Insider · CIK 0001185463

SPADAFORA SAMUEL T

Reports to the SEC for 4 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001185463

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2007-06-25	EMBARCADERO TECHNOLOGIES INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2006-07-03	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−20K sh	$3.16	−$63.3K	85,000
2006-05-01	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$6.04	+$30.2K	5,000
2005-10-13	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$6.76	+$33.8K	5,000
2005-07-19	NIKU CORPS Sale	Director	SSale	−3,888 sh	$20.89	−$81.2K	0
2005-07-19	NIKU CORPS Sale	Director	SSale	−972 sh	$20.89	−$20.3K	0
2005-07-19	NIKU CORPM Exercise/Conversion	Director	MExercise/Conversion	+972 sh	$16.86	+$16.4K	972
2005-07-19	NIKU CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,888 sh	$16.86	+$65.6K	3,888
2005-07-19	NIKU CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,888 sh	$20.89	−$81.2K	16,112
2005-07-19	NIKU CORPNon-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−972 sh	$20.89	−$20.3K	4,028
2005-07-14	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$5.62	+$28.1K	5,000
2005-06-02	CHORDIANT SOFTWARE INCG Gift	Director, Chairman & Chief Strategy Off.	GGift	−11K sh	—	—	422,231
2005-04-15	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$5.00	+$25K	5,000
2005-01-19	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$8.04	+$40.2K	5,000
2004-11-18	CHORDIANT SOFTWARE INCG Gift	Director, Chairman & Chief Strategy Off.	GGift	−51K sh	—	—	433,231
2004-10-13	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$8.90	+$44.5K	5,000
2004-06-15	CHORDIANT SOFTWARE INCOption Grant (Right to Buy)A Award	Director, Chairman & Chief Strategy Off.	AAward	+40K sh	—	—	40,000
2004-04-14	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$13.71	+$68.6K	5,000
2004-02-11	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−2,000 sh	$5.50	−$11K	478,750
2004-02-10	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−3,000 sh	$5.50	−$16.5K	480,750
2004-01-28	CHORDIANT SOFTWARE INCG Gift	Director, Chairman & Chief Strategy Off.	GGift	+3,500 sh	—	—	483,750
2004-01-28	CHORDIANT SOFTWARE INCG Gift	Director, Chairman & Chief Strategy Off.	GGift	−3,500 sh	—	—	480,250
2004-01-20	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−15K sh	$5.82	−$87.3K	488,750
2004-01-14	EMBARCADERO TECHNOLOGIES INCStock Option (right to buy)A Award	Director	AAward	+5,000 sh	$15.65	+$78.3K	5,000
2004-01-09	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−15K sh	$5.60	−$84K	503,750
2004-01-05	CHORDIANT SOFTWARE INCM Exercise/Conversion	Director, Chairman & Chief Strategy Off.	MExercise/Conversion	+49.2K sh	$0.65	+$32K	484,231
2004-01-05	CHORDIANT SOFTWARE INCStock Option (right to buy)D Disposition to Issuer	Director, Chairman & Chief Strategy Off.	DDisposition to Issuer	−106K sh	—	—	665,150
2004-01-05	CHORDIANT SOFTWARE INCStock Option (Right to Buy)D Disposition to Issuer	Director, Chairman & Chief Strategy Off.	DDisposition to Issuer	−49.2K sh	—	—	79,938
2004-01-05	CHORDIANT SOFTWARE INCM Exercise/Conversion	Director, Chairman & Chief Strategy Off.	MExercise/Conversion	+106K sh	$0.64	+$68K	435,000
2004-01-05	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−8,500 sh	$5.56	−$47.2K	518,750
2004-01-02	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−1,500 sh	$5.50	−$8,250	527,250
2003-11-14	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−10K sh	$4.02	−$40.2K	528,750
2003-10-31	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−10K sh	$4.30	−$43K	538,750
2003-10-30	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−5,000 sh	$4.15	−$20.8K	548,750
2003-10-21	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−30K sh	$4.49	−$135K	553,750
2003-10-20	CHORDIANT SOFTWARE INCS Sale	Director, Chairman & Chief Strategy Off.	SSale	−15K sh	$4.37	−$65.5K	583,750

Recent filings

Accepted (ET)
Jun 274
EMBARCADERO TECHNOLOGIES INC0001181431-07-042426
SEC(opens sec.gov)
Jul 54
CHORDIANT SOFTWARE INC0001179110-06-014699
SEC(opens sec.gov)
May 34
EMBARCADERO TECHNOLOGIES INC0001181431-06-027325
SEC(opens sec.gov)
Oct 174
SPADAFORA SAMUEL T0001181431-05-056716
SEC(opens sec.gov)
Jul 204
NIKU CORP0001242739-05-000004
SEC(opens sec.gov)

Companies

Address

C/O EMBARCADERO TECHNOLOGIES, INC. 100 CALIFORNIA STREET, 12TH FLOOR

SAN FRANCISCO, CA, 94111