FRAKES JAMES B

CIK 00011855533 companiesSAN DIEGO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001185553

Recent Transactions

42 trades

Award
AETHLON MEDICAL INC$AEMD
Employee Stock Option (Right to Buy)
2022-02-10+100,200→ 100,200 total
Award
AETHLON MEDICAL INC$AEMD
Employee Stock Option (right to buy)
2020-04-03+140,472→ 140,472 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2020-01-31$3.70/sh−125→ 2,483 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2019-10-30$3.93/sh−115→ 2,608 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2019-07-31$3.30/sh−113→ 2,723 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2019-04-30$11.25/sh−129→ 2,836 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2019-03-29$0.95/sh−4,529→ 44,470 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2019-01-18$1.40/sh−1,922→ 48,999 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-12-19$1.30/sh−4,047→ 50,921 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2018-10-31−3,250→ 46,539 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2018-10-31$1.04/sh+1,532→ 17,877 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-10-30$0.98/sh−1,718→ 54,968 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-09-28$1.18/sh−4,015→ 56,686 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2018-07-31$1.23/sh+1,562→ 16,345 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2018-07-31−3,250→ 49,789 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-07-31$1.23/sh−1,688→ 60,701 total
Award
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2018-06-19+22,971→ 53,039 total
Award
AETHLON MEDICAL INC$AEMD
Common Stock
2018-06-14+22,971→ 62,389 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2018-04-30−3,250→ 30,068 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-04-30$1.34/sh−1,922→ 39,418 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2018-04-30$1.34/sh+1,328→ 14,783 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2018-01-31$1.50/sh−1,857→ 41,340 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2018-01-31$1.50/sh+1,393→ 13,455 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2018-01-31−3,250→ 33,318 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2017-10-30−3,250→ 36,568 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2017-10-30$0.98/sh+1,565→ 12,062 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2017-10-11$1.14/sh+1,565→ 10,497 total
Conversion
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2017-10-11−3,250→ 39,818 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2017-09-28$1.14/sh−1,685→ 43,197 total
Disposition to Issuer
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2017-05-01−1,594→ 43,068 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2017-05-01$2.23/sh+1,594→ 8,932 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2017-04-30$2.23/sh−1,656→ 44,882 total
Exercise/Conversion
AETHLON MEDICAL INC$AEMD
Common Stock
2017-02-07$4.28/sh+7,338→ 7,338 total
Disposition to Issuer
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2017-02-07−7,338→ 44,662 total
Tax Payment
AETHLON MEDICAL INC$AEMD
Common Stock
2017-01-31$4.28/sh−5,662→ 46,538 total
Award
AETHLON MEDICAL INC$AEMD
Restricted Stock Units
2016-08-09+52,000→ 52,000 total
Award
AETHLON MEDICAL INC$AEMD
Common Stock
2016-08-09+52,000→ 52,200 total
Award
AETHLON MEDICAL INC$AEMD
Stock Options (right to buy)
2014-06-06+250,000→ 1,250,000 total
Award
AETHLON MEDICAL INC$AEMD
Stock options (right to buy)
2013-07-01+500,000→ 1,000,000 total
Award
Ernexa Therapeutics Inc.$ERNA
Stock Options
2005-06-14+20,000→ 0 total
Award
Ernexa Therapeutics Inc.$ERNA
Bonus units
2004-09-30+20,000→ 20,000 total
Award
SHOPNET COM INC
No Securities Issued
2003-10-30+0→ 0 total

Companies

Recent Filings

Address

8910 UNIVERSITY CENTER LANE, #660

SAN DIEGO, CA, 92122

View on SEC.gov