Insider · CIK 0001185482

DUFF ANDREW S

Reports to the SEC for 3 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001185482

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−5,151 sh	—	—	188,816
2019-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−1,139 sh	—	—	185,485
2019-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−2,192 sh	—	—	186,624
2018-12-12	PIPRPIPER SANDLER COMPANIESG Gift	Director	GGift	−21.8K sh	—	—	193,967
2018-05-21	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+20.5K sh	—	—	225,069
2018-05-21	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−27.5K sh	—	—	0
2018-05-21	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−9,333 sh	—	—	215,736
2018-05-17	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+1,683 sh	—	—	204,603
2018-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−4,013 sh	—	—	202,920
2018-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−5,472 sh	—	—	209,125
2018-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−2,192 sh	—	—	206,933
2018-02-15	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+7,492 sh	—	—	214,597
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−25.3K sh	$94.66	−$2.4M	207,105
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−5,800 sh	$93.18	−$540K	232,448
2018-02-02	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−18.9K sh	$91.88	−$1.73M	238,248
2017-05-22	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−25.6K sh	—	—	0
2017-05-22	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−12.3K sh	—	—	257,105
2017-05-22	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+25.6K sh	—	—	269,454
2017-03-06	ARCTIC CAT INCU Disposition from Tender	Director	UDisposition from Tender	−5,345 sh	$18.50	−$98.9K	3,379
2017-03-06	ARCTIC CAT INCD Disposition to Issuer	Director	DDisposition to Issuer	−3,379 sh	$18.50	−$62.5K	0
2017-03-06	ARCTIC CAT INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,973 sh	—	—	0
2017-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−4,410 sh	$76.05	−$335K	243,834
2017-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−4,242 sh	$76.05	−$323K	248,244
2017-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−6,168 sh	$78.85	−$486K	252,486
2017-02-15	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+14.4K sh	—	—	258,654
2017-02-03	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−9,641 sh	—	—	0
2017-02-03	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−9,641 sh	$75.35	−$726K	244,237
2017-02-03	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+9,641 sh	$70.13	+$676K	253,878
2016-11-14	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−13.7K sh	$65.90	−$901K	244,957
2016-11-14	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−17.7K sh	$65.04	−$1.15M	258,637
2016-11-14	PIPRPIPER SANDLER COMPANIESS Sale	Director	SSale	−720 sh	$66.71	−$48K	244,237
2016-11-14	PIPRPIPER SANDLER COMPANIES · Employee Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−32.1K sh	—	—	0
2016-11-14	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+32.1K sh	$41.09	+$1.32M	276,386
2016-10-31	PIPRPIPER SANDLER COMPANIESG Gift	Director	GGift	−4,558 sh	—	—	244,237
2016-08-03	ARCTIC CAT INCP Purchase	Director	PPurchase	+5,000 sh	$14.89	+$74.5K	8,724
2016-05-31	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+28.1K sh	—	—	262,360
2016-05-31	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−13.6K sh	—	—	248,795
2016-05-31	PIPRPIPER SANDLER COMPANIES · Performance Share UnitM Exercise/Conversion	Director	MExercise/Conversion	−28.1K sh	—	—	0
2016-05-16	PIPRPIPER SANDLER COMPANIES · Performance Share UnitA Award	Director	AAward	+30.1K sh	—	—	30,106
2016-04-01	ARCTIC CAT INCStock Option (Right to Buy)A Award	Director	AAward	+5,973 sh	—	—	5,973
2016-04-01	ARCTIC CAT INCA Award	Director	AAward	+2,688 sh	—	—	3,724
2016-02-18	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−3,210 sh	$41.87	−$134K	234,217
2016-02-17	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−2,957 sh	$41.95	−$124K	190,846
2016-02-16	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−2,345 sh	$41.58	−$97.5K	193,803
2016-02-16	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+46.6K sh	—	—	237,427
2016-02-16	PIPRPIPER SANDLER COMPANIESA Award	Director	AAward	+46.6K sh	—	—	237,427
2016-02-15	PIPRPIPER SANDLER COMPANIESF Tax Payment	Director	FTax Payment	−2,345 sh	$41.58	−$97.5K	193,803
2015-10-23	ARCTIC CAT INCA Award	Director	AAward	+1,036 sh	—	—	1,036
2015-10-23	ARCTIC CAT INCStock Option (Right to Buy)A Award	Director	AAward	+2,303 sh	—	—	2,303
2015-06-01	PIPRPIPER SANDLER COMPANIESM Exercise/Conversion	Director	MExercise/Conversion	+31.1K sh	—	—	211,150

Recent filings

Accepted (ET)
Feb 204
DUFF ANDREW S0001230245-19-000020
SEC(opens sec.gov)
Dec 124
DUFF ANDREW S0001230245-18-000115
SEC(opens sec.gov)
May 234
DUFF ANDREW S0001230245-18-000065
SEC(opens sec.gov)
May 184
DUFF ANDREW S0001230245-18-000054
SEC(opens sec.gov)
Feb 214
DUFF ANDREW S0001230245-18-000026
SEC(opens sec.gov)
Feb 204
DUFF ANDREW S0001230245-18-000020
SEC(opens sec.gov)
Feb 54
DUFF ANDREW S0001230245-18-000013
SEC(opens sec.gov)
May 244
PIPER JAFFRAY COMPANIES0001230245-17-000087
SEC(opens sec.gov)
Mar 74
ARCTIC CAT INC0000914190-17-000105
SEC(opens sec.gov)

Companies

Address

800 NICOLLET MALL

MINNEAPOLIS, MN, 55402