise/Conversion	−22.5K sh	—	—	0
2012-06-29	DEAN FOODS CONon-Qualified Stock Option (right to buy DV000790)M Exercise/Conversion	Director	MExercise/Conversion	−10.6K sh	—	—	0
2012-06-29	DEAN FOODS COM Exercise/Conversion	Director	MExercise/Conversion	+39.2K sh	$14.24	+$557K	63,415
2012-06-29	DEAN FOODS CONon-Qualified Stock Option (right to buy DV000791)M Exercise/Conversion	Director	MExercise/Conversion	−1,947 sh	—	—	0
2012-04-19	WHGWESTWOOD HOLDINGS GROUP INCA Award	Director	AAward	+1,500 sh	—	—	4,500

Recent filings

Accepted (ET)
May 194
Alphatec Holdings, Inc.0001181431-15-007180
SEC(opens sec.gov)
May 194
Alphatec Holdings, Inc.0001181431-15-007174
SEC(opens sec.gov)
Feb 194
DEAN FOODS CO0001588305-15-000031
SEC(opens sec.gov)
Feb 184
DEAN FOODS CO0001588305-15-000016
SEC(opens sec.gov)
Dec 164
WhiteHorse Finance, Inc.0001140361-14-045459
SEC(opens sec.gov)
Feb 204
DEAN FOODS CO0001588305-14-000054
SEC(opens sec.gov)
Feb 194
DEAN FOODS CO0001588305-14-000042
SEC(opens sec.gov)
Feb 184
DEAN FOODS CO0001588305-14-000029
SEC(opens sec.gov)
Dec 54
DEAN FOODS CO0001588305-13-000016
SEC(opens sec.gov)

Companies

Address

500 CRESCENT COURT SUITE 270

DALLAS, TX, 75201