Insider · CIK 0001185581

BROUGHTON THOMAS A

Reports to the SEC for 2 companies · BIRMINGHAM, AL

sec.gov

Transactions

Companies

Filings

CIK

0001185581

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-02-09	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+6,018 sh	—	—	604,822
2026-01-20	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+6,500 sh	—	—	598,804
2025-09-05	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−284 sh	—	—	592,304
2025-08-22	SFBSServisFirst Bancshares, Inc.S Sale	Director, Chairman, President, & CEO	SSale	−22.2K sh	$87.99	−$1.95M	592,588
2025-02-21	SFBSServisFirst Bancshares, Inc.F Tax Payment	Director, Chairman, President, & CEO	FTax Payment	−700 sh	$86.76	−$60.7K	454,717
2025-01-29	SFBSServisFirst Bancshares, Inc.F Tax Payment	Director, Chairman, President, & CEO	FTax Payment	−624 sh	$91.25	−$56.9K	279,806
2025-01-27	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+4,596 sh	—	—	28,430
2025-01-27	SFBSServisFirst Bancshares, Inc.F Tax Payment	Director, Chairman, President, & CEO	FTax Payment	−1,404 sh	$89.68	−$126K	282,971
2025-01-27	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+4,569 sh	—	—	284,375
2024-10-29	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−1,000 sh	—	—	275,834
2024-07-22	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−1,000 sh	—	—	276,834
2024-01-29	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+5,744 sh	—	—	277,834
2024-01-29	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+12.4K sh	—	—	272,090
2023-05-04	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+2,775 sh	$44.60	+$124K	2,775
2023-04-20	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+3,000 sh	$49.95	+$150K	259,691
2023-03-14	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+152 sh	$57.73	+$8,774.96	55,138
2023-02-21	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+5,161 sh	—	—	256,691
2022-10-21	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+196 sh	$69.97	+$13.7K	54,986
2022-06-10	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+1,000 sh	$76.23	+$76.2K	251,530
2022-01-24	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+4,341 sh	—	—	250,530
2021-12-16	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−498K sh	—	—	246,189
2021-12-16	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	+498K sh	—	—	497,812
2021-10-06	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−40K sh	—	—	704,001
2021-01-25	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+8,267 sh	—	—	744,001
2020-12-07	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−300K sh	—	—	735,734
2020-09-21	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−5,000 sh	$15.09	−$75.4K	0
2020-09-21	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+5,000 sh	$15.09	+$75.4K	1,035,734
2020-04-23	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+655 sh	—	—	1,030,734
2020-02-28	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−5,000 sh	$15.09	−$75.4K	5,000
2020-02-28	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+5,000 sh	$15.09	+$75.4K	1,030,079
2020-01-31	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−10K sh	$15.09	−$151K	10,000
2020-01-31	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+10K sh	$15.09	+$151K	1,025,079
2019-10-08	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−13K sh	$18.57	−$241K	0
2019-10-08	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+13K sh	$18.57	+$241K	1,015,079
2019-08-29	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+1,500 sh	$30.79	+$46.2K	1,002,079
2019-05-13	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−10K sh	$5.00	−$50K	0
2019-05-13	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+10K sh	$5.00	+$50K	1,000,579
2019-04-17	SFBSServisFirst Bancshares, Inc.A Award	Director, Chairman, President, & CEO	AAward	+579 sh	—	—	990,579
2019-01-02	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−10K sh	$5.00	−$50K	10,000
2019-01-02	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+10K sh	$5.00	+$50K	990,000
2018-10-23	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+250 sh	$35.34	+$8,833.75	54,790
2018-10-11	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−20K sh	$5.00	−$100K	20,000
2018-10-11	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+20K sh	$5.00	+$100K	980,000
2018-01-31	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−10K sh	$5.00	−$50K	40,000
2018-01-31	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+10K sh	$5.00	+$50K	960,000
2017-05-11	SFBSServisFirst Bancshares, Inc.P Purchase	Director, Chairman, President, & CEO	PPurchase	+250 sh	$37.06	+$9,265	7,270
2017-02-21	SFBSServisFirst Bancshares, Inc. · STOCK OPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	−10K sh	$5.00	−$50K	50,000
2017-02-21	SFBSServisFirst Bancshares, Inc.M Exercise/Conversion	Director, Chairman, President, & CEO	MExercise/Conversion	+10K sh	$5.00	+$50K	950,000
2016-10-28	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−1,000 sh	—	—	470,000
2016-03-08	SFBSServisFirst Bancshares, Inc.G Gift	Director, Chairman, President, & CEO	GGift	−1,820 sh	—	—	182,000

Recent filings

Accepted (ET)
Feb 114
BROUGHTON THOMAS A0001430723-26-000005
SEC(opens sec.gov)
Jan 224
BROUGHTON THOMAS A0001430723-26-000002
SEC(opens sec.gov)
Sep 94
BROUGHTON THOMAS A0001430723-25-000023
SEC(opens sec.gov)
Aug 264
BROUGHTON THOMAS A0001430723-25-000021
SEC(opens sec.gov)
Mar 255/A
BROUGHTON THOMAS A0001430723-25-000011
SEC(opens sec.gov)
Feb 254
BROUGHTON THOMAS A0001430723-25-000007
SEC(opens sec.gov)
Jan 294
BROUGHTON THOMAS A0001430723-25-000002
SEC(opens sec.gov)
Oct 304
BROUGHTON THOMAS A0001430723-24-000019
SEC(opens sec.gov)
Jul 234
BROUGHTON THOMAS A0001430723-24-000013
SEC(opens sec.gov)
Jan 314
BROUGHTON THOMAS A0001430723-24-000001
SEC(opens sec.gov)
May 84
BROUGHTON THOMAS A0001430723-23-000015
SEC(opens sec.gov)
Apr 204
BROUGHTON THOMAS A0001430723-23-000012
SEC(opens sec.gov)
Mar 164
BROUGHTON THOMAS A0001430723-23-000005
SEC(opens sec.gov)
Feb 234
BROUGHTON THOMAS A0001430723-23-000003
SEC(opens sec.gov)
Oct 254
BROUGHTON THOMAS A0001430723-22-000018
SEC(opens sec.gov)
Jun 104
BROUGHTON THOMAS A0001430723-22-000014
SEC(opens sec.gov)

Companies

Address

4229 OLD BROOK TRAIL

BIRMINGHAM, AL, 35243