Insider · CIK 0001185553

FRAKES JAMES B

Reports to the SEC for 3 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001185553

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-02-10	AEMDAETHLON MEDICAL INC · Employee Stock Option (Right to Buy)A Award	CFO & Sr. VP ? Finance	AAward	+100K sh	—	—	100,200
2020-04-03	AEMDAETHLON MEDICAL INC · Employee Stock Option (right to buy)A Award	CFO & Sr. VP ? Finance	AAward	+140K sh	—	—	140,472
2020-01-31	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−125 sh	$3.70	−$462.5	2,483
2019-10-30	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−115 sh	$3.93	−$451.95	2,608
2019-07-31	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−113 sh	$3.30	−$372.9	2,723
2019-04-30	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−129 sh	$11.25	−$1,451.25	2,836
2019-03-29	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−4,529 sh	$0.95	−$4,302.55	44,470
2019-01-18	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,922 sh	$1.40	−$2,690.8	48,999
2018-12-19	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−4,047 sh	$1.30	−$5,261.1	50,921
2018-10-31	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	46,539
2018-10-31	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,532 sh	$1.04	+$1,593.28	17,877
2018-10-30	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,718 sh	$0.98	−$1,683.64	54,968
2018-09-28	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−4,015 sh	$1.18	−$4,737.7	56,686
2018-07-31	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	49,789
2018-07-31	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,562 sh	$1.23	+$1,921.26	16,345
2018-07-31	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,688 sh	$1.23	−$2,076.24	60,701
2018-06-19	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsA Award	CFO & Sr. VP ? Finance	AAward	+23K sh	—	—	53,039
2018-06-14	AEMDAETHLON MEDICAL INCA Award	CFO & Sr. VP ? Finance	AAward	+23K sh	—	—	62,389
2018-04-30	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,922 sh	$1.34	−$2,575.48	39,418
2018-04-30	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	30,068
2018-04-30	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,328 sh	$1.34	+$1,779.52	14,783
2018-01-31	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,857 sh	$1.50	−$2,785.5	41,340
2018-01-31	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	33,318
2018-01-31	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,393 sh	$1.50	+$2,089.5	13,455
2017-10-30	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,565 sh	$0.98	+$1,533.7	12,062
2017-10-30	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	36,568
2017-10-11	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,565 sh	$1.14	+$1,784.1	10,497
2017-10-11	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsC Conversion	CFO & Sr. VP ? Finance	CConversion	−3,250 sh	—	—	39,818
2017-09-28	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,685 sh	$1.14	−$1,920.9	43,197
2017-05-01	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+1,594 sh	$2.23	+$3,554.62	8,932
2017-05-01	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsD Disposition to Issuer	CFO & Sr. VP ? Finance	DDisposition to Issuer	−1,594 sh	—	—	43,068
2017-04-30	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−1,656 sh	$2.23	−$3,692.88	44,882
2017-02-07	AEMDAETHLON MEDICAL INCM Exercise/Conversion	CFO & Sr. VP ? Finance	MExercise/Conversion	+7,338 sh	$4.28	+$31.4K	7,338
2017-02-07	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsD Disposition to Issuer	CFO & Sr. VP ? Finance	DDisposition to Issuer	−7,338 sh	—	—	44,662
2017-01-31	AEMDAETHLON MEDICAL INCF Tax Payment	CFO & Sr. VP ? Finance	FTax Payment	−5,662 sh	$4.28	−$24.2K	46,538
2016-08-09	AEMDAETHLON MEDICAL INCA Award	CFO & Sr. VP ? Finance	AAward	+52K sh	—	—	52,200
2016-08-09	AEMDAETHLON MEDICAL INC · Restricted Stock UnitsA Award	CFO & Sr. VP ? Finance	AAward	+52K sh	—	—	52,000
2014-06-06	AEMDAETHLON MEDICAL INC · Stock Options (right to buy)A Award	CFO & Sr. VP ? Finance	AAward	+250K sh	—	—	1,250,000
2013-07-01	AEMDAETHLON MEDICAL INC · Stock options (right to buy)A Award	CFO & Sr. VP ? Finance	AAward	+500K sh	—	—	1,000,000
2005-06-14	ERNAErnexa Therapeutics Inc. · Stock OptionsA Award	Chief Financial Officer	AAward	+20K sh	—	—	0
2004-09-30	ERNAErnexa Therapeutics Inc. · Bonus unitsA Award	Chief Financial Officer	AAward	+20K sh	—	—	20,000
2003-10-30	SHOPNET COM INCA Award	Director	AAward	0 sh	—	—	0

Recent filings

Accepted (ET)
Feb 114
FRAKES JAMES B0001209191-22-008774
SEC(opens sec.gov)
Sep 174
FRAKES JAMES B0001209191-20-050824
SEC(opens sec.gov)
Jan 314
FRAKES JAMES B0001209191-20-005838
SEC(opens sec.gov)
Oct 314
FRAKES JAMES B0001209191-19-054598
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029816
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029830
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029828
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029822
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029817
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029825
SEC(opens sec.gov)
May 145
FRAKES JAMES B0001209191-19-029832
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029819
SEC(opens sec.gov)
May 144/A
FRAKES JAMES B0001209191-19-029827
SEC(opens sec.gov)
Nov 24
FRAKES JAMES B0001683168-18-003226
SEC(opens sec.gov)

Companies

Address

8910 UNIVERSITY CENTER LANE, #660

SAN DIEGO, CA, 92122