Insider · CIK 0001185838

GEORGE W WHITNEY

Reports to the SEC for 4 companies · DARIEN, CT

sec.gov

Transactions

Companies

Filings

CIK

0001185838

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+21.9K sh	$10.05	+$221K	1,489,269
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+39.9K sh	$10.05	+$401K	2,705,397
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+59.7K sh	$10.05	+$600K	8,160,307
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,725 sh	$10.05	+$47.5K	320,707
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+49.7K sh	$10.05	+$500K	3,375,936
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,076 sh	$10.05	+$41K	276,642
2026-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,760 sh	$10.05	+$17.7K	119,470
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+21.4K sh	$9.63	+$206K	1,467,325
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+38.9K sh	$9.63	+$374K	2,665,534
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+3,973 sh	$9.63	+$38.3K	272,566
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+16.4K sh	$9.63	+$158K	8,100,605
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,116 sh	$9.63	+$10.7K	3,326,193
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,716 sh	$9.63	+$16.5K	117,710
2026-06-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,606 sh	$9.63	+$44.4K	315,982
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+16.3K sh	$8.96	+$146K	8,094,301
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+21.2K sh	$8.96	+$190K	1,445,933
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+48.8K sh	$8.96	+$437K	3,325,077
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,571 sh	$8.85	+$40.5K	311,376
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+3,943 sh	$8.96	+$35.3K	268,593
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,702 sh	$8.96	+$15.2K	115,994
2026-03-27	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+38.6K sh	$8.96	+$346K	2,626,673
2026-01-06	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,785 sh	$8.89	+$15.9K	8,078,033
2026-01-06	FUNDSPROTT FOCUS TRUST INC.S Sale	Director, 10% Owner, Senior Portfolio Manager	SSale	−17.7K sh	$8.85	−$157K	306,805
2026-01-02	FUNDSPROTT FOCUS TRUST INC.G Gift	Director, 10% Owner, Senior Portfolio Manager	GGift	−6,540 sh	$8.68	−$56.8K	3,276,263
2026-01-02	FUNDSPROTT FOCUS TRUST INC.G Gift	Director, 10% Owner, Senior Portfolio Manager	GGift	−10.9K sh	$8.68	−$94.6K	8,076,248
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+5,752 sh	$8.60	+$49.5K	264,650
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+96.4K sh	$8.60	+$829K	8,087,148
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+56.3K sh	$8.60	+$484K	2,588,112
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+71.4K sh	$8.60	+$614K	3,282,803
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+2,484 sh	$8.60	+$21.4K	114,292
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+31K sh	$8.60	+$266K	1,424,706
2025-12-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+7,054 sh	$8.60	+$60.7K	324,505
2025-12-10	FUNDSPROTT FOCUS TRUST INC.G Gift	Director, 10% Owner, Senior Portfolio Manager	GGift	−4,500 sh	$8.80	−$39.6K	3,211,443
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+49.3K sh	$8.18	+$403K	3,215,943
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+3,970 sh	$8.18	+$32.5K	258,898
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,714 sh	$8.18	+$14K	111,808
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+38.8K sh	$8.18	+$318K	2,531,852
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+21.4K sh	$8.18	+$175K	1,393,736
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,868 sh	$8.18	+$39.8K	317,451
2025-09-29	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+59.5K sh	$8.18	+$487K	7,990,791
2025-08-28	FUNDSPROTT FOCUS TRUST INC.S Sale	Director, 10% Owner, Senior Portfolio Manager	SSale	−29.8K sh	$8.18	−$244K	312,583
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+53.8K sh	$7.41	+$398K	3,166,625
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+23.3K sh	$7.41	+$173K	1,372,363
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+42.3K sh	$7.41	+$314K	2,493,025
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+64.9K sh	$7.41	+$481K	7,931,254
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+5,813 sh	$7.41	+$43.1K	342,383
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+4,328 sh	$7.41	+$32.1K	254,928
2025-06-30	FUNDSPROTT FOCUS TRUST INC.P Purchase	Director, 10% Owner, Senior Portfolio Manager	PPurchase	+1,869 sh	$7.41	+$13.8K	110,094
2025-06-03	FUNDSPROTT FOCUS TRUST INC.S Sale	Director, 10% Owner, Senior Portfolio Manager	SSale	−700 sh	$7.18	−$5,026	279,800
2025-06-03	FUNDSPROTT FOCUS TRUST INC.S Sale	Director, 10% Owner, Senior Portfolio Manager	SSale	−4,465 sh	$7.25	−$32.4K	250,600

Recent filings

Accepted (ET)
Oct 14
GEORGE W WHITNEY0001193125-26-410922
SEC(opens sec.gov)
Jun 304
GEORGE W WHITNEY0001193125-26-290860
SEC(opens sec.gov)
Mar 314
GEORGE W WHITNEY0001193125-26-133610
SEC(opens sec.gov)

Companies

ROYCE GLOBAL TRUST, INC.Director, Vice President, VP-Royce, through 11/10/2014RGT
ROYCE MICRO-CAP TRUST, INC.Director, Vice President, VP-Royce, through 11/10/2014RMT
ROYCE SMALL-CAP TRUST, INC.Director, Vice President, VP-Royce, through 11/10/2014RVT
SPROTT FOCUS TRUST INC.Director, 10% Owner, Senior Portfolio ManagerFUND

Address

C/O SPROTT ASSET MANAGEMENT USA INC. 320 POST ROAD, SUITE 230

DARIEN, CT, 06820