Insider · CIK 0001187338

AULT LEE A III

Reports to the SEC for 3 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001187338

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-05-22	ANWORTH MORTGAGE ASSET CORPM Exercise/Conversion	Director	MExercise/Conversion	+20K sh	—	—	103,000
2019-05-22	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2018-07-02	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	20,000
2017-07-03	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	18,000
2016-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	16,000
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+201 sh	$4.66	+$936.66	65,170
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+11K sh	$4.66	+$51.3K	83,000
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+400 sh	$4.66	+$1,864	72,000
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+6,330 sh	$4.66	+$29.5K	71,600
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+21.3K sh	$4.66	+$99.4K	63,341
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+1,628 sh	$4.66	+$7,586.48	64,969
2015-11-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$4.66	+$466	65,270
2015-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	14,000
2014-07-10	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	12,000
2013-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	10,000
2012-07-02	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	8,000
2011-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	6,000
2010-08-27	ODPODP Corp · Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−26.8K sh	—	—	0
2010-08-27	ODPODP CorpM Exercise/Conversion	Director	MExercise/Conversion	+26.8K sh	$0.85	+$22.7K	131,583
2010-07-01	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	4,000
2010-04-22	ODPODP CorpA Award	Director	AAward	+15.2K sh	—	—	104,825
2009-07-10	ANWORTH MORTGAGE ASSET CORPRestricted Stock UnitA Award	Director	AAward	+2,000 sh	—	—	2,000
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+2,704 sh	$5.84	+$15.8K	40,816
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+5,812 sh	$5.84	+$33.9K	37,812
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+300 sh	$5.83	+$1,749	38,112
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$5.83	+$583	40,916
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$5.83	+$583	41,016
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$5.83	+$583	41,116
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+200 sh	$5.83	+$1,166	41,316
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+584 sh	$5.82	+$3,398.88	41,900
2009-03-26	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$5.82	+$582	42,000
2009-03-04	ODPODP Corp · Option (Right to Buy)A Award	Director	AAward	+26.8K sh	—	—	26,758
2009-03-04	ODPODP CorpA Award	Director	AAward	+3,882 sh	—	—	89,600
2009-03-04	ODPODP CorpA Award	Director	AAward	+3,882 sh	—	—	89,600
2009-03-04	ODPODP Corp · Option (Right to Buy)A Award	Director	AAward	+30.5K sh	—	—	30,502
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+600 sh	$6.14	+$3,684	31,000
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$6.16	+$616	30,300
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+1,000 sh	$6.13	+$6,130	32,000
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+5,400 sh	$6.17	+$33.3K	29,400
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+800 sh	$6.16	+$4,928	30,200
2008-12-05	ANWORTH MORTGAGE ASSET CORPP Purchase	Director	PPurchase	+100 sh	$6.15	+$615	30,400
2007-07-11	ANWORTH MORTGAGE ASSET CORPA Award	Director	AAward	+2,000 sh	—	—	10,000
2005-10-14	ANWORTH MORTGAGE ASSET CORPA Award	Director	AAward	+2,000 sh	—	—	6,000
2005-05-17	EFXEQUIFAX INCA Award	Director	AAward	+3,000 sh	$35.31	+$106K	107,119
2005-02-11	ODPODP CorpA Award	Director	AAward	+2,100 sh	—	—	2,100
2005-02-11	ODPODP Corp · Option (Right to Buy)A Award	Director	AAward	+4,200 sh	—	—	4,200
2005-02-07	EFXEQUIFAX INCA Award	Director	AAward	+4,000 sh	—	—	102,348
2004-04-28	EFXEQUIFAX INC · Stock Option/Right to BuyA Award	Director	AAward	+7,000 sh	$24.68	+$173K	7,000
2004-04-06	EFXEQUIFAX INCM Exercise/Conversion	Director	MExercise/Conversion	+3,378 sh	$21.53	+$72.7K	101,032
2004-04-06	EFXEQUIFAX INC · Stock Option/Right to BuyM Exercise/Conversion	Director	MExercise/Conversion	−3,378 sh	$21.53	−$72.7K	0

Recent filings

Accepted (ET)
May 234
AULT LEE A III0001179110-19-006585
SEC(opens sec.gov)
Jul 54
AULT LEE A III0001179110-18-009474
SEC(opens sec.gov)
Jul 74
ANWORTH MORTGAGE ASSET CORP0001179110-17-010209
SEC(opens sec.gov)
Jul 14
ANWORTH MORTGAGE ASSET CORP0001209191-16-130383
SEC(opens sec.gov)
Nov 54
ANWORTH MORTGAGE ASSET CORP0001209191-15-078690
SEC(opens sec.gov)
Jul 24
ANWORTH MORTGAGE ASSET CORP0001209191-15-058506
SEC(opens sec.gov)
Jul 144
ANWORTH MORTGAGE ASSET CORP0001209191-14-046995
SEC(opens sec.gov)
Jul 14
ANWORTH MORTGAGE ASSET CORP0001181431-13-037481
SEC(opens sec.gov)
Jul 24
AULT LEE A III0001181431-12-038693
SEC(opens sec.gov)
Jul 54
AULT LEE A III0001181431-11-039635
SEC(opens sec.gov)
Aug 314
AULT LEE A III0001225208-10-020003
SEC(opens sec.gov)
Jul 24
AULT LEE A III0001181431-10-035841
SEC(opens sec.gov)

Companies

Address

2220 AVENUE OF THE STARS SUITE 1004

LOS ANGELES, CA, 90067