Insider · CIK 0001187072

BRATTON ROBERT O

Reports to the SEC for 2 companies · ALBEMARLE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001187072

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-17	UWHRUWHARRIE CAPITAL CORPA Award	Director	AAward	+132 sh	$11.29	+$1,490.676	587
2012-06-28	UWHRUWHARRIE CAPITAL CORPA Award	Director	AAward	+611.812 sh	—	—	1,985.832
2011-06-27	UWHRUWHARRIE CAPITAL CORPA Award	Director	AAward	+521.293 sh	—	—	1,374.02
2010-07-27	UWHRUWHARRIE CAPITAL CORPA Award	Director	AAward	+852.727 sh	$3.25	+$2,771.363	852.727
2005-01-19	FIRST CHARTER CORP /NC/Stock Options (Right to buy)A Award	CFO	AAward	+14K sh	$23.66	+$331K	13,989
2004-12-27	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+13.2K sh	$17.37	+$229K	110,165.685
2004-12-27	FIRST CHARTER CORP /NC/Stock Options (Right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	−652 sh	$14.50	−$9,454	19,139
2004-12-27	FIRST CHARTER CORP /NC/Stock Options (Right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	−9,288 sh	$23.13	−$215K	0
2004-12-27	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+9,288 sh	$23.13	+$215K	123,772.685
2004-12-27	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+652 sh	$14.50	+$9,454	82,894.685
2004-12-27	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+4,319 sh	$18.39	+$79.4K	114,484.685
2004-12-27	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+14.1K sh	$15.75	+$222K	96,974.685
2004-12-27	FIRST CHARTER CORP /NC/Stock Options (Right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	−4,319 sh	$18.39	−$79.4K	17,278
2004-12-27	FIRST CHARTER CORP /NC/Stock Options (Right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	−13.2K sh	$17.37	−$229K	8,794
2004-12-27	FIRST CHARTER CORP /NC/Stock Options (Right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	−14.1K sh	$15.75	−$222K	9,216
2004-10-18	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+4,320 sh	$12.27	+$53K	83,569.186
2004-10-18	FIRST CHARTER CORP /NC/F Tax Payment	CFO	FTax Payment	−1,400 sh	$26.00	−$36.4K	82,169.186
2004-10-18	FIRST CHARTER CORP /NC/Comprehensive SOP Option (right to buy)M Exercise/Conversion	CFO	MExercise/Conversion	+4,320 sh	$12.27	+$53K	0
2004-10-18	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+74.242 sh	$25.39	+$1,885.076	82,242.685
2004-10-18	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+30.942 sh	$25.39	+$785.648	4,165.929
2004-10-18	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.54 sh	$25.39	+$39.11	207.368
2004-10-18	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+26.67 sh	$25.39	+$677.181	3,590.771
2004-10-18	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.54 sh	$25.39	+$39.11	207.368
2004-07-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.698 sh	$22.25	+$37.761	205.828
2004-07-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.698 sh	$22.25	+$37.761	205.828
2004-07-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+34.105 sh	$22.25	+$758.662	4,134.987
2004-07-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+29.396 sh	$22.25	+$653.919	3,564.101
2004-04-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.817 sh	$20.60	+$37.43	204.13
2004-04-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+31.461 sh	$20.60	+$648.101	3,534.704
2004-04-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.817 sh	$20.60	+$37.43	204.13
2004-04-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+36.501 sh	$20.60	+$751.91	4,100.882
2004-01-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.871 sh	$19.82	+$37.079	202.313
2004-01-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+1.871 sh	$19.82	+$37.079	202.313
2004-01-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+37.582 sh	$19.82	+$744.958	4,064.382
2004-01-15	FIRST CHARTER CORP /NC/J Other	CFO	JOther	+32.394 sh	$19.82	+$642.11	3,503.243
2003-10-17	FIRST CHARTER CORP /NC/M Exercise/Conversion	CFO	MExercise/Conversion	+4,670 sh	$8.75	+$40.9K	74,267.262
2003-10-17	FIRST CHARTER CORP /NC/Stock OptionX Exercise of In-Money	CFO	XExercise of In-Money	+4,670 sh	$8.75	+$40.9K	0

Recent filings

Accepted (ET)
Jun 184
BRATTON ROBERT O0001187072-26-000005
SEC(opens sec.gov)
Jun 284
UWHARRIE CAPITAL CORP0001181431-12-038297
SEC(opens sec.gov)
Jun 274
UWHARRIE CAPITAL CORP0001181431-11-038308
SEC(opens sec.gov)
Jul 274
UWHARRIE CAPITAL CORP0001181431-10-038691
SEC(opens sec.gov)
Jan 214
FIRST CHARTER CORP /NC/0000717306-05-000014
SEC(opens sec.gov)
Dec 294
FIRST CHARTER CORP /NC/0000717306-04-000023
SEC(opens sec.gov)

Companies

Address

PO BOX 338

ALBEMARLE, NC, 28002-0338