SHAH AJAY B

CIK 00011874365 companiesMENLO PARK, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001187436

Recent Transactions

50 trades

Other
POWER ONE INC
Common Stock, par value $0.001 per share
2013-07-25$6.35/sh−25,775,108→ 0 total
Other
POWER ONE INC
Common Stock, par value $0.001 per share
2013-07-25$6.35/sh−212,299→ 0 total
Other
POWER ONE INC
Warrant (right to buy Common Stock)
2013-07-25$5.02/sh−8,628,941→ 0 total
Other
POWER ONE INC
Series C Jr Convert Pref Stock, par value $0.001 per share
2013-07-25$4703.70/sh−24,713.604→ 0 total
Other
POWER ONE INC
Warrant (right to buy Common Stock)
2013-07-25$5.02/sh−71,059→ 0 total
Other
POWER ONE INC
Series C Jr Convert Pref Stock, par value $0.001 per share
2013-07-25$4703.70/sh−203.396→ 0 total
Conversion
POWER ONE INC
Series C Jr Convert Pref Stock, par value $0.001 per share
2013-06-12−11,364.396→ 24,713.604 total
Conversion
POWER ONE INC
Common Stock, par value $0.001 per share
2013-06-12+8,418,071→ 25,775,108 total
Conversion
POWER ONE INC
Series C Jr Convert Pref Stock, par value $0.001 per share
2013-06-12−93.604→ 203.396 total
Conversion
POWER ONE INC
Common Stock, par value $0.001 per share
2013-06-12+69,336→ 212,229 total
Award
Spansion Inc.
Class A Common Stock, par value $0.001 per share
2013-04-01+13,000→ 21,250 total
Award
Spansion Inc.
Stock Option award (right to buy)
2013-04-01+9,000→ 9,000 total
Award
Spansion Inc.
Class A Common Stock, par value $0.001 per share
2012-04-02+7,500→ 30,000 total
Award
Spansion Inc.
Stock Option award (right to buy)
2012-04-02+20,000→ 20,000 total
Conversion
POWER ONE INC
6.0%/8.0%/10.0% Convertible Senior Notes, due 2010
2011-11-10−36,078→ 0 total
Conversion
POWER ONE INC
6.0%/8.0%/10.0% Convertible Senior Notes, due 2010
2011-11-10−297→ 0 total
Conversion
POWER ONE INC
Series C Junior Convertible Preferred Stock
2011-11-10+297→ 297 total
Conversion
POWER ONE INC
Series C Jr Convert Pref Stock, par value $0.001 per share
2011-11-10+36,078→ 36,078 total
Conversion
POWER ONE INC
Common Stock, par value $0.001 per share
2011-11-08+17,357,037→ 17,357,037 total
Conversion
POWER ONE INC
Series A Convertible Pref Stock, par value $0.001 per share
2011-11-08−23,432→ 0 total
Conversion
POWER ONE INC
Series A Convertible Pref Stock, par value $0.001 per share
2011-11-08−193→ 0 total
Conversion
POWER ONE INC
Common Stock, par value $0.001 per share
2011-11-08+142,962→ 142,962 total
Disposition to Issuer
SMART Modular Technologies (WWH), Inc.
Common Stock
2011-08-26$9.25/sh−717,921→ 0 total
Disposition to Issuer
SMART Modular Technologies (WWH), Inc.
Common Stock
2011-08-26$9.25/sh−10,397→ 0 total
Disposition to Issuer
SMART Modular Technologies (WWH), Inc.
Restricted Stock Unit
2011-08-26−5,494→ 0 total
Award
Spansion Inc.
Class A Common Stock, par value $0.001 per share
2011-04-01+7,500→ 22,500 total
Award
Spansion Inc.
Stock Option award (right to buy)
2011-04-01+20,000→ 20,000 total
Award
SMART Modular Technologies (WWH), Inc.
Restricted Stock Unit
2011-01-14+5,494→ 5,494 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-30$5.42/sh−127,200→ 0 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-30$5.42/sh−31,800→ 0 total
Award
SMART Modular Technologies (WWH), Inc.
Common Stock
2010-07-30+10,397→ 10,397 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+4,611→ 4,611 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+10,962→ 10,962 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29$5.67/sh−32,800→ 1,976,081 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+2,144→ 437,136 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29−274,086→ 0 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29$5.67/sh−8,200→ 1,967,881 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+2,144→ 262,494 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+95,930→ 274,030 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+176,786→ 439,280 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+4,611→ 4,611 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29−1,096,345→ 127,200 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29−10,962→ 0 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29+95,930→ 274,030 total
Other
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29−274,086→ 31,800 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29$5.67/sh−32,800→ 1,223,545 total
Sale
SMART Modular Technologies (WWH), Inc.
COMMON STOCK
2010-07-29$5.67/sh−8,200→ 305,886 total
Award
Spansion Inc.
Stock Option Award
2010-05-10+25,000→ 25,000 total
Award
Spansion Inc.
Class A Common Stock, par value $0.001 per share
2010-05-10+15,000→ 15,000 total
Other
SMART Modular Technologies (WWH), Inc.
Common Stock
2009-10-08+3,364→ 280,714 total

Companies

Recent Filings

Address

2775 SAND HILL ROAD SUITE 100

MENLO PARK, CA, 94025

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