Insider · CIK 0001179881

ELWARD THOMAS W

Reports to the SEC for 2 companies · WEST BLOOMFIELD, MI

sec.gov

Transactions

Companies

Filings

CIK

0001179881

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-10-02	DYNEGY INC.M Exercise/Conversion	Director	MExercise/Conversion	+123K sh	—	—	123,451.49
2012-10-02	DYNEGY INC.D Disposition to Issuer	Director	DDisposition to Issuer	−123K sh	$0.40	−$49.4K	41
2012-10-02	DYNEGY INC.Phantom StockM Exercise/Conversion	Director	MExercise/Conversion	−123K sh	—	—	0
2012-10-01	DYNEGY INC.J Other	Director	JOther	−5,000 sh	—	—	0
2012-10-01	DYNEGY INC.J Other	Director	JOther	+41 sh	—	—	41
2012-10-01	DYNEGY INC.Common Stock Warrants (Right to Buy)J Other	Director	JOther	+635 sh	—	—	635
2012-09-28	DYNEGY INC.Phantom StockA Award	Director	AAward	+46.1K sh	—	—	123,411.49
2012-06-29	DYNEGY INC.Phantom StockA Award	Director	AAward	+29.7K sh	—	—	77,358.85
2012-03-30	DYNEGY INC.Phantom StockA Award	Director	AAward	+31.3K sh	—	—	47,697.84
2011-12-30	DYNEGY INC.Phantom StockA Award	Director	AAward	+6,317.69 sh	—	—	16,447.84
2011-09-30	DYNEGY INC.Phantom StockA Award	Director	AAward	+4,237.29 sh	—	—	10,130.15
2011-06-30	DYNEGY INC.Phantom StockA Award	Director	AAward	+2,822.58 sh	—	—	5,892.86
2011-04-01	DYNEGY INC.P Purchase	Director	PPurchase	+1,700 sh	$5.72	+$9,724	1,700
2011-04-01	DYNEGY INC.P Purchase	Director	PPurchase	+3,300 sh	$5.71	+$18.8K	5,000
2011-03-31	DYNEGY INC.Phantom StockA Award	Director	AAward	+3,070.28 sh	—	—	3,070.28
2007-08-27	CMSCMS ENERGY CORPA Award	Pres/COO-CMS Enterprises Co	AAward	+17.5K sh	$15.90	+$278K	143,055
2007-08-27	CMSCMS ENERGY CORPF Tax Payment	Pres/COO-CMS Enterprises Co	FTax Payment	−19.7K sh	$15.90	−$314K	123,310
2005-08-22	CMSCMS ENERGY CORPF Tax Payment	Pres/COO-CMS Enterprises Co	FTax Payment	−1,543 sh	$16.00	−$24.7K	95,185
2005-07-25	CMSCMS ENERGY CORPF Tax Payment	Pres/COO-CMS Enterprises Co	FTax Payment	−772 sh	$15.47	−$11.9K	61,728
2004-08-27	CMSCMS ENERGY CORPA Award	Pres/COO-CMS Enterprises Co	AAward	+20K sh	$9.07	+$181K	50,500
2004-08-27	CMSCMS ENERGY CORPJ Other	Pres/COO-CMS Enterprises Co	JOther	−3,000 sh	—	—	47,500
2004-08-27	CMSCMS ENERGY CORPA Award	Pres/COO-CMS Enterprises Co	AAward	+35K sh	$9.07	+$317K	65,500
2004-08-27	CMSCMS ENERGY CORPJ Other	Pres/COO-CMS Enterprises Co	JOther	−3,000 sh	—	—	62,500
2004-08-11	CMSCMS ENERGY CORPS Sale	Pres/COO-CMS Enterprises Co	SSale	−3,415 sh	$8.79	−$30K	30,500
2003-08-22	CMSCMS ENERGY CORPA Award	Pres/COO-CMS Enterprises Co	AAward	+20K sh	$6.35	+$127K	43,599
2003-08-22	CMSCMS ENERGY CORPJ Other	Pres/COO-CMS Enterprises Co	JOther	−3,000 sh	—	—	40,599
2003-08-22	CMSCMS ENERGY CORP · Emp Stock Options-2003A Award	Pres/COO-CMS Enterprises Co	AAward	+76K sh	$6.35	+$483K	76,000
2002-12-31	CMSCMS ENERGY CORPJ Other	Pres/COO-CMS Enterprises Co	JOther	+1,067 sh	—	—	6,979
2002-12-31	CMSCMS ENERGY CORP · Phantom Stock UnitsJ Other	Pres/COO-CMS Enterprises Co	JOther	+167 sh	—	—	544
2002-12-31	CMSCMS ENERGY CORPJ Other	Pres/COO-CMS Enterprises Co	JOther	+1,067 sh	—	—	6,979
2002-12-31	CMSCMS ENERGY CORP · Phantom Stock UnitsJ Other	Pres/COO-CMS Enterprises Co	JOther	+167 sh	—	—	544

Recent filings

Accepted (ET)
Oct 24
DYNEGY INC.0001140361-12-042485
SEC(opens sec.gov)
Jul 34
DYNEGY INC.0001140361-12-032190
SEC(opens sec.gov)
Apr 34
DYNEGY INC.0001140361-12-018964
SEC(opens sec.gov)
Jan 44
DYNEGY INC.0001140361-12-000889
SEC(opens sec.gov)
Oct 44
DYNEGY INC.0001140361-11-048124
SEC(opens sec.gov)
Jul 54
DYNEGY INC.0001140361-11-035468
SEC(opens sec.gov)
Apr 44
DYNEGY INC.0001140361-11-020522
SEC(opens sec.gov)
Aug 294
CMS ENERGY CORP0001246360-07-002680
SEC(opens sec.gov)
Aug 244
CMS ENERGY CORP0001246360-05-001492
SEC(opens sec.gov)
Jul 274
CMS ENERGY CORP0001246360-05-001236
SEC(opens sec.gov)
Sep 34/A
ELWARD THOMAS W0001179881-04-000019
SEC(opens sec.gov)

Companies

Address

5531 SWAN LAKE DRIVE

WEST BLOOMFIELD, MI, 48322