Insider · CIK 0001187893

SPRAGUE STEVEN K

Reports to the SEC for 1 company · LEE, MA

sec.gov

Transactions

Companies

Filings

CIK

0001187893

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-24	WAVE SYSTEMS CORPEmployee Stock OptionA Award	Director, President/CEO	AAward	+300K sh	—	—	300,000
2012-09-28	WAVE SYSTEMS CORPP Purchase	Director, President/CEO	PPurchase	+57.4K sh	$0.92	+$52.8K	205,222
2012-02-09	WAVE SYSTEMS CORPEmployee Stock OptionA Award	Director, President/CEO	AAward	+300K sh	—	—	300,000
2011-04-26	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−35K sh	$3.26	−$114K	78,337
2011-01-14	WAVE SYSTEMS CORPEmployee Stock OptionA Award	Director, President/CEO	AAward	+300K sh	—	—	300,000
2010-03-17	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−10K sh	$3.74	−$37.4K	103,805
2010-03-17	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−10K sh	$3.78	−$37.8K	113,805
2010-03-17	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−10K sh	$3.77	−$37.7K	123,805
2010-03-17	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−7,000 sh	$3.80	−$26.6K	96,805
2010-03-17	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−3,000 sh	$3.72	−$11.2K	93,805
2010-01-14	WAVE SYSTEMS CORPEmployee Stock OptionA Award	Director, President/CEO	AAward	+300K sh	—	—	300,000
2009-02-02	WAVE SYSTEMS CORPEmployee Stock OptionA Award	Director, President/CEO	AAward	+280K sh	—	—	280,000
2006-06-26	WAVE SYSTEMS CORPJ Other	Director, President/CEO	JOther	+12.5K sh	—	—	200,264
2003-08-06	WAVE SYSTEMS CORPM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+56.8K sh	$1.10	+$62.5K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−3,200 sh	$3.97	−$12.7K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−7,900 sh	$3.98	−$31.4K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−25K sh	$4.01	−$100K	270,052
2003-08-06	WAVE SYSTEMS CORPEmployee Stock OptionX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	−48.3K sh	—	—	1,519,506
2003-08-06	WAVE SYSTEMS CORPEmployee Stock OptionX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	−8,467 sh	—	—	1,519,506
2003-08-06	WAVE SYSTEMS CORPEmployee Stock OptionX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	−64.4K sh	—	—	1,519,506
2003-08-06	WAVE SYSTEMS CORPEmployee Stock OptionX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	−14.4K sh	—	—	1,519,506
2003-08-06	WAVE SYSTEMS CORPEmployee Stock OptionX Exercise of In-Money	Director, President/CEO	XExercise of In-Money	−14.4K sh	—	—	1,519,506
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−600 sh	$3.90	−$2,340	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−3,500 sh	$3.88	−$13.6K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−100 sh	$3.87	−$387	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−8,700 sh	$3.86	−$33.6K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−17.3K sh	$3.47	−$60K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−32.7K sh	$3.46	−$113K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−13.5K sh	$3.45	−$46.6K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−1,600 sh	$3.21	−$5,136	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−11.9K sh	$3.18	−$37.8K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−23K sh	$3.17	−$72.9K	270,052
2003-08-06	WAVE SYSTEMS CORPM Exercise/Conversion	Director, President/CEO	MExercise/Conversion	+93.2K sh	$1.15	+$107K	270,052
2003-08-06	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−1,000 sh	$3.92	−$3,920	270,052
2002-09-04	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−21K sh	$1.90	−$39.8K	2,020,815
2002-09-03	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−1,000 sh	$2.01	−$2,010	—
2002-09-03	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−1,900 sh	$2.03	−$3,857	—
2002-09-03	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−3,100 sh	$1.90	−$5,890	—
2002-09-03	WAVE SYSTEMS CORPS Sale	Director, President/CEO	SSale	−13K sh	$2.00	−$26.1K	—

Recent filings

Accepted (ET)
Jan 284
SPRAGUE STEVEN K0001179110-13-001291
SEC(opens sec.gov)
Oct 14
SPRAGUE STEVEN K0001104659-12-066571
SEC(opens sec.gov)
Feb 224
SPRAGUE STEVEN K0001179110-12-003156
SEC(opens sec.gov)
Apr 274
SPRAGUE STEVEN K0001179110-11-006956
SEC(opens sec.gov)
Jan 194
SPRAGUE STEVEN K0001179110-11-001087
SEC(opens sec.gov)
Mar 194
SPRAGUE STEVEN K0001179110-10-005742
SEC(opens sec.gov)
Feb 54
SPRAGUE STEVEN K0001179110-10-002213
SEC(opens sec.gov)
Feb 55
SPRAGUE STEVEN K0001179110-10-002215
SEC(opens sec.gov)
Jun 284
SPRAGUE STEVEN K0001179110-06-014180
SEC(opens sec.gov)
Aug 224
SPRAGUE STEVEN K0001104659-03-019431
SEC(opens sec.gov)

Companies

WAVE SYSTEMS CORPDirector, President/CEO

Address

480 PLEASANT ST.

LEE, MA, 01238