Insider · CIK 0001187885

HORSLEY RICHARD D

Reports to the SEC for 2 companies · BIRMINGHAM, AL

sec.gov

Transactions

Companies

Filings

CIK

0001187885

Forms 4 and 5

Insider transactions

41 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2006-12-29	RFREGIONS FINANCIAL CORPF Tax Payment	Director, VCh & CEO Business Enterprises	FTax Payment	−37.1K sh	—	—	566,700
2006-12-26	RFREGIONS FINANCIAL CORPG Gift	Director, VCh & CEO Business Enterprises	GGift	−29.1K sh	—	—	603,825
2004-12-31	RFREGIONS FINANCIAL CORPU Disposition from Tender	Director, VCh & CEO Business Enterprises	UDisposition from Tender	−0.157 sh	—	—	499,438
2004-12-31	RFREGIONS FINANCIAL CORP · Phantom Stock Units (401k)J Other	Director, VCh & CEO Business Enterprises	JOther	+549 sh	—	—	2,111
2004-12-27	RFREGIONS FINANCIAL CORPG Gift	Director, VCh & CEO Business Enterprises	GGift	−3,000 sh	—	—	499,438.157
2004-10-21	RFREGIONS FINANCIAL CORP · Stock OptionX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	−31.5K sh	$18.17	−$573K	0
2004-10-21	RFREGIONS FINANCIAL CORPF Tax Payment	Director, VCh & CEO Business Enterprises	FTax Payment	−21.3K sh	$34.41	−$734K	502,438.157
2004-10-21	RFREGIONS FINANCIAL CORPX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	+31.5K sh	$18.17	+$573K	523,777.157
2004-10-21	RFREGIONS FINANCIAL CORPX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	+6,143 sh	$16.28	+$100K	492,240.157
2004-10-21	RFREGIONS FINANCIAL CORPX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	+5,501 sh	$18.17	+$100K	486,097.157
2004-10-21	RFREGIONS FINANCIAL CORP · Stock OptionX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	−5,501 sh	$18.17	−$100K	0
2004-10-21	RFREGIONS FINANCIAL CORP · Stock OptionX Exercise of In-Money	Director, VCh & CEO Business Enterprises	XExercise of In-Money	−6,143 sh	$16.28	−$100K	0
2004-10-15	RFREGIONS FINANCIAL CORP · Stock OptionA Award	Director, VCh & CEO Business Enterprises	AAward	+151K sh	—	—	150,940
2004-10-15	RFREGIONS FINANCIAL CORPA Award	Director, VCh & CEO Business Enterprises	AAward	+7,000 sh	—	—	480,596.157
2004-04-21	REGIONS FINANCIAL CORPA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	+20K sh	—	—	383,603
2004-04-21	REGIONS FINANCIAL CORPStock OptionA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	+100K sh	—	—	100,000
2004-04-21	REGIONS FINANCIAL CORPPhantom Stock Units (401k)J Other	Director, Vice Chmn & COO; Mem Lead Coun	JOther	+987 sh	—	—	1,095
2004-01-05	REGIONS FINANCIAL CORPX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	+30K sh	$16.00	+$480K	378,820
2004-01-05	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−15.2K sh	$36.82	−$560K	363,603
2004-01-05	REGIONS FINANCIAL CORPStock OptionX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	−30K sh	$16.00	−$480K	0
2003-12-31	REGIONS FINANCIAL CORPPhantom Stock Units (401k)J Other	Director, Vice Chmn & COO; Mem Lead Coun	JOther	+108 sh	—	—	108
2003-12-30	REGIONS FINANCIAL CORPG Gift	Director, Vice Chmn & COO; Mem Lead Coun	GGift	−3,000 sh	—	—	348,820
2003-10-31	REGIONS FINANCIAL CORPPhantom Stock Units (401k)I Discretionary Transaction	Director, Vice Chmn & COO; Mem Lead Coun	IDiscretionary Transaction	−5,262 sh	—	—	0
2003-10-31	REGIONS FINANCIAL CORPPhantom Stock Units (401k)J Other	Director, Vice Chmn & COO; Mem Lead Coun	JOther	+491 sh	—	—	5,262
2003-04-14	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−1,656 sh	$32.70	−$54.2K	351,820
2003-02-20	REGIONS FINANCIAL CORPD Disposition to Issuer	Director, Vice Chmn & COO; Mem Lead Coun	DDisposition to Issuer	—	—	—	322,320
2003-02-14	REGIONS FINANCIAL CORPD Disposition to Issuer	Director, Vice Chmn & COO; Mem Lead Coun	DDisposition to Issuer	—	—	—	324,528
2002-12-27	REGIONS FINANCIAL CORPG Gift	Director, Vice Chmn & COO; Mem Lead Coun	GGift	−3,600 sh	—	—	3,600
2002-07-31	REGIONS FINANCIAL CORPStock OptionX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	—	—	—	—
2002-07-31	REGIONS FINANCIAL CORPX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	−6,274 sh	—	—	7,312,002
2002-07-29	REGIONS FINANCIAL CORPStock OptionX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	—	—	—	—
2002-07-29	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−8,827 sh	—	—	7,292,002
2002-07-29	REGIONS FINANCIAL CORPX Exercise of In-Money	Director, Vice Chmn & COO; Mem Lead Coun	XExercise of In-Money	−13.6K sh	—	—	7,292,002
2002-04-16	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−1,073 sh	—	—	4,162,002
2002-04-15	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−1,227 sh	—	—	4,152,002
2002-02-15	REGIONS FINANCIAL CORPF Tax Payment	Director, Vice Chmn & COO; Mem Lead Coun	FTax Payment	−1,509 sh	—	—	2,152,002
2002-01-22	REGIONS FINANCIAL CORPStock OptionA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	—	—	—	—
2002-01-22	REGIONS FINANCIAL CORPStock OptionA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	—	—	—	—
2002-01-22	REGIONS FINANCIAL CORPStock OptionA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	—	—	—	—
2002-01-22	REGIONS FINANCIAL CORPA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	−20K sh	—	—	1,222,002
2002-01-22	REGIONS FINANCIAL CORPStock OptionA Award	Director, Vice Chmn & COO; Mem Lead Coun	AAward	—	—	—	—

Recent filings

Accepted (ET)
Jan 34
REGIONS FINANCIAL CORP0001281761-07-000001
SEC(opens sec.gov)
Jan 215
HORSLEY RICHARD D0001281761-05-000008
SEC(opens sec.gov)
Oct 254
HORSLEY RICHARD D0001281761-04-000090
SEC(opens sec.gov)
Oct 194
HORSLEY RICHARD D0001281761-04-000080
SEC(opens sec.gov)
Apr 234
HORSLEY RICHARD D0000036032-04-000056
SEC(opens sec.gov)
Jan 74
HORSLEY RICHARD D0000036032-04-000001
SEC(opens sec.gov)

Companies

Address

P O BOX 10247

BIRMINGHAM, AL, 352020247