Insider · CIK 0001184312

GALE JAMES C

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001184312

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-01-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2019-10-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+10.7K sh	—	—	10,653
2019-07-01	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+14.4K sh	—	—	14,423
2019-05-31	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+20K sh	$0.66	+$13.2K	394,624
2019-05-23	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+20K sh	$0.69	+$13.8K	374,624
2019-05-13	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+10.9K sh	—	—	10,901
2019-05-13	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+10.9K sh	—	—	10,901
2019-01-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2018-01-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2017-11-10	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+15K sh	$3.81	+$57.1K	354,624
2017-01-03	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2016-03-11	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+15K sh	$4.91	+$73.7K	25,000
2016-01-04	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2015-04-30	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+10K sh	$5.04	+$50.4K	49,624
2015-04-30	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+20K sh	$5.04	+$101K	39,624
2015-04-29	Pfenex Inc.S Sale	Director	SSale	−1.58M sh	$14.57	−$23M	1,818,339
2015-04-29	Pfenex Inc.S Sale	Director	SSale	−331K sh	$14.57	−$4.82M	592,978
2015-01-02	Teligent, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+35K sh	—	—	35,000
2014-08-22	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+5,000 sh	$5.90	+$29.5K	19,624
2014-07-29	Pfenex Inc.S Sale	Director	SSale	−81.5K sh	$0.31	−$25.3K	923,937
2014-07-29	Pfenex Inc.S Sale	Director	SSale	−299K sh	$0.31	−$92.8K	3,395,147
2014-07-29	Pfenex Inc.Series A-2 Participating Preferred StockC Conversion	Director	CConversion	−685K sh	—	—	0
2014-07-29	Pfenex Inc.J Other	Director	JOther	+143K sh	—	—	1,005,412
2014-07-29	Pfenex Inc.C Conversion	Director	CConversion	+2.87M sh	—	—	3,169,030
2014-07-29	Pfenex Inc.Series A-2 Participating Preferred StockC Conversion	Director	CConversion	−2.52M sh	—	—	0
2014-07-29	Pfenex Inc.C Conversion	Director	CConversion	+781K sh	—	—	862,403
2014-07-29	Pfenex Inc.J Other	Director	JOther	+526K sh	—	—	3,694,539
2014-01-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+15K sh	—	—	15,000
2013-03-13	Teligent, Inc.P Purchase	Director, 10% Owner	PPurchase	+10K sh	$1.33	+$13.3K	14,624
2013-01-02	Teligent, Inc.Stock OptionA Award	Director, 10% Owner	AAward	+15K sh	—	—	15,000
2012-01-03	Teligent, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+25K sh	—	—	25,000
2011-01-03	Teligent, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+25K sh	—	—	25,000
2010-01-08	Teligent, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+10K sh	—	—	10,000
2010-01-02	Teligent, Inc.Stock Option (Right to Buy)A Award	Director, 10% Owner	AAward	+15K sh	—	—	15,000
2009-10-02	Teligent, Inc.A Award	Director, 10% Owner	AAward	+2,885 sh	$1.04	+$3,000.4	4,624
2009-07-02	Teligent, Inc.A Award	Director, 10% Owner	AAward	+1,739 sh	$1.15	+$1,999.85	1,739
2009-02-24	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−10K sh	—	—	0
2009-02-24	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−550K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−147K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−33K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−750K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.Deffered Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−343K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−4,873 sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−266K sh	—	—	0
2009-02-23	Endo Pharmaceuticals Solutions Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	—	—	10,000
2009-02-23	Endo Pharmaceuticals Solutions Inc.U Disposition from Tender	Director	UDisposition from Tender	−143K sh	—	—	0
2007-12-17	Endo Pharmaceuticals Solutions Inc.J Other	Director	JOther	−216K sh	—	—	421,191
2007-12-17	Endo Pharmaceuticals Solutions Inc.J Other	Director	JOther	−173K sh	—	—	738,317
2007-12-17	Endo Pharmaceuticals Solutions Inc.J Other	Director	JOther	−123K sh	—	—	568,562

Recent filings

Accepted (ET)
Jan 34
GALE JAMES C0001104659-20-000628
SEC(opens sec.gov)
Oct 44
GALE JAMES C0001144204-19-047418
SEC(opens sec.gov)
Jul 34
GALE JAMES C0001144204-19-033718
SEC(opens sec.gov)
May 314
GALE JAMES C0001144204-19-029304
SEC(opens sec.gov)
May 244
GALE JAMES C0001144204-19-028059
SEC(opens sec.gov)
May 154
GALE JAMES C0001144204-19-026689
SEC(opens sec.gov)
Jan 44
GALE JAMES C0001144204-19-000654
SEC(opens sec.gov)
Jan 44
GALE JAMES C0001144204-18-000812
SEC(opens sec.gov)
Nov 134
GALE JAMES C0001144204-17-058439
SEC(opens sec.gov)
Jan 54
Teligent, Inc.0001144204-17-000872
SEC(opens sec.gov)
Mar 144
Teligent, Inc.0001144204-16-087702
SEC(opens sec.gov)
Jan 64
Teligent, Inc.0001144204-16-074450
SEC(opens sec.gov)
Jan 65
Teligent, Inc.0001144204-16-074442
SEC(opens sec.gov)
May 14
IGI LABORATORIES, INC0001144204-15-026942
SEC(opens sec.gov)
Apr 304
Pfenex Inc.0001019687-15-001693
SEC(opens sec.gov)
Aug 264
IGI LABORATORIES, INC0000950156-14-000062
SEC(opens sec.gov)
Jul 314
Pfenex Inc.0001209191-14-049734
SEC(opens sec.gov)

Companies

Address

CARNEGIE HALL TOWER 152 WEST 57TH STREET, 19TH FLOOR

NEW YORK, NY, 10019