Insider · CIK 0001188729

BERKSHIRE ALAN G

Reports to the SEC for 1 company · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001188729

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-06-10	NUVEEN INVESTMENTS, INCCommon StockD Disposition to Issuer	Senior Vice President	DDisposition to Issuer	—	—	—	—
2006-01-13	NUVEEN INVESTMENTS, INCClass A Common StockD Disposition to Issuer	Senior Vice President	DDisposition to Issuer	−80K sh	—	—	—
2006-01-13	NUVEEN INVESTMENTS, INCA Award	Senior Vice President	AAward	+5,988 sh	—	—	36,784
2006-01-13	NUVEEN INVESTMENTS, INCA Award	Senior Vice President	AAward	+11.5K sh	—	—	48,299
2006-01-13	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+25.1K sh	—	—	25,145
2006-01-13	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+48.4K sh	—	—	73,501
2005-01-14	NUVEEN INVESTMENTS, INCA Award	Senior Vice President	AAward	+6,985 sh	—	—	23,096
2005-01-14	NUVEEN INVESTMENTS, INCA Award	Senior Vice President	AAward	+7,700 sh	—	—	30,796
2005-01-14	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+35.3K sh	—	—	35,282
2005-01-14	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+38K sh	—	—	38,000
2005-01-11	NUVEEN INVESTMENTS, INCCommon StockD Disposition to Issuer	Senior Vice President	DDisposition to Issuer	—	—	—	—
2004-10-26	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+30K sh	$12.50	+$375K	46,111
2004-10-26	NUVEEN INVESTMENTS, INCS Sale	Senior Vice President	SSale	−30K sh	$31.09	−$933K	16,111
2004-10-26	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−30K sh	$31.09	−$933K	0
2004-10-25	NUVEEN INVESTMENTS, INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+30K sh	$12.50	+$375K	46,111
2004-10-25	NUVEEN INVESTMENTS, INCS Sale	Senior Vice President	SSale	−30K sh	$31.33	−$940K	16,111
2004-10-25	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−30K sh	$31.33	−$940K	30,000
2004-01-20	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+90K sh	—	—	90,000
2004-01-12	NUVEEN INVESTMENTS, INCF Tax Payment	Senior Vice President	FTax Payment	−1,767 sh	$28.06	−$49.6K	16,111
2004-01-02	NUVEEN INVESTMENTS, INCF Tax Payment	Senior Vice President	FTax Payment	−4,622 sh	$26.66	−$123K	17,878
2003-01-13	NUVEEN INVESTMENTS, INCNon-Qualified Stock Options (right to buy) (1)A Award	Senior Vice President	AAward	+80K sh	—	—	—
2003-01-13	NUVEEN INVESTMENTS, INCNon-Qualified Stock OptionA Award	Senior Vice President	AAward	+80K sh	—	—	80,000
2002-06-10	NUVEEN INVESTMENTS, INCNon-Qualified Stock Option (right to buy) (4)A Award	Senior Vice President	AAward	—	—	—	—
2002-01-11	NUVEEN INVESTMENTS, INCNon-Qualified Stock Option (right to buy) (3)A Award	Senior Vice President	AAward	—	—	—	—
2001-01-11	NUVEEN INVESTMENTS, INCA Award	Senior Vice President	AAward	−3,000 sh	—	—	3,000
2001-01-11	NUVEEN INVESTMENTS, INCNon-Qualified Stock Option (right to buy)A Award	Senior Vice President	AAward	+45K sh	—	—	—

Recent filings

Accepted (ET)
Jan 184
BERKSHIRE ALAN G0001189642-06-000013
SEC(opens sec.gov)
Jan 194
BERKSHIRE ALAN G0001189642-05-000116
SEC(opens sec.gov)
Oct 264
BERKSHIRE ALAN G0001189642-04-000626
SEC(opens sec.gov)
Oct 264
BERKSHIRE ALAN G0001189642-04-000625
SEC(opens sec.gov)
Jan 224
BERKSHIRE ALAN G0001188729-04-000006
SEC(opens sec.gov)
Jan 124
BERKSHIRE ALAN G0001188729-04-000002
SEC(opens sec.gov)
Jan 24
BERKSHIRE ALAN G0001188729-04-000001
SEC(opens sec.gov)
Feb 134
BERKSHIRE ALAN G0000950137-03-000945
SEC(opens sec.gov)

Companies

NUVEEN INVESTMENTS, INCSenior Vice President

Address

333 W. WACKER DRIVE SUITE 2900

CHICAGO, IL, 60606