POLLARD CARL F

CIK 00011807184 companiesCHICAGO, IL

SEC Profile

Transactions

Companies

Filings

CIK

0001180718

Recent Transactions

22 trades

Exercise of In-Money
DNP SELECT INCOME FUND INC$DNP
Subscription Rights (right to buy)
2012-09-21−40,000→ 0 total
Exercise of In-Money
DNP SELECT INCOME FUND INC$DNP
Common stock
2012-09-21$9.57/sh+5,000→ 45,000 total
Purchase
Duff & Phelps Utility & Infrastructure Fund Inc.$DPG
Common stock
2012-06-12$17.57/sh+5,000→ 10,000 total
Purchase
Duff & Phelps Utility & Infrastructure Fund Inc.$DPG
Common stock
2011-07-26$20.00/sh+5,000→ 5,000 total
Gift
Churchill Downs Inc$CHDN
Common Stock
2010-09-02−1,500→ 119,280 total
Award
Churchill Downs Inc$CHDN
Restricted Stock
2010-07-16$32.16/sh+777.363→ 777.363 total
Gift
Churchill Downs Inc$CHDN
Common Stock
2010-03-09−5,300→ 65,635 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Common stock
2009-05-13$12.90/sh+9,000→ 20,000 total
Purchase
DTF TAX-FREE INCOME 2028 TERM FUND INC$DTF
Common stock
2009-05-08$12.75/sh+1,000→ 11,000 total
Award
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$22.00/sh+3,148→ 132,228 total
Purchase
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$22.00/sh+3,148→ 8,148 total
Purchase
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$21.79/sh+1,852→ 10,000 total
Award
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$21.77/sh+5,000→ 129,080 total
Award
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$21.79/sh+1,852→ 134,080 total
Purchase
Churchill Downs Inc$CHDN
Common Stock
2009-03-09$21.77/sh+5,000→ 5,000 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-09-01$39.50/sh−1,286→ 124,080 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-08-30$39.65/sh−200→ 125,366 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-08-30$39.20/sh−1,000→ 125,566 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-08-26$40.00/sh−1,000→ 127,566 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-08-23$40.17/sh−1,000→ 133,080 total
Sale
Churchill Downs Inc$CHDN
Common Stock, no par value
2005-08-23$40.20/sh−5→ 133,075 total
Purchase
DNP SELECT INCOME FUND INC$DNP
Common stock
2003-09-03$10.49/sh+20,000→ 40,000 total

Companies

Recent Filings

Address

C/O DUFF & PHELPS INVESTMENT MANAGEMENT 200 S WACKER DR, STE 500

CHICAGO, IL, 60606

View on SEC.gov