Insider · CIK 0001181077

ERICKSON JOHN R

Reports to the SEC for 4 companies · BETHESDA, MD

sec.gov

Transactions

Companies

Filings

CIK

0001181077

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−171K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−422K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−260K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−461K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−230K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−198K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−257K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	See Remarks	DDisposition to Issuer	−268K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	See Remarks	DDisposition to Issuer	−10.3K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−64.2K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	See Remarks	DDisposition to Issuer	−198K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−106K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−260K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−461K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−461K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−260K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDOptionsD Disposition to Issuer	See Remarks	DDisposition to Issuer	−290K sh	—	—	0
2017-01-03	AMERICAN CAPITAL, LTDD Disposition to Issuer	See Remarks	DDisposition to Issuer	−242K sh	—	—	0
2016-12-30	American Capital Senior Floating, Ltd.S Sale	EVP, CFO and Asst. Sec.	SSale	−11K sh	$11.81	−$130K	0
2016-04-26	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−1,314 sh	$15.73	−$20.7K	268,181.35
2016-04-12	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−55K sh	$15.54	−$855K	269,495.35
2016-03-02	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−6,406 sh	$13.90	−$89K	324,538.35
2016-01-05	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−27.1K sh	$14.09	−$382K	330,944.35
2015-11-05	American Capital Senior Floating, Ltd.P Purchase	EVP, CFO and Asst. Sec.	PPurchase	+1,000 sh	$10.61	+$10.6K	11,000
2015-11-05	American Capital Senior Floating, Ltd.P Purchase	EVP, CFO and Asst. Sec.	PPurchase	+1,000 sh	$10.61	+$10.6K	3,000
2015-11-05	American Capital Senior Floating, Ltd.P Purchase	EVP, CFO and Asst. Sec.	PPurchase	+1,250 sh	$10.61	+$13.3K	3,000
2015-04-28	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−1,314 sh	$15.10	−$19.8K	358,034.35
2015-04-13	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−19.5K sh	$14.96	−$292K	458,348.35
2015-01-26	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−14.4K sh	$14.41	−$208K	478,868.35
2015-01-23	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−28.8K sh	—	—	0
2015-01-23	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+28.8K sh	$2.71	+$78.1K	493,283.35
2015-01-23	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−13.6K sh	$14.51	−$198K	464,453.35
2015-01-22	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+38.3K sh	$2.71	+$104K	478,101.35
2015-01-22	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+27.3K sh	$3.10	+$84.6K	478,101.35
2015-01-22	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−38.3K sh	—	—	28,830
2015-01-22	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−38.3K sh	$14.39	−$551K	478,101.35
2015-01-22	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−27.3K sh	—	—	0
2015-01-22	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−8,354 sh	$14.34	−$120K	450,805.35
2015-01-21	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−38.5K sh	—	—	27,296
2015-01-21	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+16.7K sh	$2.96	+$49.5K	459,159.35
2015-01-21	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+38.5K sh	$3.10	+$119K	459,159.35
2015-01-21	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−38.5K sh	$14.37	−$554K	459,159.35
2015-01-21	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−16.7K sh	—	—	0
2015-01-20	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−23.1K sh	—	—	16,708
2015-01-20	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+23.1K sh	$2.96	+$68.2K	442,451.35
2015-01-20	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−42.7K sh	$14.25	−$608K	442,451.35
2015-01-16	AMERICAN CAPITAL, LTDM Exercise/Conversion	See Remarks	MExercise/Conversion	+39.2K sh	$2.15	+$84.3K	462,048.35
2015-01-16	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−39.2K sh	—	—	0
2015-01-15	AMERICAN CAPITAL, LTDOptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−48K sh	—	—	39,195
2015-01-15	AMERICAN CAPITAL, LTDS Sale	See Remarks	SSale	−19.1K sh	$14.14	−$271K	422,853.35

Recent filings

Accepted (ET)
Jan 44
American Capital Senior Floating, Ltd.0001104659-17-000625
SEC(opens sec.gov)
Jan 44
AMERICAN CAPITAL, LTD0000899243-17-000358
SEC(opens sec.gov)
Apr 264
AMERICAN CAPITAL, LTD0001181077-16-000023
SEC(opens sec.gov)

Companies

Address

2 BETHESDA METRO CENTER 14TH FLOOR

BETHESDA, MD, 20814